Over recent years, members of the APOBEC3 family of cytosine deaminases have been implicated in increased cancer genome mutagenesis, thereby contributing to intratumor and intertumor genomic heterogeneity and therapy resistance in, among others, breast cancer. Understanding the available methods for clinical detection of these enzymes, the conditions required for their (dysregulated) expression, the clinical impact they have, and the clinical implications they may offer is crucial in understanding the current impact of APOBEC3-mediated mutagenesis in breast cancer. Here, we provide a comprehensive review of recent developments in the detection of APOBEC3-mediated mutagenesis and responsible APOBEC3 enzymes, summarize the pathways that control their expression, and explore the clinical ramifications and opportunities they pose. We propose that APOBEC3-mediated mutagenesis can function as a helpful predictive biomarker in several standard-of-care breast cancer treatment plans and may be a novel target for treatment.

The genomic landscape of breast cancer is shaped by many mutagenic processes, which promote intratumor and intertumor genomic heterogeneity and contribute to tumor evolution and thereby treatment resistance (1, 2). These mutational processes are computationally distinguishable as signatures with different etiologic causes (1). For example, a mutational signature attributable to deamination of cytosine bases in DNA catalyzed by apolipoprotein B mRNA-editing enzyme, catalytic polypeptide-3 (APOBEC3) enzymes is evident in a large proportion of breast cancers (1). Two of the seven APOBEC3 enzymes found in humans, APOBEC3A (A3A) and APOBEC3B (A3B), have been causally linked to the observed APOBEC mutation signature in breast cancer. This review focuses first on how APOBEC3-positive tumors can be diagnosed, second on how the proteins responsible may become dysregulated in breast cancer, and finally on the clinical impact and implications of APOBEC3-mediated mutagenesis for novel and patient-specific treatment opportunities. Of note, APOBEC3 enzymes may also have roles in cancer that are independent of mutagenesis, for example, estrogen-dependent gene expression (3), R-loop homeostasis (bioRxiv 2021.08.30.458235v1), and RNA editing (bioRxiv 2022.06.01.494353), which are beyond the scope of this review.

Family member profiles

APOBEC3 proteins catalyze the deamination of cytosines, thereby converting them into premutagenic uracils (reviewed in ref. 4). Human cells can express up to seven APOBEC3 proteins, A3A, A3B, A3C, A3D, A3F, A3G, and A3H, which can be further distinguished by single amino acid variants, of which A3H is the most variable in the human population with over a dozen phylogenetically distinct haplotypes (refs. 5, 6; Fig. 1A). In addition, although all A3 members are structurally similar, differences in amino acid sequence and functionality allow subclassification into different domain groupings (called Z1, Z2, and Z3, respectively color-coded green, orange, and blue in Fig. 1A). The composition of these domains is evolutionarily conserved amongst higher primates and most of these three domains are also expressed in other mammalian orders, including even- and odd-toed ungulates, bats, and afrotheres (5). In humans, the Z1 domain provides the catalytically active pocket in A3A, A3B, and A3G, while the catalytically active pockets of A3C-F and A3H are encoded by Z2 and Z3 domains, respectively (Fig. 1A). In addition, a catalytically inactive form of Z2 is present as the N-terminal domain of A3B, A3D, A3F, and A3G, possibly serving to regulate catalytic activity, subcellular localization, and the packaging into viral particles (7–9). As such, several A3 members, including A3D, A3F, A3G, and A3H, are capable of restricting HIV-1, whereas other virus types may be restricted by A3A, A3B, and A3H [(10–13) and reviewed in refs. 4, 14]. For instance, the DNA-based hepatitis B virus may be restricted through the editing capabilities of A3B, A3C, A3F, and A3G (15), and the large DNA herpesviruses by A3B and potentially also by A3A (16).

Figure 1.

The APOBEC3 enzymes, their association with breast cancer, and the diagnostic methods available. A, Breakdown of individual APOBEC3 family members, their conserved domain composition (5, 6), their expression levels in cancer (17, 22, 30), and their causal involvement in the observed APOBEC mutagenesis pattern observed in cancer (13, 17, 22, 33). The list of potential diagnostic tools denotes published methods suitable for the detection of APOBEC3 enzymes, their deaminase activity, or the APOBEC SBS signatures (bioRxiv 2022.04.26.489523v2; refs. 12, 17, 35, 38, 44–49). B, Proposed flow chart for the inclusion of the APOBEC status in the consideration of suitable adjuvant treatment plans. An initial core needle biopsy is taken from the suspected lesion (green arrow) and IHC for A3A, and/or A3B is performed in parallel to conventional clinical pathology. If malignant and operable, the freshly resected tumor (orange arrow) is subjected to additional assays, including mutational profiling and gene expression analyses. The resultant APOBEC status may then be included in the adjuvant treatment plans. *The example shown here is considered A3B specific because of its nuclear localization.

Figure 1.

The APOBEC3 enzymes, their association with breast cancer, and the diagnostic methods available. A, Breakdown of individual APOBEC3 family members, their conserved domain composition (5, 6), their expression levels in cancer (17, 22, 30), and their causal involvement in the observed APOBEC mutagenesis pattern observed in cancer (13, 17, 22, 33). The list of potential diagnostic tools denotes published methods suitable for the detection of APOBEC3 enzymes, their deaminase activity, or the APOBEC SBS signatures (bioRxiv 2022.04.26.489523v2; refs. 12, 17, 35, 38, 44–49). B, Proposed flow chart for the inclusion of the APOBEC status in the consideration of suitable adjuvant treatment plans. An initial core needle biopsy is taken from the suspected lesion (green arrow) and IHC for A3A, and/or A3B is performed in parallel to conventional clinical pathology. If malignant and operable, the freshly resected tumor (orange arrow) is subjected to additional assays, including mutational profiling and gene expression analyses. The resultant APOBEC status may then be included in the adjuvant treatment plans. *The example shown here is considered A3B specific because of its nuclear localization.

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A3A and A3B are major contributors to cancer

Whole-genome sequencing (WGS) found that off-target activity of APOBEC3 to chromosomal DNA constitutes a major source of somatically acquired mutations in a variety of malignancies, including breast cancer (17–20). Mutational activity by APOBEC3 proteins can be computationally identified in sequencing data as mutations occurring at cytosines within a 5′-TCW (W = A or T) trinucleotide context (21). The mutational process within this context starts with the deamination of cytosine into uracil, which then templates for thymine during replication and base pairs with adenosine. After a round of replication, a C-to-T transition is then immortalized into the genome. Alternatively, uracil excision by DNA glycosylases and subsequent error-prone repair by translesion synthesis polymerases can generate C-to-G transversions. These two distinguishable single base substitution (SBS) mutations are included in the over 40 etiologically distinct mutation signatures found in pan-cancer datasets (referred to as SBS2 and SBS13, respectively: see ref. 1). Importantly, these mutation signatures are consistent with the mutagenic characteristics of A3A, A3B, and A3H haplotype I (A3H-I). Although previously proposed as a likely contributor, the role of A3H-I in cancer-related mutagenesis has recently been questioned [bioRxiv 2022.04.26.489523v2 (22, 23)]. In comparison, A3A and A3B are currently seen as major contenders to the origin of APOBEC3 deaminase activity in cancer, which is further described below.

Of all APOBEC3 proteins possibly involved in breast cancer mutagenesis, A3B is the only deaminase overexpressed and steadily present in the nuclear compartment (7, 17, 24, 25). Various studies have directly and indirectly connected A3B activity with APOBEC3-mediated mutagenesis in several cancer types, including breast cancer (Fig. 1A; bioRxiv 2022.04.26.489523v2; refs. 17, 26). However, APOBEC3-mediated mutagenesis can still be detected in breast cancers of patients carrying loss of A3B. Loss of A3B presents as a chimeric allele, where the A3A coding region is fused to the A3B 3′ untranslated region, which is rare in European and African populations, but present in approximately 37%, approximately 58%, and approximately 93% of East Asians, native American, and Oceanic populations, respectively (27, 28). This A3A-B fusion allele indicates that additional APOBEC3 members, such as A3A, also contribute to the overall level of APOBEC signature SBS mutations in breast cancer.

Like A3B, the potent deamination activity of A3A has also been causally linked to increased levels of APOBEC3-mediated mutagenesis (Fig. 1A; bioRxiv 2022.04.26.489523v2; refs. 23, 29–32). In fact, A3A has been proposed as the dominant deaminase over A3B in breast cancer, predominantly based on the reported computationally distinguishable mutational signatures of A3A and A3B as established in yeast, cell lines and subsequently tumors (30, 33, 34). However, although potentially useful in the detection of A3A-mediated mutagenesis specifically, more recent analyses in HAP1 cells have shown that this approach may not provide the necessary resolution between these two deaminases and highlights the appreciable contribution of A3A as well as A3B (bioRxiv 2022.04.26.489523v2). Furthermore, while A3A was recently proposed as a major contributor to SBS2 and SBS13 in breast cancer cells, A3B still has an appreciable contribution to APOBEC3-mediated mutagenesis (23). Therefore, because both A3A and A3B are directly implicated with the accumulation of APOBEC signatures, and a detailed correlation of the most relevant deaminase in relation to breast cancer development is yet to be fully established (and they may also contribute combinatorially), APOBEC3-mediated mutagenesis in this review will not specifically be attributed to either enzyme (Fig. 1A). Reproducible and clinically implementable detection methods, discussed below, can further consolidate the clinical relevance of APOBEC3 proteins and their mutagenic activity.

Options for clinical detection of APOBEC3-mediated mutagenesis

As part of the initial histopathologic assessment of malignancy, expression of APOBEC3 proteins can be detected through IHC in, for instance, diagnostic core needle biopsies (Fig. 1B). A rabbit mAb has recently proven to be suitable for the specific detection of A3A protein using immunofluorescence (bioRxiv 2022.04.26.489523v2). For detection of A3B, the most frequently used antibody is 5210-87-13, a rabbit monoclonal that detects A3A, A3B, and A3G due to a shared epitope (35). As the only APOBEC3 protein with dominant nuclear localization, A3B expressed by tumor cells can be clearly distinguished from other APOBEC3 proteins, including A3A, which are present as cell-wide or cytoplasmic proteins (14). The IHC detection of A3B has been demonstrated in tumor tissue from several cancer types, including head/neck and ovarian cancer (36–38). Given the low expression of APOBEC3 proteins in most healthy cells, staining of A3A and A3B in tumor cells can be readily detected. It is currently unknown which molecular breast cancer subtype is most likely to score positive for the IHC detection of A3A and A3B protein. However, protein expression can be seen at early stages of tumor development (39) and, therefore, IHC detection of A3A and A3B may conveniently be included in histopathologic analysis and stained in parallel to molecular markers such as estrogen receptor (ER) and HER2. We therefore recommend all samples be subjected to the A3A/B IHC analysis. Furthermore, to establish mutational contributions, the resected primary tumor may also be analyzed by DNA sequencing (Fig. 1B). To the best of our knowledge, targeted sequencing approaches have yet to be optimized to detect APOBEC SBS signatures. Therefore, whole-exome sequencing or WGS is necessary to gain a comprehensive overview of APOBEC3-mediated mutagenesis. On the basis of available sequencing data, HER2-amplified breast cancers are most likely to display pan-genomic APOBEC SBS signatures, and ER+ disease may additionally contain APOBEC-induced mutations with clinical relevance (40, 41). These samples may be prioritized in sequencing efforts. Moreover, because tumors with homologous recombination (HR) deficiencies such as loss of BRCA1 or BRCA2 rarely show APOBEC SBS signatures (42, 43), testing labs may be prudent to focus APOBEC diagnostic efforts on HR-proficient tumors.

Importantly, by combining genome sequencing with IHC, historical APOBEC3 activity (i.e., presence of APOBEC SBS signatures, but absence of A3A and A3B protein), may be distinguished from ongoing APOBEC3 activity (i.e., presence of both APOBEC SBS signatures and IHC positivity). Other techniques that can consolidate the expression and/or activity of A3A and A3B include quantification by RNA-based methods (i.e., qRT-PCR, RNA sequencing, and/or RNA scope), immunoblotting, A3A-dependent RNA editing (44), and DNA deaminase assays (Fig. 1B; refs. 1, 12, 17, 38, 45–49). To understand the biological context surrounding APOBEC3-mediated mutagenesis, it is important to know how these enzymes can be expressed in breast cancer (discussed below).

Because of their prominent role in the innate immune system, much of the initial data on APOBEC3 regulation stem from virology research. These observations have proven insightful in the identification of mechanisms underlying APOBEC3 (dys)regulation, even though viruses are unlikely to be directly involved in breast cancer (reviewed in ref. 50).

Regulation of A3A expression

One of the most prominent factors that induce A3A expression are IFNs. The pleotropic group of IFNs, most commonly type-I and type-II IFN, are produced as first-responder inflammatory cytokines by, among others, tumor-resident immune cells. Type-I IFNs potently induce A3A, while type-II IFNs only activate A3A marginally (51). In breast epithelial cells A3A transcriptional activation through type-I IFNs requires the transcription factor complex STAT2 and its upstream regulator JAK (Fig. 2A; ref. 52). Type-I IFN also induces A3A in tumor cell lines, including those from lung, bladder, and breast cancer (44, 45, 53–55).

Figure 2.

Transcriptional regulation of A3A and A3B.A, Activation of IFN signaling facilitates the recruitment of STAT2 to the promoter of A3A, while genotoxic stress promotes the recruitment of the NFκB transcription factor complex. Transcriptional activation of A3A through genotoxic stress is inhibited by ATR. B, The PKC/ncNFκB pathway dominates A3B transcription and recruits transcription factor complexes to the A3B promoter, intronic, and distal enhancers. In turn, the PKC/ncNFκB pathway is activated by genotoxic stress, TNFα, IL6, and possibly IFN signaling. Transcriptional repression is facilitated by the DREAM complex (and the upstream RB/E2F pathway) and the PRC1.6 complex. Viral oncogenes, including HPV-E6, HPV-E7, and PyV Tag, can also activate A3B, although this is unlikely to contribute to A3B expression in breast cancer.

Figure 2.

Transcriptional regulation of A3A and A3B.A, Activation of IFN signaling facilitates the recruitment of STAT2 to the promoter of A3A, while genotoxic stress promotes the recruitment of the NFκB transcription factor complex. Transcriptional activation of A3A through genotoxic stress is inhibited by ATR. B, The PKC/ncNFκB pathway dominates A3B transcription and recruits transcription factor complexes to the A3B promoter, intronic, and distal enhancers. In turn, the PKC/ncNFκB pathway is activated by genotoxic stress, TNFα, IL6, and possibly IFN signaling. Transcriptional repression is facilitated by the DREAM complex (and the upstream RB/E2F pathway) and the PRC1.6 complex. Viral oncogenes, including HPV-E6, HPV-E7, and PyV Tag, can also activate A3B, although this is unlikely to contribute to A3B expression in breast cancer.

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A3A transcription can also be activated by the canonical PKC/ncNFκB pathway, which itself is activated by a myriad of inflammatory and genotoxic stresses (Fig. 2A and discussed below; refs. 52, 56). However, the activation of A3A upon genotoxic insults is closely guarded by the protein ataxia telangiectasia and rad3-related (ATR), which generally serves as a protective protein during DNA replication stress (Fig. 2A; ref. 57). Interestingly, ATR also prevents direct induction of A3A through commonly used cancer treatments, particularly those that cause replication stress (52). However, whether anticancer treatments can stimulate inflammatory pathways and subsequently induce A3A expression, and whether this impacts disease trajectory, remains unclear. Moreover, the current body of knowledge on the transcriptional regulation of A3A strongly indicates that chemical inhibition of the IFN and/or PKC/ncNFκB pathways may be a useful approach to limit A3A expression. Currently, the best-defined inhibitor that has been directly investigated within this context targets JAK2 and effectively prevents A3A induction by IFN (Fig. 2; ref. 52).

Regulation of A3B expression

The PKC/ncNFκB signaling pathway and its associated proteins PI3K and AKT are at the center of A3B transcriptional activation (38, 58, 59). PKC/ncNFκB and related AP-1 complexes are recruited to sites within the A3B promoter, intronic regions, and a distant enhancer, thus activating A3B transcription (Fig. 2B; ref. 60). Various upstream stimuli converge to activate the PKC/ncNFκB signaling pathway, thereby eliciting an increase in A3B expression in breast cancer. For example, TNFα, a pro-inflammatory cytokine, activates the PKC/ncNFκB signaling pathway and stimulates A3B expression (Fig. 2B; ref. 60). Furthermore, the proinflammatory cytokine IL6, produced by both leukocytes and several solid tumor cell lines, can activate PKC/ncNFκB (reviewed in ref. 61) and thereby A3B (Fig. 2B; refs. 60, 62).

Induction of A3B by type I and type II IFNs by PKC/ncNFκB cross-activation is also observed in (oropharangeal and lung) cancer cell lines (53, 55). However, relative to A3A, this induction of A3B by IFNs is less consistent between different tissue types, indicating the presence of currently unknown regulatory mechanisms (Fig. 2B). Finally, DNA double-strand breaks, which commonly occur in response to ionizing radiation, various chemotherapeutic drugs, or advanced genomic instability (reviewed in ref. 63) can increase A3B expression in, among others, breast cancer cell lines (54, 59, 60, 64–66). Induction of A3B through the PKC/ncNFκB pathway is also dependent on several main responders to DNA double-strand breaks, specifically DNA-PKcs and ataxia telangiectasia mutated; refs. Fig. 2B; refs. 59, 60). Interestingly, and further emphasizing the central role of the PKC/ncNFκB pathway in A3B induction, several preclinical and clinically approved PKC inhibitors have been shown to effectively, and dose-responsively, inhibit expression of A3B in various (breast) cancer cell lines (Fig. 2; refs. 38, 60). Future studies could further explore the usefulness of these compounds in restricting the mutagenic activities of A3B.

In addition, several viral oncoproteins, including human papillomavirus (HPV) E6, E7, and polyomavirus T-antigen, are strongly implicated with A3B transcriptional dysregulation and the accumulation of APOBEC SBS signatures in several virally induced cancers (Fig. 2B; refs. 51, 67–72). Specifically, HPV-E6 may drive expression of A3B through recruitment of the transcription factor TEAD to two distinct binding sites at the A3B promoter (67). In addition, both HPV-E7 and polyomavirus T-antigen target the transcriptional repressor DREAM which, as an integral component of the RB/E2F pathway, facilitates the timely expression of cell cycle–associated genes during proliferation (Fig. 2B). A3B is repressed by the DREAM and the PRC1.6 complex, which are recruited to an E2F binding site within the A3B promoter in normal-like breast epithelial cells (Fig. 2B; refs. 26, 71). Importantly, disruption of the RB/E2F pathway is common in breast cancer and associates with increased APOBEC SBS signatures (26, 73). Moreover, given the functional implication of the RB/E2F pathway with proliferation, it is likely that A3B expression is regulated in a fashion similar to many cell-cycle genes. Multiple lines of evidence have indeed classified A3B as a gene that associates strongly with cell-cycle progression and proliferation in cancer cells (26, 36, 74).

Thus, in contrast to A3A, A3B is readily induced by therapeutic agents. In fact, the occurrence of treatment-induced mutations is relatively well documented and predominantly showcases the direct induction of mutations by cancer drugs, including cis-platin (43), and induction of APOBEC mutagenesis has been documented comparing gliomas before and after irradiation (75). However, it would be insightful, although challenging to control, to investigate the contribution of treatment-induced A3B on the total APOBEC signature load of patients with breast cancer. A minor contribution of treatment-induced A3B activity is to be expected and might, on a background level, amplify the impact of A3B on disease progression (discussed below).

Recent tumor sequencing efforts have revealed the genetically heterogeneous and evolving nature of tumor cells, changing their genetic makeup during different cancer stages or when facing anticancer treatments (1, 76, 77). Specifically, APOBEC3-mediated mutagenesis has been shown to, in varying degrees, influence the mutational landscape of premalignant breast lesions, primary disease, and metastatic breast cancer.

APOBEC3 activity during premalignancy

Although samples sizes remain limited, APOBEC3 expression and/or APOBEC3-mediated mutagenesis is found in about 8% of ductal carcinoma in situ (DCIS) samples and is detectable in approximately 16% of specimens when DCIS is associated with invasive disease (49, 78–80). However, although APOBEC3-mediated mutagenesis is appreciable in DCIS, no clear evidence of APOBEC3-mediated mutagenesis toward driver genes has been found (79, 80). This indicates that although APOBEC3-mediated mutagenesis can influence the cellular genome at the precursor stage, this frequently takes place before clonal selection overtakes the overall genomic makeup (Fig. 3). Therefore, the overall impact on tumor evolution is yet to be fully determined.

Figure 3.

APOBEC3-mediated mutagenesis and disease trajectory. Clinical progression of a hypothetical ER+ patient from preclinical stage (initial outgrowth and initial cancer driver events), to first- and second-line anticancer treatments. In this example, APOBEC3-mediated mutation of ESR1 is the first driver mutation. Mutations in PIK3CA provide the tumor with resistance to adjuvant endocrine treatment. Although remission is obtained, further growth and APOBEC3-mediated diversification occurs. Second-line chemotherapeutics provided temporary remission, but further APOBEC3-mediated mutagenesis affected genes involved in metastatic behavior, here exemplified with CDH1, leading to treatment failure. The cytosine targeted by APOBEC3 proteins is underlined.

Figure 3.

APOBEC3-mediated mutagenesis and disease trajectory. Clinical progression of a hypothetical ER+ patient from preclinical stage (initial outgrowth and initial cancer driver events), to first- and second-line anticancer treatments. In this example, APOBEC3-mediated mutation of ESR1 is the first driver mutation. Mutations in PIK3CA provide the tumor with resistance to adjuvant endocrine treatment. Although remission is obtained, further growth and APOBEC3-mediated diversification occurs. Second-line chemotherapeutics provided temporary remission, but further APOBEC3-mediated mutagenesis affected genes involved in metastatic behavior, here exemplified with CDH1, leading to treatment failure. The cytosine targeted by APOBEC3 proteins is underlined.

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APOBEC3 activity throughout malignant disease

APOBEC3-mediated deamination is actively involved in tumor evolution in early and advanced breast cancer (2, 43, 55, 77, 81, 82), adding novel “branches” to the cancer evolutionary “tree” that may unfavorably impact disease trajectory. For instance, in hypermutated breast tumors, APOBEC3 activity can account for almost two-thirds of the total mutational burden (43, 83). Indeed, mutations in approximately 25% of cancer driver genes occur within the preferred 5′-TCW APOBEC context (see Fig. 3; Table 1 for examples).

Table 1.

Nonexhaustive list of APOBEC-associated mutations and clinical associations in breast cancer driver genes.

GeneMutationsTrinucleotide contextPathogenicity score (FATHMM)HotspotClinical associationsReferences
    (Yes/No)  
PIK3CA E453K TCT > TTT 0.99 No Loss of normal PIK3CA function has been recognized as a contributing factor to the acquired resistance to chemotherapy and endocrine therapy. Multi-hit mutations in PIK3CA are also associated with APOBEC activity. (77, 84, 85, 93, 121
 E542K TCA > TTA 0.97 Yes   
 E545K TCA > TTA 0.97 Yes   
 E545Q TCA > TGA 0.98 Yes   
 E726K TCA > TTA 0.99 No   
 E970K TCT > TTT 0.99 No   
SPEN E2151K TCT > TTT N/A No Associated with acquired resistance to endocrine treatment (93, 94
ESR1 E380Q TCT > TGT 1.00 Yes Associated with acquired resistance to endocrine treatment (93, 95
NF1 Q554* TCA > TTA 0.99 No Confers resistance to endocrine treatment, possibly by enabling cell-cycle progression overdrive (90, 122
 Q1218* TCA > TTA 0.98 No   
 Q1399* TCA > TTA 0.98 No   
 Q2234* TCA > TTA 1.00 No   
CDH1 R154T TCT > TGT 0.98 No Associated with cellular discohesion and hyperplasia (77, 92
ARID1A KMT2C SNNN* Not reported Various No Associated with acquired resistance to endocrine treatment and lowered PFS (81
 QNNN*      
GeneMutationsTrinucleotide contextPathogenicity score (FATHMM)HotspotClinical associationsReferences
    (Yes/No)  
PIK3CA E453K TCT > TTT 0.99 No Loss of normal PIK3CA function has been recognized as a contributing factor to the acquired resistance to chemotherapy and endocrine therapy. Multi-hit mutations in PIK3CA are also associated with APOBEC activity. (77, 84, 85, 93, 121
 E542K TCA > TTA 0.97 Yes   
 E545K TCA > TTA 0.97 Yes   
 E545Q TCA > TGA 0.98 Yes   
 E726K TCA > TTA 0.99 No   
 E970K TCT > TTT 0.99 No   
SPEN E2151K TCT > TTT N/A No Associated with acquired resistance to endocrine treatment (93, 94
ESR1 E380Q TCT > TGT 1.00 Yes Associated with acquired resistance to endocrine treatment (93, 95
NF1 Q554* TCA > TTA 0.99 No Confers resistance to endocrine treatment, possibly by enabling cell-cycle progression overdrive (90, 122
 Q1218* TCA > TTA 0.98 No   
 Q1399* TCA > TTA 0.98 No   
 Q2234* TCA > TTA 1.00 No   
CDH1 R154T TCT > TGT 0.98 No Associated with cellular discohesion and hyperplasia (77, 92
ARID1A KMT2C SNNN* Not reported Various No Associated with acquired resistance to endocrine treatment and lowered PFS (81
 QNNN*      

Abbreviation: FATHMM, Functional Analysis Through Hidden Markov Models (123).

As driver mutations occur predominantly in the early stages of tumor evolution, this indicates that APOBEC3-mediated mutagenesis provides mutagenic fuel during the early stages of breast cancer (77, 81). However, APOBEC3-mediated alterations of driver genes can also occur as late events (Fig. 3; refs. 43, 77, 81). Notable APOBEC3-associated driver mutations are the E542K and E545K hotspot mutations in PIK3CA, the second most frequently altered breast cancer driver gene (2). These mutations account for ≥1/3rd of the PIK3CA single-point mutations in breast cancer and are thought to predominantly occur as early events (29, 41, 81). Tumors can also carry multiple APOBEC-associated PIK3CA mutations which are enriched in metastatic breast cancer as compared with primary breast cancer (81). This cis-PIK3CA mutational genotype provides enhanced downstream signaling, associates with lower progression-free survival, and has been recognized as a contributing factor to acquired treatment resistance (41, 84–86).

Other genes affected by APOBEC3-mediated mutagenesis include, among others, KMT2C and ARID1A (77), which exhibit widespread, non–hotspot-truncating S>X and Q>X mutations in an APOBEC context (81). Importantly, loss of KMT2C is associated with resistance to endocrine therapy, while ARID1A mutations may confer resistance to both endocrine therapy and chemotherapy (87–89). Moreover, the emergence of truncating NF1 mutations bearing APOBEC SBS signatures may also occur during endocrine therapy (90). Loss of NF1 has been shown to confer resistance to endocrine treatment, possibly by enabling cell-cycle progression overdrive (91). An APOBEC-associated mutation in the tumor suppressor CDH1, unique to the metastatic tumor, grew to dominance during chemotherapy (77). Pathogenic mutations in CDH1 have been associated with cellular decohesion and hyperplasia and contribute to lobular breast cancer (reviewed in ref. 92). Finally, postmortem sequencing of metastases of endocrine-resistant ER+ breast cancer revealed novel acquired APOBEC-associated mutations in SPEN and ESR1 (93), genes that have been associated with acquired resistance to endocrine treatment (94, 95). Importantly, APOBEC-associated mutations in almost all the aforementioned driver genes (PIK3CA, KMT2C, ARID1A, NF1, and CDH1) have recently been shown to be enriched in metastatic breast cancer, strongly emphasizing their relevance in cancer development (81). Other genes carrying APOBEC-associated mutations in these studies were, amongst others, the tumor suppressors MAP3K1, TP53, and ZFHX3.

APOBEC3 as a prognostic biomarker

Considering the active contribution of APOBEC3-mediated mutagenesis to disease trajectory, it can be expected that APOBEC3 expression and/or APOBEC SBS signatures can serve as prognostic biomarkers in breast cancer. Indeed, in ER+ breast cancer, high expression of A3B correlates with unfavorable clinical parameters, including disease-free survival, metastasis-free survival, and overall survival (47). Although prognostic studies are rare as these have to be performed in the absence of systemic treatment to distinguish them from predictive biomarkers, the independent nature of these findings emphasizes the suitability of A3B as a prognostic marker in ER+ breast cancer.

APOBEC3 as a predictive biomarker

The role of APOBEC3 expression and/or APOBEC SBS signatures as predictive biomarkers has become increasingly established over recent years. Increased A3B expression in breast cancer has been strongly associated with treatment failure of adjuvant endocrine drugs (48), implying that commonly used endocrine drugs (such as tamoxifen) are less suitable for APOBEC3-positive tumors (Fig. 4). Conversely, in breast cancer as well as ovarian carcinoma and bladder cancer, APOBEC3-mediated mutagenesis was found to predict beneficial treatment response (37, 54, 96, 97). Although diverse treatment regimens were used in these studies, all applied DNA-intercalating agents. These observations suggest that APOBEC3-mediated mutagenesis and DNA intercalators combine to exert synergistic levels of DNA damage during breast cancer treatment (Fig. 4). Overall, APOBEC3-mediated mutagenesis is a predictive biomarker for response to both endocrine therapy and chemotherapy. Of note, recent work in lung cancer suggests A3A and A3B may also contribute to resistance to targeted therapies (bioRxiv 2021.01.20.426852v1; bioRxiv 2020.12.18.423280v2).

Figure 4.

Clinical implications of APOBEC3-mediated mutagenesis. Overview depicting the relationship between APOBEC3-mediated mutagenesis (X-axis) and tumor fitness (Y-axis) as a function of suitable anticancer treatments. Standard-of-care therapies, such as tamoxifen and radiotherapy, are suitable when APOBEC3 activity is low, driving down tumor fitness. On the other hand, ICI, synergistic drugs (such as DNA-intercalating agents), and synthetically lethal combinations (such as ATRi) can exploit the weaknesses brought about by APOBEC3-mediated mutagenesis. Inhibitors of A3A and/or A3B, currently in development, may also be used to limit APOBEC3-mediated genomic diversification and sensitize to other treatments.

Figure 4.

Clinical implications of APOBEC3-mediated mutagenesis. Overview depicting the relationship between APOBEC3-mediated mutagenesis (X-axis) and tumor fitness (Y-axis) as a function of suitable anticancer treatments. Standard-of-care therapies, such as tamoxifen and radiotherapy, are suitable when APOBEC3 activity is low, driving down tumor fitness. On the other hand, ICI, synergistic drugs (such as DNA-intercalating agents), and synthetically lethal combinations (such as ATRi) can exploit the weaknesses brought about by APOBEC3-mediated mutagenesis. Inhibitors of A3A and/or A3B, currently in development, may also be used to limit APOBEC3-mediated genomic diversification and sensitize to other treatments.

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APOBEC3 as a predictor for immune checkpoint inhibition response

Cancer growth relies on a disturbance in the balance between detection and subsequent elimination of cancer cells by immune cells and, conversely, the escape of cancer cells from immune cells. At the core of this interaction are antigen-presenting dendritic cells (DC) and CD4+ or CD8+ T cells. DCs are innate immune cells specialized in recognizing neoantigens, which are proteins released by tumor cells that contain nonautologous antigens as a result from somatic mutations (98). Upon recognition, these neoantigens are used to prime naïve CD4+ and CD8+ T cells, which infiltrate tumor tissue and eliminate tumor cells displaying these neoantigens (reviewed in ref. 99). Because of the highly plastic nature of tumors, cancer cells need to tip the scale in their favor to avoid cytotoxic elimination. Proteins expressed by tumor cells, such as PD-1, can interact with inhibitory ligands expressed by T cells, such as PD-L1, initiating a shift toward immune tolerance. This interaction, called an immune checkpoint, forms the basis for immune checkpoint inhibition (ICI), which seeks to enhance immunogenic tumor cell killing by using antibodies against key immune checkpoint proteins (Fig. 4, and reviewed in refs. 100, 101).

Given the involvement of APOBEC activity with shaping the tumor genome, and thereby the antigen repertoire, its suitability to predict ICI response in breast cancer has become subject of investigation. In a recent study, murine breast cancer cells that normally do not possess the A3B gene were engineered to express A3B and orthotopically injected (102). Interestingly, expression of A3B alone already significantly slowed tumor growth as compared with cells devoid of A3B. This partial inhibition of tumor growth was dependent on CD4+ and CD8+ immune cells, suggesting that at least some cytotoxic tumor cell killing was achieved. A3B expression also promoted tumor infiltration by T cells that were likely primed with APOBEC3-induced neoantigens. Strikingly, when combined with ICI, potent and sustained growth inhibition was achieved in A3B-expressing cells, but not control cells.

Increased APOBEC3-mediated mutagenesis has also been associated with immunoactivation in human breast cancer. For instance, first, indicators of APOBEC3-mediated mutagenesis such as increased APOBEC SBS signatures and expression of A3A or A3B often correlate positively with infiltration of tumor tissue by immune cells, including DCs and CD8+ T cells (102–105). Second, the same indicators of APOBEC3-mediated mutagenesis correlate positively with expression of PD-1 and PD-L1 (106). Third, in several studies—although with a limited number of patients with breast cancer—the presence of APOBEC SBS signatures significantly improved the chance of ICI response (83, 106–108). Combined, these findings suggest that APOBEC3 activity can function as a powerful predictor of ICI responsiveness (Fig. 4), which merits further investigation with larger cohorts of patients with breast cancer.

Synthetically lethal interactions with APOBEC3-mediated mutagenesis

In addition to somatic C-to-T and C-to-G mutations, the activity of APOBEC3 enzymes can also induce DNA double-strand breaks and replication stress (17, 40, 109–111). To counteract these pressures, and to ensure survival, cancer cells that display APOBEC3 activity increasingly rely on DNA damage repair (109–111). This vulnerability has led to a number of synthetic lethality approaches that target DNA damage repair in A3A- or A3B-expressing cancer cells (Fig. 4). Cells with high APOBEC3 activity are exceptionally vulnerable to inhibition of ATR, an important DNA damage checkpoint (29, 111). There are currently multiple ATR inhibitors being evaluated for clinical use (112). Furthermore, inhibition of at least three major repair factors involved in the resolution or neutralization of deaminated lesions, including UNG, HMCES, and APE1, show similar synthetic lethal phenotypes (109, 113–115). Altogether, these synthetic lethality models represent a rational design to systematically attack the vulnerabilities of cancers that show ongoing APOBEC3 mutagenesis and warrant further research into their suitability in breast cancer.

Dampening APOBEC3 activity using inhibitors

Efforts to inhibit A3A and A3B enzymes have chiefly relied on the design of chemical inhibitors and, so far, revolve around two molecular classes (Fig. 5). One such approach exploits the trinucleotide preference of the Z1 domains of A3A and A3B, and features a chemically modified cytosine, called dZ, in an oligo-based substrate. These efforts yielded promising substrate-like inhibitors within the low micromolar range in in vitro assays (116–119). In addition, another recent approach identified several candidate small molecules (as opposed to substrate-like inhibitors), with comparable in vitro effectiveness within the low micromolar range (120). After further characterization in vitro, APOBEC3 inhibitors can subsequently be investigated in clinically relevant preclinical platforms, as relevant genetically engineered mouse models for A3A and A3B have become available recently (31, 102). Future studies should aim to determine possible systemic toxicity of candidate inhibitors and their ability to lower the accumulation of APOBEC3 SBS signatures in murine cancers. Moreover, considering the established role of both these enzymes in the development of (breast) cancer, further research into APOBEC3 inhibition should stay focused on the dual inhibition of both A3A and A3B. Ultimately, APOBEC3 inhibitors should be investigated as as synergistic treatments in conjunction with existing anti-breast cancer therapies, including surgery and targeted treatments based on genetic markers (Fig. 4).

Figure 5.

APOBEC3A and APOBEC3B inhibitors. Published inhibitors of APOBEC3A and APOBEC3B, their molecular structures and pharmacologic properties.

Figure 5.

APOBEC3A and APOBEC3B inhibitors. Published inhibitors of APOBEC3A and APOBEC3B, their molecular structures and pharmacologic properties.

Close modal

Over the past decade, the perspective on APOBEC3 enzymes, specifically A3A and A3B, has drastically shifted from beneficial members of the innate system to direct influencers of cancer development and disease trajectory most notably in breast cancer. A collection of cellular pathways, including the PKC/ncNFκB, the RB/E2F pathway, and IFN signaling relay proliferative and inflammatory signals that stimulate expression of A3A and/or A3B. The mutagenic activities of APOBEC3 proteins can now be traced using high-throughput sequencing approaches, implicating them with genomic alterations that stand in direct association with treatment response. They also provide prognostic and predictive value and reveal potential cancer weak spots. Furthermore, the promising characteristics of potential APOBEC3 inhibitors merit further investigation and may be instrumental in restricting the mutagenic arsenal of cancer cells.

J.W.M. Martens reports grants from The Dutch Cancer Society during the conduct of the study as well as personal fees from Novartis; other support from Roche; and grants from The Dutch Cancer Society, The Dutch Organisation of Scientific Research (NWO), Breast Cancer Now, Pfizer, GSK, MLDS, Oncode, Eurostar, and ERC Advanced outside the submitted work. No disclosures were reported by the other authors.

We want to extend our gratitude to Wilke Castelijns, MSc, for helpful suggestions during the early conceptualization phase of this review. We also thank Bojana Stefanovska, PhD, and Anya Normandeau, BA, for helpful feedback. We thank Dr. Prokopios Argyris for the IHC image of the breast cancer specimen in Figure 1.

This work was supported, in part, by the KWF Dutch Cancer Society (KWF10270, to J.W.M. Martens, P.N. Span, and R.S. Harris) and by the NCI (P01-CA234228, to R.S. Harris). R.S. Harris is the Ewing Halsell President's Council Distinguished Chair, a CPRIT Scholar, and an Investigator of the Howard Hughes Medical Institute at University of Texas Health San Antonio. None of the funding agencies had any role in conceptualization, study design, data collection, interpretation of results, or the decision to submit this work for publication.

The publication costs of this article were defrayed in part by the payment of publication fees. Therefore, and solely to indicate this fact, this article is hereby marked “advertisement” in accordance with 18 USC section 1734.

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