Abstract
Sociodemographic disparities in traditional breast cancer treatment receipt in nonpublicly funded healthcare systems are well documented. This study investigated trastuzumab receipt by sociodemographic factors within a female, HER2+ breast cancer population in England’s publicly funded National Health Service.
The English national population-based cancer registry and linked Systemic Anti-Cancer Therapy database identified 36,985 women with HER2+ invasive breast cancer diagnosed between January 1, 2012 and December 31, 2017. Multivariable logistic regression determined the likelihood of trastuzumab receipt in early and metastatic disease by the deprivation category of area of residence and other sociodemographic characteristics.
Early-stage trastuzumab receipt followed a socioeconomic gradient. Women residing in the most deprived areas were 10% less likely to receive trastuzumab [multivariable OR 0.90; 95% confidence interval (CI), 0.83–0.98] compared with women residing in the least deprived areas. In both early and metastatic disease, trastuzumab receipt was less likely in older women with more comorbidities, estrogen receptor–positive disease, and who were not discussed at a multidisciplinary team meeting.
Despite the provision of free care at the point of delivery in England, sociodemographic disparities in early-stage HER2+ trastuzumab receipt occur. Further research determining how inequities contribute to disparities in outcomes is warranted to ensure optimized trastuzumab use for all.
Fair access to novel cancer treatments regardless of place of residence, sociodemographic characteristics, and/or cancer stage requires prioritization in future cancer improvement policies.
Introduction
Over the past decades, patients with breast cancer have benefitted from the use of novel, targeted anticancer therapies (1). The mAb trastuzumab, targeting the HER2 in patients with HER2 overexpressed/amplified (HER2+) breast cancer (approximately 20% of breast cancer diagnoses worldwide; ref. 2) provides a clear example (3). Trastuzumab has extended treatment choice beyond traditional treatments (surgery and cytotoxic chemotherapy; ref. 4), and this has improved prognosis in an aggressive breast cancer subtype (5). Although treatment of HER2+ breast cancer is increasingly personalized and evolving (6, 7), trastuzumab remains a crucial care component, offering women a 33% reduction in breast cancer mortality in early stage disease [ratio of annual death rates = 0.67, 95% confidence interval (CI), 0.61–0.73; ref. 8] and an 18% reduction in overall survival in women with metastatic disease (pooled HR = 0.82; 95% CI, 0.71–0.94; ref. 9).
Breast cancer is subject to socioeconomic and sociodemographic disparities. Increased incidence is associated with higher socioeconomic status (SES; ref. 10), whereas higher mortality and reduced survival are linked to women with a lower SES, perhaps in part due to barriers related to treatment access (11). Lower SES has historically been associated with reduced receipt of traditional breast cancer treatments, including breast conserving surgery (12), neoadjuvant chemotherapy (e.g., anthracyclines and taxanes; ref. 13), and radiotherapy (12). In addition, access to breast cancer treatment varies by ethnicity, health insurance status, and geographic location (14, 15). However, this body of research has tended to combine all breast cancer subtypes. It is less clear, therefore, whether HER2+-specific treatment, in particular targeted and historically high-cost treatments such as trastuzumab—which may be hypothesized to be more frequently received by the economically advantaged (i.e., those with private finance and/or insurance)—are also subject to differences in receipt by SES and wider sociodemographic factors (16).
Real-world evidence documenting socioeconomic disparities in novel breast cancer treatment receipt is emerging. For example, a recent meta-analysis concluded that a low SES is associated with lower novel anticancer therapy receipt across a range of cancers (including trastuzumab use in HER2+ breast cancer; ref. 17). Similar findings have subsequently been reported in recent observational studies (18, 19). In addition, sociodemographic and clinical inequities in trastuzumab receipt are highlighted in an older systematic review of observational studies; receipt was higher in women who were younger, had fewer comorbidities, a higher tumor grade, a larger tumor size, an advanced stage cancer, and a negative hormone receptor status (20). However, previous population-based studies have predominantly reported US data; trastuzumab receipt in a publicly funded healthcare system has seldom been reported (17). There are some data from the mixed Chinese (21, 22) and Indian (23) healthcare systems as well as the publicly funded Canadian and Australian health systems (24–29), but these studies are few in number or include comparatively small cohorts of treated patients only (with no denominator populations precluding calculation of odds of receipt). The UK National Health Service (NHS) provides an example of a nationwide publicly funded healthcare system in which trastuzumab access is free at the point of delivery to all patients, and clinical guidelines are biomarker-driven. The only available UK data reported to date have examined trastuzumab initiation in older women in the context of adjuvant chemotherapy receipt (30). It, therefore, remains unclear whether socioeconomic disparities in trastuzumab receipt occur in healthcare systems in which individual finance and/or insurance are not considered a factor, and whether such inequities are present in patients of all ages, and with both early and metastatic disease.
To investigate, a large population-based observational study was undertaken using NHS data in England. The aim of this study was to determine the association of SES (measured using the deprivation category at the area of residence) and wider sociodemographic characteristics with receipt of trastuzumab in a stage I–III (early) and stage IV (metastatic) HER2+ invasive breast cancer female population using data from a publicly funded healthcare system.
Materials and Methods
Study design and setting
Population-based data were extracted from the National Cancer Registry Database (NCRD) and Systemic Anti-Cancer Therapy (SACT) dataset in England for all cases of women, of any age, diagnosed with a primary invasive stage I–IV breast tumor (International Classification of Diseases (ICD), Tenth revision C50.0–C50.9) between January 1, 2012, and December 31, 2017. Favorable ethical approval was obtained from the Proportionate Review Sub-committee of the West Midlands-Edgbaston Research Ethics Committee on October 16, 2019 (ref 19/WM/0317). Section 251 of the NHS Act 2006 grants legal permission to register information on diagnosed cancers without the need to seek patient consent. The study was performed in accordance with the Declaration of Helsinki and is reported according to the Strengthening the Reporting of Observational Studies in Epidemiology guidelines (Supplementary Materials and Methods; ref. 31).
Data sources and linkage
The NCRD is a national cancer registry for patients living in England, diagnosed with malignant and premalignant neoplasms (32). Registry data are compiled into an event-based registration model with patient NHS numbers providing unique identifiers for data linkage (32). NCRD data obtained were as follows: deprivation category of area of residence at diagnosis measured using quintile rank of the income domain of the Index of Multiple Deprivation (IMD), sex, age, year of diagnosis, ethnicity, rural/urban residence, government region (33), stage at diagnosis (tumor, nodes, and metastasis summary stage; ref. 34), grade, HER2 status, estrogen receptor (ER) status, presence of multiple tumors, number of comorbidities, discussion at a multidisciplinary team (MDT) meeting, and receipt of cancer directed surgery and/or chemotherapy within 6 months of diagnosis.
SACT is a relatively new resource, capturing drug level information on routinely administered SACT (e.g., standard chemotherapy, targeted therapy, immunotherapy, targeted biologicals, and modifying supportive therapies) in secondary and tertiary NHS providers in England (35). Data collection started in April 2012 and by April 2014, monthly NHS hospital trust submissions were mandated (36, 37). The SACT data guide treatment delivery and inform the National Institute for Health and Care Excellence’s (NICE) drug funding decisions, though other uses (e.g., audits, research provision, drug monitoring, and clinical trial data follow up) exist (35, 38). SACT data, linked to cancer registrations, provided information on trastuzumab receipt.
Study population
The population of interest was women diagnosed with stage I–IV HER2+ breast cancer (defined as 3+ HER2 staining on IHC or HER2 amplification using in situ hybridization if 2+ on IHC). To manage instances of multiple primary breast tumor registrations in patients, a hierarchy determined which tumor record to retain for analysis: (i) earliest diagnosis; (ii) most advanced stage at diagnosis; (iii) most specific ICD code (ICD C50.0-C50.8); or (iv) first tumor entry. Males were excluded as male breast cancer is rare (n = 1,815). Further exclusions included tumors with negative or unknown HER2 status (n = 221,299) and tumors with a stage at diagnosis of 0 and/or unknown stage (n = 3,293). This left an analytical cohort of 36,985 patients (stage I–III, n = 34,616; stage IV, n = 2,369; Supplementary Figs. S1 and S2).
Outcome variable
The primary focus was trastuzumab receipt, recorded as a binary (Y/N) outcome variable. A patient who had a SACT record with a reference to receipt of trastuzumab (either alone or in combination with other drugs) was categorized as receiving trastuzumab (Y). Currently, SACT data lack treatment indication detail; hence, a timeframe restriction of 56 days prior to and 1-year post diagnosis date was applied to increase confidence that trastuzumab use was for the primary invasive HER2+ breast cancer of interest. Supplementary Table S1 provides a breakdown of trastuzumab SACT data codes included for this outcome variable.
Explanatory variables
The main explanatory variable was the deprivation category (proxy SES measure). In the NCRD, the IMD provides an area-based measure of relative deprivation for each small area (containing an average of 1,500 people) assigned based on the postcode of residence at the time of cancer diagnosis (39). IMD is a widely used composite index for classifying SES in England, based on the characteristics of small areas (40). Although IMD is derived from seven domains (income, employment, education, skills and training, health deprivation and disability, crime, barriers to housing and services, and living environment), the NCRD only makes available the income domain (proportion of the population experiencing deprivation relating to low income— taken as both those out of work as well as those in work but who have low earnings; ref. 41). The IMD income domain (henceforth referred to as IMD) was grouped into quintiles (1, least deprived; 5, most deprived). As IMD is updated periodically, the status closest to the date of breast cancer diagnosis was applied (i.e., IMD 2010 for diagnosis in 2012 and IMD 2015 for those diagnosed 2013 to 2017). Additional sociodemographic variables of interest were age at diagnosis, ethnic group, rural/urban residence, and government region. Other potential covariates considered were stage at diagnosis, tumor grade, presence of multiple tumors, number of comorbidities, ER status, whether women received surgery and/or chemotherapy within 6 months of diagnosis, whether each case was discussed at MDT meeting, and year of diagnosis. Age was categorized into <50, 50 to 59, 60 to 69, 70 to 79, and 80+ years old. Ethnicity was classified as White, other ethnic group (Asian/British, Asian, Black/African/Caribbean/Black British, mixed/multiple ethic groups, and other ethnic groups), and unknown (missing and unknown classifications). Rural/urban residence was defined as rural village, hamlet, and isolated dwellings; rural town and fringe; urban city and town; and urban conurbation (42). The following nine government regions were used: North West, North East, West Midlands, Yorkshire and the Humber, East Midlands, East of England, South East, South West, and London (33). Tumor, nodes, and metastasis stage at diagnosis was categorized as I, II, III, and IV. Grade was grouped as well, moderately, and poorly differentiated, and other (undifferentiated, anaplastic, undetermined, or missing tumor grade). The multiple tumors’ variable took the value of 1 if the index breast cancer was the only cancer the individual had and was more than 1 if they had previously had (an)other cancer(s). ER status was classified as positive (at least one positive test, including borderline definitions), negative, or unknown. The number of comorbidities was determined from a weighted Charlson Comorbidity Index score (43), applied to conditions (with the exception of the index cancer) that resulted in hospital admissions in the period 78 to 6 months prior to diagnosis, and was categorized none, 1 to 2, and 3+. The receipt of surgery and chemotherapy within 6 months of cancer diagnosis was categorized as yes or no. Discussion at MDT meeting was classified as yes, no, or missing. Finally, the year of diagnosis explored temporal associations in treatment receipt.
Statistical analysis
Baseline demographic and clinical characteristics (number and percentage) were summarized for the full study cohort (stages I–IV). Descriptive statistics (number and percentage) are listed by all independent variables of interest for both the early (stages I–III) and metastatic (stage IV) sub-populations. χ2 tests determined associations between sociodemographic/clinical characteristics and trastuzumab receipt in these two populations.
The likelihood of trastuzumab receipt in the early-stage and metastatic populations, by deprivation and all other sociodemographic/clinical characteristics, was determined with univariable and multivariable logistic regression models. Any significant clinical and demographic variables in univariable analyses [likelihood ratio test (LRT) ≤0.05] were included in multivariate models. Deprivation, as the primary variable of interest, was forced into all models with IMD 1 (least deprived) used as the reference group. Models report unadjusted and adjusted multivariable ORs (mvOR) with 95% CI(s) and P values. Model fit was checked, using Hosmer and Lemeshow χ2 tests, and variables contributing to poor fit were excluded. The Akaike information criterion assisted decision-making in instances in which selection between competing models was needed. Variance inflation factors were computed to provide an additional collinearity check; final model variables all had variance inflation factors <10. Throughout, a P value of ≤0.05 (two-sided tests) was considered statistically significant. In final multivariable models, a test for linear trend across deprivation categories was calculated.
Sensitivity analyses limited the stage I–III and stage IV cohorts to patients with date of incidence from April 2014 onward to reflect the period when SACT reporting by hospital trusts became mandatory (sensitivity analysis 1) and a refined (more definitive) HER2 status classification (i.e., positive only) to minimize the possibility of misclassification (sensitivity analysis 2).
All statistical analyses were conducted using Stata version 16.1 (StataCorp, College Station, Texas).
Data availability
The data analyzed in this study are available from the current data controller, NHS England. Restrictions apply to the availability of these data, which were used under the license for this study only; the authors are not permitted to share these data.
Results
Patient characteristics
A total of 36,985 patients were diagnosed with stage I–IV HER2+ breast cancer between January 1, 2012, and December 31, 2017. Most women were of White ethnicity (88.1%); just under half were aged 50 to 69 (49.2%), a similar percentage resided in urban cities and towns (45.3%), and most had no comorbidities (82.3%). Much of the cohort had stage I–III tumors (93.6%); more than 90% graded as moderate or poorly differentiated (92.7%); and almost two-thirds as ER-positive (63.7%). Population demographic and clinical characteristics are shown in Table 1.
Demographic and clinical characteristics of women with stage I–IV HER2+ breast cancer diagnosed between January 01, 2012 and December 31, 2017 (n = 36,985).
. | Stages I–IV36,985 (100.00) . | Stages I–III34,616 (93.59) . | Stage IV 2,369 (6.41) . |
---|---|---|---|
Characteristic . | Number (%) . | ||
Deprivationa | |||
1 (least deprived) | 8,454 (22.86) | 7,970 (23.02) | 484 (20.43) |
2 | 8,267 (22.35) | 7,786 (22.49) | 481 (20.30) |
3 | 7,469 (20.19) | 7,024 (20.29) | 445 (18.78) |
4 | 6,814 (18.42) | 6,299 (18.20) | 515 (21.74) |
5 (most deprived) | 5,981 (16.17) | 5,537 (16.00) | 444 (18.74) |
Age at diagnosis (years) | |||
<50 | 8,962 (24.23) | 8,466 (24.46) | 496 (20.94) |
50–59 | 9,132 (24.69) | 8,617 (24.89) | 515 (21.74) |
60–69 | 9,058 (24.49) | 8,592 (24.82) | 466 (19.67) |
70–79 | 5,997 (16.21) | 5,489 (15.86) | 508 (21.44) |
80+ | 3,836 (10.37) | 3,452 (9.97) | 384 (16.21) |
Ethnicity | |||
White | 32,565 (88.05) | 30,500 (88.11) | 2,065 (87.17) |
Other ethnic groupb | 2,852 (7.71) | 2,653 (7.66) | 199 (8.40) |
Unknownc | 1,568 (4.24) | 1,463 (4.23) | 105 (4.43) |
Rural/urban residence | |||
Rural village, hamlet, and isolated dwellings | 4,008 (10.84) | 3,772 (10.90) | 236 (9.96) |
Rural town and fringe | 3,942 (10.66) | 3,686 (10.65) | 256 (10.81) |
Urban city and town | 16,744 (45.27) | 15,666 (45.26) | 1,078 (45.50) |
Urban conurbation | 12,291 (33.23) | 11,492 (33.20) | 799 (33.73) |
Government region | |||
North West | 5,937 (16.05) | 5,583 (16.13) | 354 (14.94) |
North East | 2,437 (6.59) | 2,287 (6.61) | 150 (6.33) |
West Midlands | 3,929 (10.62) | 3,683 (10.64) | 246 (10.38) |
Yorkshire and the Humber | 3,310 (8.95) | 3,056 (8.83) | 254 (10.72) |
East Midlands | 3,128 (8.46) | 2,958 (8.55) | 170 (7.18) |
East of England | 5,010 (13.55) | 4,666 (13.48) | 344 (14.52) |
South East | 5,711 (15.44) | 5,316 (15.36) | 395 (16.67) |
South West | 4,049 (10.95) | 3,836 (11.08) | 213 (8.99) |
London | 3,474 (9.39) | 3,231 (9.33) | 243 (10.26) |
Stage at diagnosis | |||
I | 13,094 (35.40) | 13,094 (37.83) | — |
II | 16,663 (45.05) | 16,663 (48.14) | — |
III | 4,859 (13.14) | 4,859 (14.04) | — |
IV | 2,369 (6.41) | — | 2,369 (100.00) |
Grade | |||
Well differentiated | 2,034 (5.50) | 1,999 (5.77) | 35 (1.48) |
Moderately differentiated | 16,077 (43.47) | 15,122 (43.69) | 955 (40.31) |
Poorly differentiated | 18,217 (49.26) | 16,989 (49.08) | 1,228 (51.84) |
Otherd | 657 (1.78) | 506 (1.46) | 151 (6.37) |
Multiple tumorse | |||
1 tumor only | 32,570 (88.06) | 30,533 (88.20) | 2,037 (85.99) |
>1 tumors | 4,415 (11.94) | 4,083 (11.80) | 332 (14.01) |
ER status | |||
Positivef | 23,557 (63.69) | 22,299 (64.42) | 1,258 (53.10) |
Negative | 7,912 (21.39) | 7,233 (20.89) | 679 (28.66) |
Unknowng | 5,516 (14.91) | 5,084 (14.69) | 432 (18.24) |
Number of comorbidities (between 78 and 6 months prior to diagnosis)h | |||
None | 30,423 (82.26) | 28,494 (82.31) | 1,929 (81.43) |
1–2 | 5,369 (14.52) | 5,016 (14.49) | 353 (14.90) |
3+ | 1,193 (3.23) | 1,106 (3.20) | 87 (3.67) |
Discussed at MDT meeting | |||
Yes | 25,997 (70.29) | 24,672 (71.27) | 1,325 (55.93) |
No | 5,789 (15.65) | 5,352 (15.46) | 437 (18.45) |
Missing | 5,199 (14.06) | 4,592 (13.27) | 607 (25.62) |
Diagnosis year | |||
2012 | 4,099 (11.08) | 3,810 (11.01) | 289 (12.20) |
2013 | 4,982 (13.47) | 4,638 (13.40) | 344 (14.52) |
2014 | 5,705 (15.43) | 5,325 (15.38) | 380 (16.04) |
2015 | 6,561 (17.74) | 6,144 (17.75) | 417 (17.60) |
2016 | 7,476 (20.21) | 7,031 (20.31) | 445 (18.78) |
2017 | 8,162 (22.07) | 7,668 (22.15) | 494 (20.85) |
Treatmenti | |||
Received chemotherapyj,k | 22,893 (61.90) | 21,353 (61.69) | 1,540 (65.01) |
Received surgeryj,k | 28,738 (77.70) | 28,294 (81.74) | 444 (18.74) |
Received trastuzumabl | 16,629 (44.96) | 15,567 (44.97) | 1,062 (44.83) |
. | Stages I–IV36,985 (100.00) . | Stages I–III34,616 (93.59) . | Stage IV 2,369 (6.41) . |
---|---|---|---|
Characteristic . | Number (%) . | ||
Deprivationa | |||
1 (least deprived) | 8,454 (22.86) | 7,970 (23.02) | 484 (20.43) |
2 | 8,267 (22.35) | 7,786 (22.49) | 481 (20.30) |
3 | 7,469 (20.19) | 7,024 (20.29) | 445 (18.78) |
4 | 6,814 (18.42) | 6,299 (18.20) | 515 (21.74) |
5 (most deprived) | 5,981 (16.17) | 5,537 (16.00) | 444 (18.74) |
Age at diagnosis (years) | |||
<50 | 8,962 (24.23) | 8,466 (24.46) | 496 (20.94) |
50–59 | 9,132 (24.69) | 8,617 (24.89) | 515 (21.74) |
60–69 | 9,058 (24.49) | 8,592 (24.82) | 466 (19.67) |
70–79 | 5,997 (16.21) | 5,489 (15.86) | 508 (21.44) |
80+ | 3,836 (10.37) | 3,452 (9.97) | 384 (16.21) |
Ethnicity | |||
White | 32,565 (88.05) | 30,500 (88.11) | 2,065 (87.17) |
Other ethnic groupb | 2,852 (7.71) | 2,653 (7.66) | 199 (8.40) |
Unknownc | 1,568 (4.24) | 1,463 (4.23) | 105 (4.43) |
Rural/urban residence | |||
Rural village, hamlet, and isolated dwellings | 4,008 (10.84) | 3,772 (10.90) | 236 (9.96) |
Rural town and fringe | 3,942 (10.66) | 3,686 (10.65) | 256 (10.81) |
Urban city and town | 16,744 (45.27) | 15,666 (45.26) | 1,078 (45.50) |
Urban conurbation | 12,291 (33.23) | 11,492 (33.20) | 799 (33.73) |
Government region | |||
North West | 5,937 (16.05) | 5,583 (16.13) | 354 (14.94) |
North East | 2,437 (6.59) | 2,287 (6.61) | 150 (6.33) |
West Midlands | 3,929 (10.62) | 3,683 (10.64) | 246 (10.38) |
Yorkshire and the Humber | 3,310 (8.95) | 3,056 (8.83) | 254 (10.72) |
East Midlands | 3,128 (8.46) | 2,958 (8.55) | 170 (7.18) |
East of England | 5,010 (13.55) | 4,666 (13.48) | 344 (14.52) |
South East | 5,711 (15.44) | 5,316 (15.36) | 395 (16.67) |
South West | 4,049 (10.95) | 3,836 (11.08) | 213 (8.99) |
London | 3,474 (9.39) | 3,231 (9.33) | 243 (10.26) |
Stage at diagnosis | |||
I | 13,094 (35.40) | 13,094 (37.83) | — |
II | 16,663 (45.05) | 16,663 (48.14) | — |
III | 4,859 (13.14) | 4,859 (14.04) | — |
IV | 2,369 (6.41) | — | 2,369 (100.00) |
Grade | |||
Well differentiated | 2,034 (5.50) | 1,999 (5.77) | 35 (1.48) |
Moderately differentiated | 16,077 (43.47) | 15,122 (43.69) | 955 (40.31) |
Poorly differentiated | 18,217 (49.26) | 16,989 (49.08) | 1,228 (51.84) |
Otherd | 657 (1.78) | 506 (1.46) | 151 (6.37) |
Multiple tumorse | |||
1 tumor only | 32,570 (88.06) | 30,533 (88.20) | 2,037 (85.99) |
>1 tumors | 4,415 (11.94) | 4,083 (11.80) | 332 (14.01) |
ER status | |||
Positivef | 23,557 (63.69) | 22,299 (64.42) | 1,258 (53.10) |
Negative | 7,912 (21.39) | 7,233 (20.89) | 679 (28.66) |
Unknowng | 5,516 (14.91) | 5,084 (14.69) | 432 (18.24) |
Number of comorbidities (between 78 and 6 months prior to diagnosis)h | |||
None | 30,423 (82.26) | 28,494 (82.31) | 1,929 (81.43) |
1–2 | 5,369 (14.52) | 5,016 (14.49) | 353 (14.90) |
3+ | 1,193 (3.23) | 1,106 (3.20) | 87 (3.67) |
Discussed at MDT meeting | |||
Yes | 25,997 (70.29) | 24,672 (71.27) | 1,325 (55.93) |
No | 5,789 (15.65) | 5,352 (15.46) | 437 (18.45) |
Missing | 5,199 (14.06) | 4,592 (13.27) | 607 (25.62) |
Diagnosis year | |||
2012 | 4,099 (11.08) | 3,810 (11.01) | 289 (12.20) |
2013 | 4,982 (13.47) | 4,638 (13.40) | 344 (14.52) |
2014 | 5,705 (15.43) | 5,325 (15.38) | 380 (16.04) |
2015 | 6,561 (17.74) | 6,144 (17.75) | 417 (17.60) |
2016 | 7,476 (20.21) | 7,031 (20.31) | 445 (18.78) |
2017 | 8,162 (22.07) | 7,668 (22.15) | 494 (20.85) |
Treatmenti | |||
Received chemotherapyj,k | 22,893 (61.90) | 21,353 (61.69) | 1,540 (65.01) |
Received surgeryj,k | 28,738 (77.70) | 28,294 (81.74) | 444 (18.74) |
Received trastuzumabl | 16,629 (44.96) | 15,567 (44.97) | 1,062 (44.83) |
Refers to IMD (income domain). For diagnosis year 2012, IMD_2010 was used; and for diagnosis years 2013 to 2017, IMD_2015 was used.
Other ethnic group refers to Asian/British Asian, Black/African/Caribbean/Black British, mixed/multiple ethnic groups and other ethnic groups.
Unknown ethnicity refers to unknown and missing ethnicity classifications.
Other grade refers to undifferentiated, anaplastic, undetermined, and missing tumor grades.
Refers to the number of tumors other than the index breast cancer (1 tumor only).
Refers to at least one positive ER test and includes borderline definitions.
Refers to unknown, not performed, or missing ER status.
Refers to Charlson Comorbidity Index.
Not exclusive, so do not total analytical cohort totals.
Within 6 months of diagnosis. Surgery receipt beyond 6 months (e.g., following neoadjuvant chemotherapy) not captured.
Data from NCRD.
Data from SACT.
Trastuzumab receipt: early-stage population
Of the 34,616 women with early stage HER2+ disease diagnosed between 2012 and 2017, 45.0% (n = 15,567) received trastuzumab. Receipt increased over time from 34.1% of patients in 2012 to 44.2% in 2017. In univariate analyses, trastuzumab receipt showed little patterning by SES. However, following adjustment for confounders (including clinical factors) in the multivariable model, a significant association between trastuzumab receipt and deprivation was seen (LRT = 0.004). Patients residing in the most deprived areas were 10% less likely to receive trastuzumab than those residing in the least deprived areas (IMD 5 vs. IMD 1; mvOR 0.90; 95% CI, 0.83–0.98; Table 2). The test for linear trend across deprivation categories was significant (P = 0.002).
Early-stage disease: likelihood (OR with 95% CI and P values from logistic regression) of receiving trastuzumab by deprivation and adjusted for age, ethnicity, rural/urban residence, government region, stage at diagnosis, whether received surgery, ER status, comorbidities, whether discussed at MDT meeting, and diagnosis year for women with stage I–III HER2+ breast cancer who were diagnosed between January 01, 2012 and December 31, 2017 (n = 34,616).
. | . | . | . | Unadjusted . | Adjusted . | ||||
---|---|---|---|---|---|---|---|---|---|
. | Number (%) receivingtrastuzumab n = 15,567 (44.97) . | Number (%) not receiving trastuzumabn = 19,049 (55.03) . | P valuea . | OR . | 95% CI . | P valueb . | OR . | 95% CI . | P valueb . |
Deprivationc | 0.021 | 0.020 | 0.004 | ||||||
1 (least deprived) | 3,605 (45.23) | 4,365 (54.77) | 1.00 | — | — | 1.00 | — | — | |
2 | 3,525 (45.27) | 4,261 (54.73) | 1.00 | 0.94–1.07 | 0.958 | 1.00 | 0.94–1.08 | 0.910 | |
3 | 3,039 (43.27) | 3,985 (56.73) | 0.92 | 0.87–0.99 | 0.016 | 0.90 | 0.84–0.96 | 0.003 | |
4 | 2,847 (45.20) | 3,452 (54.80) | 1.00 | 0.93–1.07 | 0.967 | 0.93 | 0.86–1.00 | 0.050 | |
5 (most deprived) | 2,551 (46.07) | 2,986 (53.93) | 1.03 | 0.97–1.11 | 0.335 | 0.90 | 0.83–0.98 | 0.016 | |
Age at diagnosis (years) | <0.001 | <0.001 | <0.001 | ||||||
<50 | 5,167 (61.03) | 3,299 (38.97) | 1.00 | — | — | 1.00 | — | — | |
50–59 | 4,625 (53.67) | 3,992 (46.33) | 0.74 | 0.70–0.79 | <0.001 | 0.79 | 0.74–0.84 | <0.001 | |
60–69 | 3,912 (45.53) | 4,680 (54.47) | 0.53 | 0.50–0.58 | <0.001 | 0.59 | 0.55–0.63 | <0.001 | |
70–79 | 1,676 (30.53) | 3,813 (69.47) | 0.28 | 0.26–0.30 | <0.001 | 0.27 | 0.25–0.29 | <0.001 | |
80+ | 187 (5.42) | 3,265 (94.58) | 0.04 | 0.03–0.04 | <0.001 | 0.03 | 0.03–0.03 | <0.001 | |
Ethnicity | <0.001 | <0.001 | <0.001 | ||||||
White | 13,720 (44.98) | 16,780 (55.02) | 1.00 | — | — | 1.00 | — | — | |
Other ethnic groupd | 1,393 (52.51) | 1,260 (47.49) | 1.35 | 1.25–1.46 | <0.001 | 0.93 | 0.84–1.02 | 0.110 | |
Unknowne | 454 (31.03) | 1,009 (68.97) | 0.55 | 0.49–0.62 | <0.001 | 0.47 | 0.41–0.53 | <0.001 | |
Rural/urban residence | <0.001 | <0.001 | 0.000 | ||||||
Rural village, hamlet, and isolated dwellings | 1,688 (44.75) | 2,084 (55.25) | 1.05 | 0.97–1.12 | 0.218 | 1.03 | 0.95–1.12 | 0.466 | |
Rural town and fringe | 1,627 (44.14) | 2,059 (55.86) | 1.02 | 0.95–1.10 | 0.584 | 1.07 | 0.98–1.16 | 0.121 | |
Urban city and town | 6,837 (43.64) | 8,829 (56.36) | 1.00 | — | — | 1.00 | — | — | |
Urban conurbation | 5,415 (47.12) | 6,077 (52.88) | 1.15 | 1.10–1.21 | <0.001 | 1.16 | 1.09–1.25 | <0.001 | |
Government region | <0.001 | <0.001 | <0.001 | ||||||
North West | 2,509 (44.94) | 3,074 (55.06) | 1.00 | — | — | 1.00 | — | — | |
North East | 897 (39.22) | 1,390 (60.78) | 0.79 | 0.72–0.87 | <0.001 | 0.70 | 0.63–0.79 | <0.001 | |
West Midlands | 1,543 (41.90) | 2,140 (58.10) | 0.88 | 0.81–0.96 | 0.004 | 0.83 | 0.75–0.91 | <0.001 | |
Yorkshire and the Humber | 1,687 (55.20) | 1,369 (44.80) | 1.51 | 1.38–1.65 | <0.001 | 1.41 | 1.28–1.56 | <0.001 | |
East Midlands | 1,395 (47.16) | 1,563 (52.84) | 1.09 | 1.00–1.20 | 0.050 | 1.09 | 0.99–1.21 | 0.090 | |
East of England | 1,983 (42.50) | 2,683 (57.50) | 0.91 | 0.84–0.98 | 0.013 | 0.88 | 0.80–0.97 | 0.008 | |
South East | 2,346 (44.13) | 2,970 (55.87) | 0.97 | 0.90–1.04 | 0.396 | 1.00 | 0.92–1.10 | 0.945 | |
South West | 1,685 (43.93) | 2,151 (56.07) | 0.96 | 0.88–1.04 | 0.331 | 1.07 | 0.97–1.18 | 0.186 | |
London | 1,522 (47.11) | 1,709 (52.89) | 1.09 | 1.00–1.19 | 0.049 | 0.92 | 0.83–1.03 | 0.139 | |
Stage at diagnosis | <0.001 | <0.001 | <0.001 | ||||||
I | 4,680 (35.74) | 8,414 (64.26) | 1.00 | — | — | 1.00 | — | ||
II | 8,189 (49.14) | 8,474 (50.86) | 1.74 | 1.66–1.82 | <0.001 | 1.91 | 1.81–2.01 | <0.001 | |
III | 2,698 (55.53) | 2,161 (44.47) | 2.24 | 2.10–2.40 | <0.001 | 2.57 | 2.38–2.77 | <0.001 | |
Grade | <0.001 | <0.001 | —l | ||||||
Well differentiated | 232 (11.61) | 1,767 (88.39) | 0.10 | 0.09–0.12 | <0.001 | — | — | — | |
Moderately differentiated | 5,575 (36.87) | 9,547 (63.13) | 0.46 | 0.44–0.48 | <0.001 | — | — | — | |
Poorly differentiated | 9,533 (56.11) | 7,456 (43.89) | 1.00 | — | — | — | — | — | |
Otherf | 227 (44.86) | 279 (55.14) | 0.64 | 0.53–0.76 | <0.001 | — | — | — | |
Received surgery within 6 months of diagnosisg | <0.001 | <0.001 | <0.001 | ||||||
Yes | 12,536 (44.31) | 15,758 (55.69) | 1.00 | — | — | 1.00 | — | — | |
No | 3,031 (47.94) | 3,291 (52.06) | 1.16 | 1.10–1.22 | <0.001 | 1.36 | 1.27–1.45 | <0.001 | |
Multiple tumorsh | <0.001 | <0.001 | —ll | ||||||
1 tumor only | 14,135 (46.29) | 16,398 (53.71) | 1.00 | — | — | — | — | — | |
>1 tumors | 1,432 (35.07) | 2,651 (64.93) | 0.63 | 0.58–0.67 | <0.001 | — | — | — | |
ER status | <0.001 | <0.001 | <0.001 | ||||||
Positivei | 8,859 (39.73) | 13,440 (60.27) | 1.00 | — | — | 1.00 | — | — | |
Negative | 4,204 (58.12) | 3,029 (41.88) | 2.11 | 2.00–2.22 | <0.001 | 2.29 | 2.16–2.43 | <0.001 | |
Unknownj | 2,504 (49.25) | 2,580 (50.75) | 1.47 | 1.39–1.57 | <0.001 | 1.42 | 1.33–1.53 | <0.001 | |
Number of comorbidities (between 78 and 6 months prior to diagnosis)k | <0.001 | <0.001 | <0.001 | ||||||
0 | 13,614 (47.78) | 14,880 (52.22) | 1.00 | — | — | 1.00 | — | — | |
1–2 | 1,776 (35.41) | 3,240 (64.59) | 0.60 | 0.56–0.64 | <0.001 | 0.83 | 0.77–0.89 | <0.001 | |
3+ | 177 (16.00) | 929 (84.00) | 0.21 | 0.18–0.24 | <0.001 | 0.38 | 0.32–0.46 | <0.001 | |
Discussed at MDT meeting | <0.001 | <0.001 | <0.001 | ||||||
Yes | 11,584 (46.95) | 13,088 (53.05) | 1.00 | — | — | 1.00 | — | — | |
No | 2,222 (41.52) | 3,130 (58.48) | 0.80 | 0.76–0.85 | <0.001 | 0.81 | 0.75–0.87 | <0.001 | |
Missing | 1,761 (38.35) | 2,831 (61.65) | 0.70 | 0.66–0.75 | <0.001 | 0.56 | 0.52–0.60 | <0.001 | |
Diagnosis year | <0.001 | <0.001 | <0.001 | ||||||
2012 | 1,299 (34.09) | 2,511 (65.91) | 0.65 | 0.60–0.71 | <0.001 | 0.50 | 0.46–0.55 | <0.001 | |
2013 | 2,155 (46.46) | 2,483 (53.54) | 1.10 | 1.02–1.18 | 0.013 | 0.94 | 0.86–1.02 | 0.128 | |
2014 | 2,521 (47.34) | 2,804 (52.66) | 1.14 | 1.06–1.22 | <0.001 | 1.04 | 0.96–1.13 | 0.300 | |
2015 | 2,892 (47.07) | 3,252 (52.93) | 1.12 | 1.05–1.20 | 0.001 | 1.10 | 1.02–1.19 | 0.012 | |
2016 | 3,314 (47.13) | 3,717 (52.87) | 1.13 | 1.06–1.20 | <0.001 | 1.15 | 1.07–1.23 | <0.001 | |
2017 | 3,386 (44.16) | 4,282 (55.84) | 1.00 | — | — | 1.00 | — | — |
. | . | . | . | Unadjusted . | Adjusted . | ||||
---|---|---|---|---|---|---|---|---|---|
. | Number (%) receivingtrastuzumab n = 15,567 (44.97) . | Number (%) not receiving trastuzumabn = 19,049 (55.03) . | P valuea . | OR . | 95% CI . | P valueb . | OR . | 95% CI . | P valueb . |
Deprivationc | 0.021 | 0.020 | 0.004 | ||||||
1 (least deprived) | 3,605 (45.23) | 4,365 (54.77) | 1.00 | — | — | 1.00 | — | — | |
2 | 3,525 (45.27) | 4,261 (54.73) | 1.00 | 0.94–1.07 | 0.958 | 1.00 | 0.94–1.08 | 0.910 | |
3 | 3,039 (43.27) | 3,985 (56.73) | 0.92 | 0.87–0.99 | 0.016 | 0.90 | 0.84–0.96 | 0.003 | |
4 | 2,847 (45.20) | 3,452 (54.80) | 1.00 | 0.93–1.07 | 0.967 | 0.93 | 0.86–1.00 | 0.050 | |
5 (most deprived) | 2,551 (46.07) | 2,986 (53.93) | 1.03 | 0.97–1.11 | 0.335 | 0.90 | 0.83–0.98 | 0.016 | |
Age at diagnosis (years) | <0.001 | <0.001 | <0.001 | ||||||
<50 | 5,167 (61.03) | 3,299 (38.97) | 1.00 | — | — | 1.00 | — | — | |
50–59 | 4,625 (53.67) | 3,992 (46.33) | 0.74 | 0.70–0.79 | <0.001 | 0.79 | 0.74–0.84 | <0.001 | |
60–69 | 3,912 (45.53) | 4,680 (54.47) | 0.53 | 0.50–0.58 | <0.001 | 0.59 | 0.55–0.63 | <0.001 | |
70–79 | 1,676 (30.53) | 3,813 (69.47) | 0.28 | 0.26–0.30 | <0.001 | 0.27 | 0.25–0.29 | <0.001 | |
80+ | 187 (5.42) | 3,265 (94.58) | 0.04 | 0.03–0.04 | <0.001 | 0.03 | 0.03–0.03 | <0.001 | |
Ethnicity | <0.001 | <0.001 | <0.001 | ||||||
White | 13,720 (44.98) | 16,780 (55.02) | 1.00 | — | — | 1.00 | — | — | |
Other ethnic groupd | 1,393 (52.51) | 1,260 (47.49) | 1.35 | 1.25–1.46 | <0.001 | 0.93 | 0.84–1.02 | 0.110 | |
Unknowne | 454 (31.03) | 1,009 (68.97) | 0.55 | 0.49–0.62 | <0.001 | 0.47 | 0.41–0.53 | <0.001 | |
Rural/urban residence | <0.001 | <0.001 | 0.000 | ||||||
Rural village, hamlet, and isolated dwellings | 1,688 (44.75) | 2,084 (55.25) | 1.05 | 0.97–1.12 | 0.218 | 1.03 | 0.95–1.12 | 0.466 | |
Rural town and fringe | 1,627 (44.14) | 2,059 (55.86) | 1.02 | 0.95–1.10 | 0.584 | 1.07 | 0.98–1.16 | 0.121 | |
Urban city and town | 6,837 (43.64) | 8,829 (56.36) | 1.00 | — | — | 1.00 | — | — | |
Urban conurbation | 5,415 (47.12) | 6,077 (52.88) | 1.15 | 1.10–1.21 | <0.001 | 1.16 | 1.09–1.25 | <0.001 | |
Government region | <0.001 | <0.001 | <0.001 | ||||||
North West | 2,509 (44.94) | 3,074 (55.06) | 1.00 | — | — | 1.00 | — | — | |
North East | 897 (39.22) | 1,390 (60.78) | 0.79 | 0.72–0.87 | <0.001 | 0.70 | 0.63–0.79 | <0.001 | |
West Midlands | 1,543 (41.90) | 2,140 (58.10) | 0.88 | 0.81–0.96 | 0.004 | 0.83 | 0.75–0.91 | <0.001 | |
Yorkshire and the Humber | 1,687 (55.20) | 1,369 (44.80) | 1.51 | 1.38–1.65 | <0.001 | 1.41 | 1.28–1.56 | <0.001 | |
East Midlands | 1,395 (47.16) | 1,563 (52.84) | 1.09 | 1.00–1.20 | 0.050 | 1.09 | 0.99–1.21 | 0.090 | |
East of England | 1,983 (42.50) | 2,683 (57.50) | 0.91 | 0.84–0.98 | 0.013 | 0.88 | 0.80–0.97 | 0.008 | |
South East | 2,346 (44.13) | 2,970 (55.87) | 0.97 | 0.90–1.04 | 0.396 | 1.00 | 0.92–1.10 | 0.945 | |
South West | 1,685 (43.93) | 2,151 (56.07) | 0.96 | 0.88–1.04 | 0.331 | 1.07 | 0.97–1.18 | 0.186 | |
London | 1,522 (47.11) | 1,709 (52.89) | 1.09 | 1.00–1.19 | 0.049 | 0.92 | 0.83–1.03 | 0.139 | |
Stage at diagnosis | <0.001 | <0.001 | <0.001 | ||||||
I | 4,680 (35.74) | 8,414 (64.26) | 1.00 | — | — | 1.00 | — | ||
II | 8,189 (49.14) | 8,474 (50.86) | 1.74 | 1.66–1.82 | <0.001 | 1.91 | 1.81–2.01 | <0.001 | |
III | 2,698 (55.53) | 2,161 (44.47) | 2.24 | 2.10–2.40 | <0.001 | 2.57 | 2.38–2.77 | <0.001 | |
Grade | <0.001 | <0.001 | —l | ||||||
Well differentiated | 232 (11.61) | 1,767 (88.39) | 0.10 | 0.09–0.12 | <0.001 | — | — | — | |
Moderately differentiated | 5,575 (36.87) | 9,547 (63.13) | 0.46 | 0.44–0.48 | <0.001 | — | — | — | |
Poorly differentiated | 9,533 (56.11) | 7,456 (43.89) | 1.00 | — | — | — | — | — | |
Otherf | 227 (44.86) | 279 (55.14) | 0.64 | 0.53–0.76 | <0.001 | — | — | — | |
Received surgery within 6 months of diagnosisg | <0.001 | <0.001 | <0.001 | ||||||
Yes | 12,536 (44.31) | 15,758 (55.69) | 1.00 | — | — | 1.00 | — | — | |
No | 3,031 (47.94) | 3,291 (52.06) | 1.16 | 1.10–1.22 | <0.001 | 1.36 | 1.27–1.45 | <0.001 | |
Multiple tumorsh | <0.001 | <0.001 | —ll | ||||||
1 tumor only | 14,135 (46.29) | 16,398 (53.71) | 1.00 | — | — | — | — | — | |
>1 tumors | 1,432 (35.07) | 2,651 (64.93) | 0.63 | 0.58–0.67 | <0.001 | — | — | — | |
ER status | <0.001 | <0.001 | <0.001 | ||||||
Positivei | 8,859 (39.73) | 13,440 (60.27) | 1.00 | — | — | 1.00 | — | — | |
Negative | 4,204 (58.12) | 3,029 (41.88) | 2.11 | 2.00–2.22 | <0.001 | 2.29 | 2.16–2.43 | <0.001 | |
Unknownj | 2,504 (49.25) | 2,580 (50.75) | 1.47 | 1.39–1.57 | <0.001 | 1.42 | 1.33–1.53 | <0.001 | |
Number of comorbidities (between 78 and 6 months prior to diagnosis)k | <0.001 | <0.001 | <0.001 | ||||||
0 | 13,614 (47.78) | 14,880 (52.22) | 1.00 | — | — | 1.00 | — | — | |
1–2 | 1,776 (35.41) | 3,240 (64.59) | 0.60 | 0.56–0.64 | <0.001 | 0.83 | 0.77–0.89 | <0.001 | |
3+ | 177 (16.00) | 929 (84.00) | 0.21 | 0.18–0.24 | <0.001 | 0.38 | 0.32–0.46 | <0.001 | |
Discussed at MDT meeting | <0.001 | <0.001 | <0.001 | ||||||
Yes | 11,584 (46.95) | 13,088 (53.05) | 1.00 | — | — | 1.00 | — | — | |
No | 2,222 (41.52) | 3,130 (58.48) | 0.80 | 0.76–0.85 | <0.001 | 0.81 | 0.75–0.87 | <0.001 | |
Missing | 1,761 (38.35) | 2,831 (61.65) | 0.70 | 0.66–0.75 | <0.001 | 0.56 | 0.52–0.60 | <0.001 | |
Diagnosis year | <0.001 | <0.001 | <0.001 | ||||||
2012 | 1,299 (34.09) | 2,511 (65.91) | 0.65 | 0.60–0.71 | <0.001 | 0.50 | 0.46–0.55 | <0.001 | |
2013 | 2,155 (46.46) | 2,483 (53.54) | 1.10 | 1.02–1.18 | 0.013 | 0.94 | 0.86–1.02 | 0.128 | |
2014 | 2,521 (47.34) | 2,804 (52.66) | 1.14 | 1.06–1.22 | <0.001 | 1.04 | 0.96–1.13 | 0.300 | |
2015 | 2,892 (47.07) | 3,252 (52.93) | 1.12 | 1.05–1.20 | 0.001 | 1.10 | 1.02–1.19 | 0.012 | |
2016 | 3,314 (47.13) | 3,717 (52.87) | 1.13 | 1.06–1.20 | <0.001 | 1.15 | 1.07–1.23 | <0.001 | |
2017 | 3,386 (44.16) | 4,282 (55.84) | 1.00 | — | — | 1.00 | — | — |
χ2P value.
Bolded P values are from LRT of the variable’s contribution to the model. Unbolded P values are from a test of whether the OR is different from 1.
Refers to IMD (income domain). For diagnosis year 2012, IMD_2010 was used and for diagnosis years 2013 to 2017, IMD_2015 was used.
Other ethnic group refers to Asian/British Asian, Black/African/Caribbean/Black British, mixed/multiple ethnic groups, and other ethnic groups.
Unknown ethnicity refers to missing and unknown ethnicity classifications.
Other grade refers to undifferentiated, anaplastic, undetermined, and missing tumor grades.
Surgery receipt beyond 6 months (e.g., following neoadjuvant chemotherapy) not captured.
Refers to the number of tumors other than the index breast cancer (1 tumor only).
Refers to at least one positive ER test and includes borderline definitions.
Refers to unknown, not performed, or missing ER status.
Defined using the Charlson Comorbidity Index.
Variable not included in the adjusted analysis as resulted in poor model fit (assessed using Hosmer and Lemeshow χ2 test).
In sensitivity analyses, similar associations between trastuzumab receipt and deprivation were observed when restricting analyses to a HER2+ breast cancer diagnosis after mandatory SACT submission (April 2014; sensitivity analysis 1; IMD 5 vs. IMD 1; mvOR 0.93; 95% CI, 0.84–1.03; LRT P = 0.009) and were more defined when the refined HER2+ breast cancer definition (sensitivity analysis 2) was applied (IMD 5 vs. IMD 1; mvOR 0.86; 95% CI, 0.78–0.95; LRT P = 0.009). Both results were statistically significant (Supplementary Table S2).
Several other sociodemographic and clinical variables in the multivariable model also had statistically significant associations with reduced likelihood of trastuzumab receipt. These were an older age (80+ vs. <50 years old; mvOR 0.03; 95% CI, 0.03–0.03); three or more comorbidities (3+ vs. 0 comorbidities; mvOR 0.38; 95% CI, 0.32–0.46); and not being discussed at MDT meeting (no vs. yes; mvOR 0.81; 95% CI, 0.75–0.87). The ethnic group made a statistically significant contribution to the model. A negative ER status (negative vs. positive; mvOR 2.29; 95% CI, 2.16–2.43), a higher stage cancer (stage III vs. stage I; mvOR 2.57; 95% CI, 2.38–2.77), and not receiving surgery (no vs. yes; mvOR 1.36; 95% CI, 1.27–1.45) were all associated with increased trastuzumab receipt. There was no patterning of trastuzumab receipt with urban/rural residence (Table 2).
Trastuzumab receipt: metastatic population
Of the 2,369 women with metastatic breast HER2+ breast cancer diagnosed between 2012 and 2017, 44.8% (n = 1,062) received trastuzumab. Receipt increased over time, from 29.1% of patients diagnosed in 2012 to 51.0% of patients diagnosed in 2017. In univariable and multivariable analyses, trastuzumab receipt did not vary significantly by deprivation quintile of residence (multivariable analysis, LRT P = 0.225) even following adjustment for clinical factors, or have a significant linear trend (P = 0.864). Odds of receipt followed a u-shaped pattern, being slightly below unity for deprivation quintiles 2 to 4, and reaching borderline significance for the middle category (IMD 3 vs. IMD 1; mvOR 0.75; 95% CI, 0.56–1.00; Table 3).
Metastatic disease: likelihood (OR with 95% CI and P values from logistic regression) of receiving trastuzumab by deprivation and adjusted for age, ethnicity, rural/urban residence, government region, grade, whether received surgery, ER status, comorbidities, whether discussed at MDT meeting, and diagnosis year for women with stage IV HER2+ breast cancer diagnosed between January 01, 2012 and December 31, 2017 (n = 2,369).
. | . | . | . | Unadjusted . | Adjusted . | ||||
---|---|---|---|---|---|---|---|---|---|
. | Number (%) receivingtrastuzumab n = 1,062 (44.83) . | Number (%) not receiving trastuzumab n = 1,307 (55.17) . | P valuea . | OR . | 95% CI . | P valueb . | OR . | 95% CI . | P valueb . |
Deprivationc | 0.314 | 0.312 | 0.225 | ||||||
1 (least deprived) | 224 (46.28) | 260 (53.72) | 1.00 | — | — | 1.00 | — | — | |
2 | 215 (44.70) | 266 (55.30) | 0.94 | 0.73–1.21 | 0.622 | 0.85 | 0.64–1.13 | 0.270 | |
3 | 182 (40.90) | 263 (59.10) | 0.80 | 0.62–1.04 | 0.099 | 0.75 | 0.56–1.00 | 0.052 | |
4 | 229 (44.47) | 286 (55.53) | 0.93 | 0.72–1.19 | 0.565 | 0.84 | 0.63–1.12 | 0.232 | |
5 (most deprived) | 212 (47.75) | 232 (52.25) | 1.06 | 0.82–1.37 | 0.655 | 1.00 | 0.74–1.37 | 0.977 | |
Age at diagnosis (years) | <0.001 | <0.001 | <0.001 | ||||||
<50 | 314 (63.31) | 182 (36.69) | 1.00 | — | — | 1.00 | — | — | |
50–59 | 285 (55.34) | 230 (44.66) | 0.72 | 0.56–0.92 | 0.010 | 0.67 | 0.51–0.87 | 0.003 | |
60–69 | 223 (47.85) | 243 (52.15) | 0.53 | 0.41–0.69 | <0.001 | 0.55 | 0.41–0.73 | <0.001 | |
70–79 | 171 (33.66) | 337 (66.34) | 0.29 | 0.23–0.38 | <0.001 | 0.27 | 0.20–0.36 | <0.001 | |
80+ | 69 (17.97) | 315 (82.03) | 0.13 | 0.09–0.17 | <0.001 | 0.11 | 0.08–0.16 | <0.001 | |
Ethnicity | <0.001 | <0.001 | 0.002 | ||||||
White | 923 (44.70) | 1,142 (55.30) | 1.00 | — | — | 1.00 | — | — | |
Other ethnic groupd | 109 (54.77) | 90 (45.23) | 1.50 | 1.12–2.01 | 0.007 | 1.00 | 0.71–1.41 | 0.998 | |
Unknowne | 30 (28.57) | 75 (71.43) | 0.49 | 0.32–0.76 | 0.001 | 0.44 | 0.27–0.71 | 0.001 | |
Rural/urban residence | 0.042 | 0.042 | 0.010 | ||||||
Rural village, hamlet, and isolated dwellings | 116 (49.15) | 120 (50.85) | 1.31 | 0.99–1.74 | 0.058 | 1.48 | 1.06–2.04 | 0.020 | |
Rural town and fringe | 107 (41.80) | 149 (58.20) | 0.98 | 0.74–1.29 | 0.862 | 1.07 | 0.79–1.46 | 0.665 | |
Urban city and town | 457 (42.39) | 621 (57.61) | 1.00 | — | — | 1.00 | — | — | |
Urban conurbation | 382 (47.81) | 417 (52.19) | 1.24 | 1.04–1.50 | 0.020 | 1.45 | 1.11–1.87 | 0.005 | |
Government region | 0.003 | 0.002 | <0.001 | ||||||
North West | 170 (48.02) | 184 (51.98) | 1.00 | — | — | 1.00 | — | — | |
North East | 63 (42.00) | 87 (58.00) | 0.78 | 0.53–1.15 | 0.215 | 0.60 | 0.39–0.93 | 0.023 | |
West Midlands | 85 (34.55) | 161 (65.45) | 0.57 | 0.41–0.80 | 0.001 | 0.38 | 0.26–0.56 | <0.001 | |
Yorkshire and the Humber | 130 (51.18) | 124 (48.82) | 1.13 | 0.82–1.57 | 0.442 | 0.84 | 0.58–1.21 | 0.350 | |
East Midlands | 89 (52.35) | 81 (47.65) | 1.19 | 0.82–1.72 | 0.354 | 0.95 | 0.62–1.46 | 0.815 | |
East of England | 143 (41.57) | 201 (58.43) | 0.77 | 0.57–1.04 | 0.087 | 0.68 | 0.48–0.99 | 0.042 | |
South East | 185 (46.84) | 210 (53.16) | 0.95 | 0.72–1.27 | 0.745 | 0.81 | 0.57–1.15 | 0.235 | |
South West | 88 (41.31) | 125 (58.69) | 0.76 | 0.54–1.07 | 0.121 | 0.84 | 0.56–1.27 | 0.418 | |
London | 109 (44.86) | 134 (55.14) | 0.88 | 0.63–1.22 | 0.446 | 0.56 | 0.38–0.83 | 0.004 | |
Grade | <0.001 | <0.001 | 0.030 | ||||||
Well differentiated | 8 (22.86) | 27 (77.14) | 0.30 | 0.14–0.67 | 0.003 | 0.33 | 0.14–0.78 | 0.011 | |
Moderately differentiated | 386 (40.42) | 569 (59.58) | 0.69 | 0.58–0.82 | 0.000 | 0.86 | 0.71–1.04 | 0.117 | |
Poorly differentiated | 609 (49.59) | 619 (50.41) | 1.00 | — | — | 1.00 | — | — | |
Otherf | 59 (39.07) | 92 (60.93) | 0.65 | 0.46–0.92 | 0.015 | 0.87 | 0.59–1.29 | 0.491 | |
Received surgery within 6 months of diagnosisg | <0.001 | 0.000 | 0.016 | ||||||
Yes | 234 (52.70) | 210 (47.30) | 1.48 | 1.20–1.82 | <0.001 | 1.33 | 1.05–1.69 | 0.016 | |
No | 828 (43.01) | 1,097 (56.99) | 1.00 | — | — | 1.00 | — | — | |
Multiple tumorsh | 0.001 | 0.001 | —ll | ||||||
1 tumor only | 941 (46.20) | 1,096 (53.80) | 1.00 | — | — | — | — | — | |
>1 tumors | 121 (36.45) | 211 (63.55) | 0.67 | 0.53–0.85 | 0.001 | — | — | — | |
ER status | <0.001 | <0.001 | <0.001 | ||||||
Positivei | 482 (38.31) | 776 (61.69) | 1.00 | — | — | 1.00 | — | — | |
Negative | 367 (54.05) | 312 (45.95) | 1.89 | 1.57–2.29 | <0.001 | 2.17 | 1.74–2.69 | <0.001 | |
Unknownj | 213 (49.31) | 219 (50.69) | 1.57 | 1.26–1.95 | <0.001 | 1.49 | 1.16–1.93 | 0.002 | |
Number of comorbidities (between 78 and 6 months prior to diagnosis)k | <0.001 | <0.001 | 0.015 | ||||||
0 | 906 (46.97) | 1,023 (53.03) | 1.00 | — | — | 1.00 | — | — | |
1–2 | 136 (38.53) | 217 (61.47) | 0.71 | 0.56–0.89 | 0.004 | 0.94 | 0.72–1.22 | 0.634 | |
3+ | 20 (22.99) | 67 (77.01) | 0.34 | 0.20–0.56 | <0.001 | 0.46 | 0.26–0.80 | 0.006 | |
Discussed at MDT meeting | 0.001 | 0.001 | <0.001 | ||||||
Yes | 637 (48.08) | 688 (51.92) | 1.00 | — | — | 1.00 | — | — | |
No | 188 (43.02) | 249 (56.98) | 0.82 | 0.66–1.01 | 0.067 | 0.78 | 0.60–1.00 | 0.053 | |
Missing | 237 (39.04) | 370 (60.96) | 0.69 | 0.57–0.84 | <0.001 | 0.57 | 0.46–0.72 | <0.001 | |
Diagnosis year | <0.001 | <0.001 | <0.001 | ||||||
2012 | 84 (29.07) | 205 (70.93) | 0.39 | 0.29–0.54 | <0.001 | 0.26 | 0.19–0.37 | <0.001 | |
2013 | 143 (41.57) | 201 (58.43) | 0.68 | 0.52–0.90 | 0.007 | 0.47 | 0.34–0.65 | <0.001 | |
2014 | 163 (42.89) | 217 (57.11) | 0.72 | 0.55–0.94 | 0.017 | 0.52 | 0.38–0.70 | <0.001 | |
2015 | 204 (48.92) | 213 (51.08) | 0.92 | 0.71–1.19 | 0.529 | 0.76 | 0.56–1.02 | 0.066 | |
2016 | 216 (48.54) | 229 (51.46) | 0.91 | 0.70–1.17 | 0.449 | 0.82 | 0.61–1.09 | 0.163 | |
2017 | 252 (51.01) | 242 (48.99) | 1.00 | — | — | 1.00 | — | — |
. | . | . | . | Unadjusted . | Adjusted . | ||||
---|---|---|---|---|---|---|---|---|---|
. | Number (%) receivingtrastuzumab n = 1,062 (44.83) . | Number (%) not receiving trastuzumab n = 1,307 (55.17) . | P valuea . | OR . | 95% CI . | P valueb . | OR . | 95% CI . | P valueb . |
Deprivationc | 0.314 | 0.312 | 0.225 | ||||||
1 (least deprived) | 224 (46.28) | 260 (53.72) | 1.00 | — | — | 1.00 | — | — | |
2 | 215 (44.70) | 266 (55.30) | 0.94 | 0.73–1.21 | 0.622 | 0.85 | 0.64–1.13 | 0.270 | |
3 | 182 (40.90) | 263 (59.10) | 0.80 | 0.62–1.04 | 0.099 | 0.75 | 0.56–1.00 | 0.052 | |
4 | 229 (44.47) | 286 (55.53) | 0.93 | 0.72–1.19 | 0.565 | 0.84 | 0.63–1.12 | 0.232 | |
5 (most deprived) | 212 (47.75) | 232 (52.25) | 1.06 | 0.82–1.37 | 0.655 | 1.00 | 0.74–1.37 | 0.977 | |
Age at diagnosis (years) | <0.001 | <0.001 | <0.001 | ||||||
<50 | 314 (63.31) | 182 (36.69) | 1.00 | — | — | 1.00 | — | — | |
50–59 | 285 (55.34) | 230 (44.66) | 0.72 | 0.56–0.92 | 0.010 | 0.67 | 0.51–0.87 | 0.003 | |
60–69 | 223 (47.85) | 243 (52.15) | 0.53 | 0.41–0.69 | <0.001 | 0.55 | 0.41–0.73 | <0.001 | |
70–79 | 171 (33.66) | 337 (66.34) | 0.29 | 0.23–0.38 | <0.001 | 0.27 | 0.20–0.36 | <0.001 | |
80+ | 69 (17.97) | 315 (82.03) | 0.13 | 0.09–0.17 | <0.001 | 0.11 | 0.08–0.16 | <0.001 | |
Ethnicity | <0.001 | <0.001 | 0.002 | ||||||
White | 923 (44.70) | 1,142 (55.30) | 1.00 | — | — | 1.00 | — | — | |
Other ethnic groupd | 109 (54.77) | 90 (45.23) | 1.50 | 1.12–2.01 | 0.007 | 1.00 | 0.71–1.41 | 0.998 | |
Unknowne | 30 (28.57) | 75 (71.43) | 0.49 | 0.32–0.76 | 0.001 | 0.44 | 0.27–0.71 | 0.001 | |
Rural/urban residence | 0.042 | 0.042 | 0.010 | ||||||
Rural village, hamlet, and isolated dwellings | 116 (49.15) | 120 (50.85) | 1.31 | 0.99–1.74 | 0.058 | 1.48 | 1.06–2.04 | 0.020 | |
Rural town and fringe | 107 (41.80) | 149 (58.20) | 0.98 | 0.74–1.29 | 0.862 | 1.07 | 0.79–1.46 | 0.665 | |
Urban city and town | 457 (42.39) | 621 (57.61) | 1.00 | — | — | 1.00 | — | — | |
Urban conurbation | 382 (47.81) | 417 (52.19) | 1.24 | 1.04–1.50 | 0.020 | 1.45 | 1.11–1.87 | 0.005 | |
Government region | 0.003 | 0.002 | <0.001 | ||||||
North West | 170 (48.02) | 184 (51.98) | 1.00 | — | — | 1.00 | — | — | |
North East | 63 (42.00) | 87 (58.00) | 0.78 | 0.53–1.15 | 0.215 | 0.60 | 0.39–0.93 | 0.023 | |
West Midlands | 85 (34.55) | 161 (65.45) | 0.57 | 0.41–0.80 | 0.001 | 0.38 | 0.26–0.56 | <0.001 | |
Yorkshire and the Humber | 130 (51.18) | 124 (48.82) | 1.13 | 0.82–1.57 | 0.442 | 0.84 | 0.58–1.21 | 0.350 | |
East Midlands | 89 (52.35) | 81 (47.65) | 1.19 | 0.82–1.72 | 0.354 | 0.95 | 0.62–1.46 | 0.815 | |
East of England | 143 (41.57) | 201 (58.43) | 0.77 | 0.57–1.04 | 0.087 | 0.68 | 0.48–0.99 | 0.042 | |
South East | 185 (46.84) | 210 (53.16) | 0.95 | 0.72–1.27 | 0.745 | 0.81 | 0.57–1.15 | 0.235 | |
South West | 88 (41.31) | 125 (58.69) | 0.76 | 0.54–1.07 | 0.121 | 0.84 | 0.56–1.27 | 0.418 | |
London | 109 (44.86) | 134 (55.14) | 0.88 | 0.63–1.22 | 0.446 | 0.56 | 0.38–0.83 | 0.004 | |
Grade | <0.001 | <0.001 | 0.030 | ||||||
Well differentiated | 8 (22.86) | 27 (77.14) | 0.30 | 0.14–0.67 | 0.003 | 0.33 | 0.14–0.78 | 0.011 | |
Moderately differentiated | 386 (40.42) | 569 (59.58) | 0.69 | 0.58–0.82 | 0.000 | 0.86 | 0.71–1.04 | 0.117 | |
Poorly differentiated | 609 (49.59) | 619 (50.41) | 1.00 | — | — | 1.00 | — | — | |
Otherf | 59 (39.07) | 92 (60.93) | 0.65 | 0.46–0.92 | 0.015 | 0.87 | 0.59–1.29 | 0.491 | |
Received surgery within 6 months of diagnosisg | <0.001 | 0.000 | 0.016 | ||||||
Yes | 234 (52.70) | 210 (47.30) | 1.48 | 1.20–1.82 | <0.001 | 1.33 | 1.05–1.69 | 0.016 | |
No | 828 (43.01) | 1,097 (56.99) | 1.00 | — | — | 1.00 | — | — | |
Multiple tumorsh | 0.001 | 0.001 | —ll | ||||||
1 tumor only | 941 (46.20) | 1,096 (53.80) | 1.00 | — | — | — | — | — | |
>1 tumors | 121 (36.45) | 211 (63.55) | 0.67 | 0.53–0.85 | 0.001 | — | — | — | |
ER status | <0.001 | <0.001 | <0.001 | ||||||
Positivei | 482 (38.31) | 776 (61.69) | 1.00 | — | — | 1.00 | — | — | |
Negative | 367 (54.05) | 312 (45.95) | 1.89 | 1.57–2.29 | <0.001 | 2.17 | 1.74–2.69 | <0.001 | |
Unknownj | 213 (49.31) | 219 (50.69) | 1.57 | 1.26–1.95 | <0.001 | 1.49 | 1.16–1.93 | 0.002 | |
Number of comorbidities (between 78 and 6 months prior to diagnosis)k | <0.001 | <0.001 | 0.015 | ||||||
0 | 906 (46.97) | 1,023 (53.03) | 1.00 | — | — | 1.00 | — | — | |
1–2 | 136 (38.53) | 217 (61.47) | 0.71 | 0.56–0.89 | 0.004 | 0.94 | 0.72–1.22 | 0.634 | |
3+ | 20 (22.99) | 67 (77.01) | 0.34 | 0.20–0.56 | <0.001 | 0.46 | 0.26–0.80 | 0.006 | |
Discussed at MDT meeting | 0.001 | 0.001 | <0.001 | ||||||
Yes | 637 (48.08) | 688 (51.92) | 1.00 | — | — | 1.00 | — | — | |
No | 188 (43.02) | 249 (56.98) | 0.82 | 0.66–1.01 | 0.067 | 0.78 | 0.60–1.00 | 0.053 | |
Missing | 237 (39.04) | 370 (60.96) | 0.69 | 0.57–0.84 | <0.001 | 0.57 | 0.46–0.72 | <0.001 | |
Diagnosis year | <0.001 | <0.001 | <0.001 | ||||||
2012 | 84 (29.07) | 205 (70.93) | 0.39 | 0.29–0.54 | <0.001 | 0.26 | 0.19–0.37 | <0.001 | |
2013 | 143 (41.57) | 201 (58.43) | 0.68 | 0.52–0.90 | 0.007 | 0.47 | 0.34–0.65 | <0.001 | |
2014 | 163 (42.89) | 217 (57.11) | 0.72 | 0.55–0.94 | 0.017 | 0.52 | 0.38–0.70 | <0.001 | |
2015 | 204 (48.92) | 213 (51.08) | 0.92 | 0.71–1.19 | 0.529 | 0.76 | 0.56–1.02 | 0.066 | |
2016 | 216 (48.54) | 229 (51.46) | 0.91 | 0.70–1.17 | 0.449 | 0.82 | 0.61–1.09 | 0.163 | |
2017 | 252 (51.01) | 242 (48.99) | 1.00 | — | — | 1.00 | — | — |
Abbreviations: n, number.
χ2P value.
Bolded P values are from LRT of the variable’s contribution to the model. Unbolded P values are from a test of whether the OR is different from 1.
Refers to IMD (income domain). For diagnosis year 2012, IMD_2010 was used and for diagnosis years 2013 to 2017, IMD_2015 was used.
Other ethnic group refers to Asian/British Asian, Black/African/Caribbean/Black British, mixed/multiple ethnic groups, and other ethnic groups.
Unknown ethnicity refers to missing and unknown ethnicity classifications.
Other grade refers to undifferentiated, anaplastic, undetermined, and missing tumor grades.
Surgery receipt beyond 6 months (e.g., following neoadjuvant chemotherapy) not captured.
Refers to the number of tumors other than the index breast cancer (1 tumor only).
Refers to at least one positive ER test and includes borderline definitions.
Refers to unknown, not performed, or missing ER status.
Defined using the Charlson Comorbidity Index.
Variable not included in the adjusted analysis as resulted in poor model fit (assessed using Hosmer and Lemeshow χ2 test).
In sensitivity analyses, when restricting consideration to breast cancer diagnosis after mandatory SACT submission (April 2014; sensitivity analysis 1), the univariable ORs were similar to the primary analysis, but the multivariable model did not have adequate fit (Supplementary Table S3). Restriction of the analysis to a refined HER2+ breast cancer definition (sensitivity analysis 2) showed no significant associations between IMD and trastuzumab receipt (Supplementary Table S3).
Several other demographic and clinical variables in the multivariable model had statistically significant associations with reduced likelihood of trastuzumab receipt in stage IV patients. These were an older age (80+ vs. <50 years old; mvOR 0.11; 95% CI, 0.08–0.16); a well differentiated tumor grade (well vs. poorly differentiated grade; mvOR 0.33; 95% CI, 0.14–0.78); three or more comorbidities (3+ vs. 0 comorbidities; mvOR 0.46; 95% CI, 0.26–0.80); and no discussion at MDT meeting (no vs. yes; mvOR; 0.78; 95% CI, 0.60–1.00). Trastuzumab receipt was more common in women with ER-negative tumors (negative vs. positive; mvOR; 2.17; 95% CI, 1.74–2.69). Additionally, trastuzumab receipt was associated with both a White and non-White ethnicity (other ethnic group vs. White ethnicity; mvOR; 1.00; 95% CI, 0.71–1.41) as well as residence in urban conurbations (urban conurbation vs. urban city and town; mvOR 1.45; 95% CI, 1.11–1.87) and rural villages (rural village vs. urban city and town; mvOR 1.48; 95% CI, 1.06–2.04; Table 3).
Discussion
This study addresses associations between IMD and other sociodemographic and clinical characteristics with trastuzumab receipt among a cohort of patients with HER2+ breast cancer in England during 2012 to 2017. It represents one of the few nationwide studies using SACT data and is the largest study internationally of trastuzumab receipt in a publicly funded healthcare system [and the second largest study on this topic after Du and colleagues (44), which reported US trastuzumab data up to 2005]. This study found that women residing in areas of greater deprivation with early-stage HER2+ breast cancer were 10% less likely to receive trastuzumab than women residing in the least deprived areas. No clear or statistically significant associations between SES and trastuzumab receipt were found in the metastatic HER2+ cohort. A younger age was associated with increased trastuzumab receipt for all patients. Other associations of increased trastuzumab receipt were seen, in patients with both early and metastatic disease, who had fewer comorbidities, an ER negative tumor, and who were discussed at MDT meeting. For early-stage disease, a higher staged tumor and not receiving surgery within 6 months increased the likelihood of trastuzumab receipt. However, for metastatic disease, a moderate or poorly differentiated tumor grade and receiving surgery within 6 months was associated with increased trastuzumab receipt.
This population-based study significantly strengthens the evidence base showing that socioeconomic disparities of HER2+ breast cancer treatment occur even in healthcare systems in which targeted therapy is free at the point of access. Our parallel study on socioeconomic inequalities in NSCLC treatments in England over the same time period also found that greater deprivation was associated with reduced novel therapy use, though the magnitude of associations was starker (45). Given that socioeconomic differences in treatment receipt may account for disparities in cancer survival and mortality (46–48), these inequities have important implications.
There is no clear, single explanation as to why trastuzumab receipt is less commonly used in women with early-stage breast cancer residing in more deprived areas or, as shown here, why receipt varies by age or rural–urban residence. Trastuzumab is well-tolerated, with toxicity being lower than that of cytotoxic chemotherapy therapy, and monitoring is in place to minimize cardiovascular complications (49). Theoretically, many women (regardless of socioeconomic background) should tolerate trastuzumab. One barrier to receipt is HER2 testing access. However, as the NIH and Care Excellence recommends HER2 testing in England as routine (50), testing is well-established in this cancer. It is possible that women residing in areas of high deprivation, or older women, maybe more likely to decline HER2 testing when offered. However, data from a previous systematic review and meta-analysis found only a small reduction in HER2 testing access by low SES, and this was not statistically significant (17).
An alternative explanation for socioeconomic (and, indeed, wider sociodemographic) patterning of trastuzumab receipt maybe that novel treatment analyses fail to consider the “fundamental causes” or “upstream” factors (i.e., unequal distribution of income and education) which generate inequity (51). Trastuzumab receipt is a “downstream intervention” focused on the final stages of the care pathway. The role of wider social determinants of health, which also influence inequality generation and persistence, is not addressed through trastuzumab licensing (52). Furthermore, MDTs may be an additional source of socioeconomic biases (conscious or unconscious) in treatment decision-making (53). MDT discussion was important for increasing the likelihood of trastuzumab receipt, despite the fact that all accredited breast cancer units managing patients in England should be considered at MDT meeting. This suggests that MDTs facilitate evidence-based, standardized clinical decision-making around trastuzumab use (54). Previous work has discussed how the implementation of MDT decision can vary by deprivation status (55); however, more work is needed to explore whether MDTs mitigate socioeconomic biases in targeted treatment access. Finally, patient views of, and willingness to accept, trastuzumab maybe socioeconomically/sociodemographically patterned. Treatment involves returning regularly to the hospital for up to a year; this may be challenging and/or less appealing to the oldest patients or those with limited economic resources. Specific research on trastuzumab treatment decision-making is lacking; however, a 2015 systematic review reported generally that convenience and transportation difficulties were key determinants of older adults’ decisions to accept or decline cancer treatment (56).
Socioeconomic associations in trastuzumab receipt varied by cancer stage, with an association evident for early stage, but not for metastatic disease. Potentially this reflects time since licensing. New drug interventions may become intervention-generated inequality (IGI) examples when their introduction preferentially benefits those of higher SES with resources to gain priority access (57). IGIs are particularly concerning when treatments are new and wane over time as interventions become “standard practice” (inverse inequity hypothesis; ref. 58). Minimal socioeconomic disparities in metastatic compared with early-stage trastuzumab receipt may reflect first licensing in metastatic HER2+ disease in England in 2002 (access widened to early-stage breast cancer in 2006; refs. 59, 60). This hypothesis cannot be considered nationally as SACT was only established in 2012.
This study is amongst the first to report English population registry–based data analyzing the receipt of a high-cost targeted treatment (trastuzumab) and exploring an emerging big data resource (SACT) with a focus on socioeconomic disparities. The national dataset coverage minimizes selection bias, improves data completeness, and enhances study validity. Despite these strengths, there are several limitations. First, early SACT data completeness prior to mandated trust submission after April 2014 is uncertain and may explain apparent low overall trastuzumab receipt (37). However, sensitivity analyses for early-stage disease confirmed that associations with deprivation were not impacted by time. Second, NCRD data collection across healthcare providers can vary (35). This may explain why surgery rates in early-stage breast cancer were lower than anticipated. Third, it is possible that recording of trastuzumab by hospital trusts is biased by deprivation category or other sociodemographic factors. However, given the comparability in demographic characteristics between patients both with and without SACT information recorded (not shown) and the fact that hospital catchment areas have diverse populations, this seems unlikely. Fourth, IMD was measured at the area level rather than the patient level and only considered a single domain of deprivation (income), so care is needed to avoid the ecological fallacy and the assumption that similar associations would be observed with other SES measures, especially those at the individual level (e.g., education level and employment status; ref. 61). Moreover, ethnicity was based on information recorded in hospital records; although the quality of ethnicity data for the period of the study is considered better than in earlier years (62), 4.2% of patients were recorded as “unknown” ethnic group (and only 7.7% as the non-White ethnic group), which may have introduced misclassification. Combining non-White ethnicities into one group for the purpose of analysis meant that the variation between the constituent ethnic groups could not be investigated; this, in turn, limits the ability to target interventions tackling inequalities based on ethnicity. Fifth, it was not possible to account for all factors serving as a barrier to treatment receipt (e.g., a low performance status). Sixth, although comorbidity presence was adjusted for in models, the Charlson Comorbidity Index (computed from hospital admissions in the period 78 to 6 months prior to cancer diagnosis) is a crude measure, so there is likely residual confounding by fitness for treatment (63). Finally, this study reports a snapshot of trastuzumab receipt pre-COVID-19 pandemic in one country. Results may not be generalizable to other novel high-cost targeted treatments, countries, or the period since 2017.
Future research has several priorities: (i) exploring whether inequities in trastuzumab receipt explain observed disparities in outcomes (survival and quality of life); (ii) seeking to better understand “causal mechanisms” underpinning current findings; and (iii) extending inequity evaluations to other novel therapies (including those in which predictive biomarker testing is not undertaken) and other cancers. From a policy and practice perspective, an increasing focus on implementing effective strategies and policies to overcome unfair novel treatment access is needed. This is pertinent given that targeted treatments are expanding for HER2 and other breast cancer subtypes (e.g., abemaciclib). Timely monitoring of novel treatment receipt to ensure that inequities do not become established is needed. Solutions likely require attention from patient, NHS provider, healthcare system, and wider society levels. The application of approaches like Intervention Mapping (a framework that uses theory and evidence to support intervention development) would be of value to inform the systematic development and testing of solutions. As an initial step, improved understanding of the determinants of utilization is required (64). Later stages could consider adaption of interventions successfully applied in other contexts (65, 66) to improve medication utilization. Examples include targeted health literacy interventions to improve patient participation in shared treatment decision-making, increased education of clinicians in the social determinants of health, and use of patient navigators to support more disadvantaged patients. Finally, interventions, which may improve the ease of trastuzumab use (e.g., shorter duration of therapy; ref. 67), could also be of value in reducing potential socioeconomic barriers (e.g., financial).
There are sociodemographic disparities in the receipt of trastuzumab for HER2+ breast cancer in England. In both early and metastatic disease, older women with more comorbidities, ER positive disease, and who are not discussed at MDT meeting are less likely to receive trastuzumab. Reduced trastuzumab receipt among women residing in more deprived areas was also observed in those with early-stage disease. These inequities are present, despite biomarker-driven guidelines and trastuzumab being free at the point of delivery in the publicly funded NHS. National policies to address inequalities in trastuzumab and other novel breast cancer treatments are urgently needed. Policies should focus on ensuring fair access regardless of place of residence, sociodemographic characteristics, and/or cancer stage.
Authors’ Disclosures
A. Greystoke reports personal fees from Roche, Bristol Myers Squibb, Amgen, Janssen and Janssen, Boehringer Ingelheim, Pfizer, Guardent, MSD, and Novartis and grants, personal fees, and nonfinancial support from AstraZeneca outside the submitted work, as well as reporting being the clinical director for Cancer North-East England and Yorkshire Genomic Medicine Service. H. Cain reports grants, personal fees, and nonfinancial support from Roche outside the submitted work. A. Todd reports personal fees and royalties from Wiley Publishers outside the submitted work. L. Sharp reports grants from Dame Margaret Barbour Foundation, Cancer Research UK, and NIH and Care Research during the conduct of the study. No disclosures were reported by the other authors.
Authors’ Contributions
R.P. Norris: Data curation, formal analysis, investigation, methodology, writing–original draft. R. Dew: Data curation, writing–review and editing. A. Greystoke: Conceptualization, supervision, funding acquisition, investigation, methodology, writing–review and editing. N. Cresti: Validation, writing–review and editing. H. Cain: Validation, writing–review and editing. A. Todd: Conceptualization, supervision, funding acquisition, investigation, methodology, writing–review and editing. L. Sharp: Conceptualization, data curation, formal analysis, supervision, funding acquisition, investigation, writing–review and editing.
Acknowledgments
This independent research, funded by a Barbour Foundation PhD Studentship for R.P. Norris, was in part carried out at the NIH and Care Research (NIHR) Newcastle Patient Safety Research Collaboration. The views expressed are those of the authors and not necessarily those of the NIHR or the Department of Health and Social Care. R. Dew was supported by a grant from Cancer Research UK (A25618). Neither funding source or the NIHR Patient Safety Research Collaboration had a role in the design and conduct of the study, data obtainment, management, analysis and interpretation, preparation, review or approval of the manuscript, or the decision to submit for publication. There are several people who supported the development of this work and its analysis who we wish to thank. These include: (i) Sarah Lawton, at the then Public Health England (PHE), for guidance with SACT data’s suitability to undertake this analysis; (ii) Jonathon Smith (also previously at PHE) for continued advice throughout (and beyond) the Office for Data Release data application process and; (iii) Antonia Hamill and Mark Bousfield at Newcastle-upon-Tyne Hospital NHS Foundation Trust for dispensing their knowledge on the practical and technical aspects of SACT real-world data collection from hospital Trust Chemocare records. Finally, the data analyzed are routinely collated and maintained by the National Cancer Registration and Analysis Service (formally part of PHE). Data analyses of this type are only possibly because of routine patient level data collection by the NHS as part of their standard care and support.
Note: Supplementary data for this article are available at Cancer Epidemiology, Biomarkers & Prevention Online (http://cebp.aacrjournals.org/).