α-Difluoromethylornithine (DFMO) is an irreversible inhibitor of ornithine decarboxylase, the first enzyme in polyamine synthesis. Previous work showed simultaneous administration of DFMO and a zinc-deficient (ZD) diet to weanling rats from the beginning inhibited the onset of zinc-deficiency-induced esophageal cell proliferation by activating apoptosis and reduced the incidence of N-nitrosomethylbenzylamine (NMBA)-induced esophageal cancer. Because esophageal cancer initiation by NMBA is very rapid in ZD rats, this study determined whether DFMO is effective in preventing esophageal carcinogenesis when administered after the establishment of a carcinogenic environment. Weanling rats were given a ZD diet for 5 weeks to establish sustained increased esophageal cell proliferation and then an intragastric dose of NMBA. Thereafter, 20 rats were switched to DFMO-containing water while nine control ZD animals remained on deionized water; all of the animals continued on the ZD diet. Esophagi were collected 15 weeks later. The upper portion was processed for immunohistochemical analysis of cell proliferation, apoptosis, and expression of related genes, and the lower was processed for polyamine content. DFMO substantially reduces the levels of esophageal putrescine and spermidine and esophageal tumor incidence from 89 to 10% in ZD rats. Importantly, DFMO-treated ZD esophagi display increased rate of apoptosis accompanied by intense bax expression and greatly reduced cell proliferation by proliferating cell nuclear antigen expression. In addition, the p16ink4a/retinoblastoma control at G1 to S, deregulated in ZD esophagi, is restored after DFMO treatment. These results demonstrate that DFMO, a highly effective chemopreventive agent in esophageal carcinogenesis, reverses and counteracts esophageal cell proliferation/cancer initiation in ZD animals by way of stimulating apoptosis.

The polyamines spermidine and spermine and their precursor putrescine are required for cell growth and proliferation (1, 2, 3). Their cellular content is tightly regulated and is primarily dependent on the activity of the enzyme, ODC3, which catalyzes the conversion of ornithine to putrescine, the first step in the synthesis of polyamines. High levels of ODC and polyamines have been found in tumors and proliferating cells (1, 3). Thus, the polyamine metabolic pathway is a target for chemoprevention. DFMO, an irreversible inhibitor of ODC, depletes cellular putrescine and spermidine levels but has limited effect on spermine levels. DFMO has exhibited potent antiproliferative function against many tumor cell types. In addition, numerous studies have demonstrated that DFMO inhibits tumorigenesis in animal cancer models of bladder, colon, mammary gland, liver, stomach, skin (reviewed in Ref. 4), and esophagus (5). This compound is currently being tested as a chemopreventive agent for specific human cancers including precancerous Barrett’s esophagus (4). DFMO suppresses polyamine contents in Barrett’s esophagus and, therefore, may prevent the development of adenocarcinoma of the esophagus in this patient group (6). However, the mechanism of cancer prevention by DFMO is not fully understood (7).

The ZD rat model of NMBA-induced esophageal cancer, which closely mimics human esophageal squamous cell carcinoma, is a valuable tool to investigate mechanism(s) underlying cancer initiation and prevention. In this in vivo model, esophageal cell proliferation is induced by a reduced dietary intake of an essential trace metal and tumor induction by NMBA, an agent strongly suspected of causing the human cancer (8, 9). In addition, NMBA produces morphologically similar lesions in rat and human (10), and nutritional zinc-deficiency (11, 12, 13) has been implicated in the etiology of esophageal cancer in several high-risk areas for the disease. Results from our studies (14, 15, 16) have provided evidence that increased cell proliferation plays a critical role in rat esophageal carcinogenesis. Using the cell proliferation-driven, single NMBA-dose, ZD rat esophageal cancer model (16), we first reported a role for apoptosis in the mechanism of cancer prevention by DFMO (5). Our results showed that simultaneous administration of DFMO and a ZD diet to weanling rats from the beginning inhibited the onset of zinc-deficiency-induced esophageal cell proliferation by stimulating apoptosis and of NMBA-induced esophageal tumorigenesis in ZD rats.

Because esophageal cancer initiation by NMBA is very rapid in this cell proliferation-driven esophageal cancer model (17), the present study determined whether DFMO, administered after the establishment of a carcinogenic environment, i.e., after weanling rats had been given a ZD diet for 5 weeks to establish sustained cell proliferation in the esophagus and then a single NMBA dose to initiate cancer formation, is effective in preventing esophageal carcinogenesis. This experimental design is relevant to the human esophageal squamous cell carcinoma situation because both increased esophageal cell proliferation (18, 19) and exposure to carcinogenic nitrosamines (8, 9) were reported in high-risk areas for esophageal cancer in China.

Chemicals and Animal Diets

DFMO was purchased from Ilex Oncology (San Antonio, TX). NMBA was from Ash Stevens, Inc. (Detroit, MI). Custom-formulated, egg white-based, ZD diet was prepared by Teklad (Madison, WI). The zinc level in this diet was regularly monitored by atomic absorption spectroscopy in our laboratory and was 3–4 parts/million. This diet is identical to the nutritionally complete, zinc-sufficient diet used in other studies (5, 14, 15, 16, 17) except for the amount of zinc carbonate added.

Experimental Design

Thirty-four weanling male Sprague Dawley rats (Taconic Laboratory, Germantown, NY) were given a ZD diet and deionized water for 5 weeks to establish increased cell proliferation in the esophagus. After 5 weeks (0 h), five rats were sacrificed for cell proliferation studies, and the remaining 29 animals each received a single intragastric dose of NMBA at 2-mg/kg body weight. One h after NMBA dosing, 20 ZD rats were switched to deionized water containing 1% DFMO, while nine control ZD rats remained on deionized water. All of the animals continued on the ZD diet and were killed 15 weeks later for tumor incidence analysis and related studies.

Tumor Analysis

At sacrifice, the animals were anesthetized with isoflurane (AZ-Buck, Owings Mills, MD), blood was collected from the retroorbital venous plexus of each animal, and serum was prepared for zinc analysis by atomic absorption spectroscopy (15). Whole esophagi were excised and opened longitudinally. Esophageal tumors greater than 1 mm in diameter were mapped and counted.

Isolation of Esophageal Tissue

A small portion of the esophagus (upper one-third) was cut, fixed in buffered formalin, and embedded in paraffin. Serial cross-sections (4 μm) were prepared and were stained with H&E or left unstained for immunohistochemical studies. Esophageal epithelium was prepared from the remaining esophagus using a blade to strip off the connective tissue layer. Samples containing only the esophageal epithelia were snap frozen in liquid nitrogen and stored at −80°C until polyamine analysis.

Polyamine Analysis

Polyamine content was determined after separation by ion-pair reversed-phase high-performance liquid chromatography using fluorescence detection after post-column derivatization with o-phthalaldehyde as described previously (20). The tissue samples were extracted using 0.1 n HCl and then deproteinized by the addition of 10% perchloric acid. After centrifugation to remove protein, the supernatant was filtered through a 0.22 μm filter, and aliquots were applied to a column (Beckman Ultrasphere octadecyl silane 5 μm; 4.6 mm × 25 cm protected by a 4.6 mm × 4 cm guard column of octadecyl silane-5S) equilibrated with a mixture of 70% buffer A [0.1 m Na acetate, 0.01 m Na octane sulfonate (pH 4.5)] and 30% buffer B [20 parts 0.2 m Na acetate, 0.01 m Na octane sulfonate, (pH 4.5); 6 parts acetonitrile; 3 parts methanol]. The column was then eluted with a linear gradient of 70% buffer A/30% buffer B to 100% buffer B over 40 min at a flow rate of l ml/min at 35°C (21). The results were expressed as nmol/mg protein. Protein was determined by the method of Bradford (22).

Cell Proliferation Determination by PCNA Immunohistochemistry

Monoclonal mouse anti-PCNA (Santa Cruz Biotechnology, Santa Cruz, CA) was used at 1:250 dilution, followed by incubations with biotinylated goat antimouse antibody and streptavidin horseradish peroxidase, as described previously (16). PCNA was localized by a final incubation with 3-amino-9-ethylcarbazole-substrate-chromogen system (DAKO Corp., Carpinteria, CA) and a light hematoxylin counterstain. Cells with red reaction product in the nucleus were positive for PCNA. PCNA analysis has the potential to identify cell cycle subpopulations (G1, S, G2, and M). Dark-staining nuclei represent S-phase cells, light staining nuclei represent G1-S and G2 cells, cells with cytoplasmic staining usually depict mitoses, and nonstaining nuclei represent quiescent (G0) cells (23). Preliminary analysis (data not shown) demonstrated a good correlation between S-phase cells measured with PCNA or bromodeoxyuridine.

Scoring of PCNA-labeled Nuclei

LI (percentage) was calculated by dividing the number of respective PCNA-labeled nuclei by the total number of cells counted/cross-section of an entire esophagus.

Apoptosis Analysis

Both the TUNEL (in situ end labeling of DNA in apoptotic cells) and morphological methods using H&E staining were used.

TUNEL Assay.

The 3′-OH end labeling of apoptotic cell DNA was performed by using an ApopTaq Plus in situ peroxidase detection kit (Intergen Co., Purchase, NY). Briefly, after deparaffinization and rehydration in graded alcohols, tissue sections were incubated with proteinase K. Endogenous peroxidase was inhibited with 3% hydrogen peroxide. Terminal deoxynucleotidyl transferase enzyme was then applied to catalyze the addition of digoxigenin-labeled nucleotides to the 3′-OH ends of the fragmented DNA (37°C/l h). Subsequently, the slides were incubated with a horseradish peroxidase-conjugated anti-digoxigenin antibody. Staining was developed with DAB (Sigma Chemical Co.), and sections were counterstained with methyl green. Sections (Intergen) from normal female rat mammary gland, in which extensive apoptosis occurs, served as a positive control. Negative controls were run in which terminal deoxynucleotidyl transferase was omitted.

Morphological Criteria.

Apoptotic cells take on varied forms depending on their stage in the apoptotic process, as characterized by (a) diffuse staining of cytoplasm with only minimal nuclear condensation; (b) distinct apoptotic bodies resulting from nuclear disintegration; and (c) dense staining of nuclei retaining normal nuclear structure. All of the forms were considered equivalent for the purpose of analysis (24).

Scoring of Apoptotic Cells

AI (percentage) is calculated by dividing the number of apoptotic cells by the total number of cells/cross-section of an esophagus.

Immunohistochemical Analysis of the Expression of Apoptosis-related Genes: bcl-2 and bax

After deparaffinization and rehydration in graded alcohols, the sections were heated in citrate buffer (0.01 m; pH 6.0) in a microwave (90°C; 10 min) before nonspecific binding sites were blocked with goat serum. Sections were then incubated overnight at 37°C in a humidified chamber with polyclonal rabbit bcl-2 antibody (Santa Cruz) at 1:3000 dilution or with polyclonal rabbit bax antibody (Santa Cruz) at 1:800 dilution, followed by incubation with biotinylated goat antirabbit antibody. Bcl-2 and bax expression was visualized by a final incubation in DAB.

Immunohistochemical Detection of p16ink4a and Rb

After deparaffinization and rehydration in graded alcohols, the sections were heated in citrate buffer (0.01 m; pH 6.0) for Rb in a microwave oven (90–95°C; 3 × 5 min) before nonspecific binding sites were blocked with goat serum. The antigen retrieval procedure was not done on sections for p16ink4a staining. Sections were incubated overnight at 37°C in a humidified chamber with respective primary antibodies: mouse anti-p16ink4a monoclonal antibody (Santa Cruz) at 1:300 dilution; and mouse anti-Rb monoclonal antibody (PharMingen, San Diego, CA) at 1:20 dilution. Incubation with appropriate biotinylated secondary antibodies followed. Slides were then incubated with streptavidin horseradish peroxidase. Expression of p16ink4a and Rb was localized by a final incubation with DAB and a light hematoxylin counterstain.

Protein Extraction and Western Blotting

Western blotting analysis of bax and bcl-2 was conducted on esophageal epithelia from a previous study (5), in which weanling rats were given a ZD diet and 1% DFMO in the drinking water from the beginning for 5 weeks and then received a single dose of NMBA. This DFMO protocol reduced the incidence of esophageal tumors in ZD rats from 80 to 4%. Esophageal epithelia, isolated from DFMO-treated and DFMO-untreated ZD rats at end point for tumor analysis, were homogenized in a buffer containing 10 mm Tris-HCl (pH 7.4), 150 mm NaCl, 1% Triton X-100, 1% sodium deoxycholate, 0.1% SDS, 5 mm EDTA, 100 μg/ml aprotinin, 50 μg/ml leupeptin, 1 mm benzamidine, 7 μg/ml pepstatin, and 1 mm phenylmethylsulfonyl fluoride. Debris was removed by centrifugation at 16,000 × g for 20 min. The protein concentration in the extract samples was measured using a Bradford protein assay kit (Bio-Rad, Hercules, CA). Proteins (100 μg) were separated by 14% SDS-PAGE and transferred onto Immobilon-P membranes (Millipore, Bedford, MA). After transfer, membranes were stained with Ponceau S (Sigma Chemical Co.) to test for equal loading of the samples and washed three times with PBS/Tween 20. Membranes were individually probed with goat polyclonal antibodies against bax and bcl-2. After antibody binding, membranes were incubated with appropriate horseradish peroxidase conjugate (Pierce Chemical Co., Rockford, IL). All of the incubations and washes were performed in PBS. Immunodetection was performed using the enhanced chemiluminescence method for Western blotting detection (Pierce Chemical Co.).

Statistical Analysis

Data on polyamine contents, cell proliferation, and apoptosis were analyzed by one-way ANOVA using SAS statistical computer program (25). Tumor incidence differences were analyzed by Fisher’s exact test (26).

DFMO Reduces Polyamine Contents in the Esophagus of ZD Rats.

Continuous treatment of DFMO produces a substantial reduction in putrescine (85%) and spermidine (64%) contents in the esophagus of ZD/DFMO rats compared with ZD/H2O animals at week 15 but an increase in spermine level (251%; Table 1). This increase has been seen in many cases where DFMO is used. The loss of putrescine formation renders the conversion of putrescine to spermidine the limiting step, and all of the available decarboxylated S-adenosylmethionine not used in this reaction can be used by spermine synthase to convert the residual spermidine into spermine (1, 2).

Also, a significantly higher putrescine level (P < 0.001) was found in ZD/H2O animals at week 15 (1.9 ± 0.61 nmol/mg protein) compared with that (0.54 ± 0.26 nmol/mg protein) observed in DFMO-untreated ZD rats before NMBA treatment (5). This difference may be because of the fact that the esophagus of ZD/H2O rats at week 15 has an average of 2.8 ± 2.2 tumors/esophagus, and tumors are known to contain high levels of ODC and polyamines (1, 3).

DFMO Treatment Reverses Initiation of Esophageal Tumorigenesis in ZD Rats.

Consistent with our previous results (16), a single dose of NMBA produced a 89% (8/9) incidence of esophageal tumors in ZD rats with a multiplicity of 2.8 ± 2.2 tumors/esophagus at week 15. On the other hand, ZD rats that were switched to drinking water containing 1% DFMO after 5 weeks of a deficient diet exhibited a greatly reduced tumor incidence of 10% (2/20) with a markedly lower multiplicity of tumors/esophagus (0.15 ± 0.49) at the end point. These differences are significant at P < 0.0001 (two-tailed Fisher’s exact test) for tumor incidence and P = 0.008 for tumors/esophagus. In addition, similar levels of serum zinc content were found in ZD/H2O rats (56 ± 16 μg/100 ml) and ZD/DFMO animals (58 ± 14 μg/100 ml); these levels were substantially lower than those reported for zinc-sufficient rats (5). Our results demonstrate that DFMO, given after the establishment of a carcinogenic environment by dietary zinc deficiency and administration of the carcinogen, effectively prevents esophageal cancer formation in ZD rats.

DFMO Reverses Pre-established Esophageal Cell Proliferation in ZD Rats.

PCNA immunostaining showed DFMO, given after the animals had been fed a ZD diet for 5 weeks, effectively reversed the pre-established esophageal cell proliferation (Fig. 1, A–C). As illustrated in Fig. 1,A, esophagus from a ZD/H2O animal at 0 h (before NMBA treatment) showed hyperplasia and a focal hyperplastic lesion with numerous PCNA-stained nuclei. At week 15 after NMBA treatment, abundant PCNA-positive nuclei were found in areas of hyperplasia, dysplasia, focal hyperplastic upgrowth (Fig. 1,B), and papillomas (data not shown). In stark contrast, esophagus of ZD/DFMO rats (Fig. 1 C) showed a very small number of PCNA-positive nuclei in basal cells of a restored esophageal epithelium that was two to three cells thick and resembled that reported for pair-fed, zinc-sufficient rats (15).

There are three separate indicators of epithelial cell proliferation: (a) the number of labeled cells (S-phase; G1-S/G2 cells)/cross-section of an esophagus averaged for the group; (b) the total number of cells for the group, both labeled and unlabeled; and (c) LI, the percentage of labeled cells for the group. At week 15, ZD/DFMO rats had markedly lower LI for S-phase only and S-phase and G1-S/G2 cells than ZD/H2O animals at week 15 or 0 h (Fig. 2). In addition, the total number of cells/cross-section of an esophagus for ZD/DFMO rats (1389 ± 174) was substantially reduced compared with those of ZD/H2O animals (2732 ± 139 at 0 h; 2543 ± 546 at week 15). The difference was significant at P < 0.001. These results affirm that DFMO treatment reverses and inhibits cell proliferation in the ZD esophagus.

p16ink4a and Rb Expression.

At week 15, esophagus from ZD/H2O rats displayed very reduced staining for p16ink4a in focal hyperplastic lesions, hyperplastic areas (Fig. 3,C), and tumor areas (data not shown). However, strong staining for Rb was found in hyperplastic areas, involving basal cells (Fig. 3,A), and in focal hyperplastic lesions and papillomas (data not shown). These results are consistent with our previous findings (17), which demonstrated an inverse relationship between p16ink4a and Rb expression in proliferative ZD rat esophagus. In contrast, strong expression of p16ink4a involving basal as well as suprabasal cells was seen in the now restored esophageal epithelium from ZD/DFMO rat (Fig. 3,D). Rb expression in the esophagus from these animals was mostly localized in suprabasal cells (Fig. 3 B). Importantly, these data indicate that DFMO treatment restored the p16ink4a/Rb control at G1 to S, which was shown to be deregulated in ZD esophagus with uncontrolled cell proliferation (17).

Induction of Apoptosis as a Mechanism for DFMO in Reversing Cell Proliferation in ZD Esophagus.

At 0 h, a H&E-stained esophageal section of a ZD/H2O rat typically showed a thickened epithelium with multiple deep folding and focal hyperplastic lesions, which are considered as neoplastic precursors (Fig. 4,A). At week 15 after a dose of NMBA, papillomas are commonly seen in the ZD/H2O esophagus (Fig. 4,B). Remarkably, DFMO treatment produced a ZD esophageal epithelium that was two to four cells thick, covered by a thin keratin (Fig. 4,C). However, histopathological examination revealed numerous apoptotic cells in the basal and suprabasal cell layers of ZD/DFMO esophagus (Fig. 4, C and D). These results were confirmed by in situ TUNEL assay of adjacent esophageal sections (Fig. 4, G and H). On the other hand, apoptotic cells are only found sporadically in the proliferative esophagus from ZD/H2O rats at either time point (Fig. 4, E and F). As stated above, the total number of cells/cross-section of an esophagus for ZD/DFMO rats at week 15 was substantially reduced compared with those of ZD/H2O animals. However, the number of apoptotic cells/cross-section of an esophagus is significantly higher (P < 0.01) in ZD/DFMO rats than in ZD/H2O animals (78.5 ± 22.5 versus 55.4 ± 11.3 at 0 h; and versus 54.1 ± 12.7 at week 15). As shown in Fig. 5, AI was significantly higher in ZD/DFMO esophagus (5.9 ± 1.7) compared with that in ZD/H2O esophagus (2.1 ± 0.4 and 2.0 ± 0.2 at 0 h and week 15, respectively). In addition, AI varies greatly among esophagi from ZD/DFMO animals, ranging from 4.4 to 11.3%. These results provide evidence that DFMO reduces esophageal cell proliferation by way of apoptosis.

Bax and bcl-2 Expression.

Fig. 6 shows typical immunostaining pattern of bax, a proapoptotic protein, and bcl-2, an antiapoptotic protein. At week 15, weak cytoplasmic expression of bax was found in areas of the ZD/H2O esophagus showing hyperplasia and focal hyperplastic lesion (Fig. 6,A) and in papillomas (data not shown). On the other hand, strong cytoplasmic expression of bcl-2 (Fig. 6,C) was observed in these same lesions described for ZD/H2O animals. In contrast, intense cytoplasmic staining of bax involving basal and suprabasal cell layers (Fig. 6,B) versus weak bcl-2 staining (Fig. 6 D) was often seen in the now restored epithelium of ZD/DFMO rats that also displayed an increased number of apoptotic cells (adjacent section; data not shown).

Immunoblotting results for bax and bcl-2 analysis are consistent with those obtained using immunohistochemistry. On the basis of equal loading of cellular protein, ZD/DFMO esophagi show strong expression of bax (Fig. 7,A, Lanes 1–4) compared with ZD/H2O esophagi (Fig. 7,A, Lanes 5–7), whereas ZD/H2O esophagi show overexpression of bcl-2 (Fig. 7,B, Lanes 6–9) compared with ZD/DFMO esophagi (Fig. 7 B, Lanes 1–5). Thus, our data show an inverse relationship between the expression of bax and bcl-2 in the ZD/DFMO esophagus that exhibits increased apoptotic activities and in the ZD/H2O esophagus that displays hyperplasia and preneoplastic lesions.

Weanling rats given a ZD diet for 5 weeks develop sustained uncontrolled cell proliferation in the esophagus (15, 16) that converts a nontumorigenic dose (27) of NMBA into a highly tumorigenic one (16). In this study, continuous provision of DFMO after the establishment of unrestrained cell proliferation in the esophagus and NMBA dosing remarkably reverses esophageal cell proliferation (Figs. 1 and 2) and subsequent tumor development. At week 15, ZD/DFMO esophagi exhibited a restored epithelium showing overexpression of p16ink4a (Fig. 3,D) and underexpression of Rb involving mostly the suprabasal cells (Fig. 3,B), relative to respective ZD/H2O esophagi (Fig. 3, A and C). Importantly, these data indicate that DFMO treatment reinstates the p16ink4a/Rb control at G1 to S, shown to be deregulated in the highly proliferative ZD esophagus (17). In this regard, abnormal regulation of the p16ink4a-cyclin D1/Cdk4/6-Rb pathway, which can lead to uncontrolled cell proliferation and tumorigenesis, is positively regulated by mitogenic growth factors and negatively regulated by cyclin-dependent kinase inhibitors including p16ink4a and other members of the INK4 gene family (reviewed in Ref. 28).

On the other hand, Table 1 shows that ZD/DFMO rats weighed 18% less than ZD/H2O animals at week 15. DFMO administration is known to cause reduced food consumption and, thus, decreased body weight in several rodent cancer models (5, 29). Our earlier work (15) has established that the profound effect of dietary zinc deficiency on esophageal cell proliferation/tumorigenesis in rats is specific and overrides the opposing effect of caloric restriction, simultaneously accomplished by a reduced intake of zinc. Thus, the dramatic effect of DFMO in reversing and inhibiting the cell proliferation-driven esophageal tumorigenesis in DFMO/ZD rats is specific and unlikely to be attributed to a further caloric restriction in these animals relative to ZD/H2O rats.

To date, the ability of DFMO to enhance apoptosis in cancer prevention has only been demonstrated in a few in vivo models (5, 30). Importantly, the present results show that induction of apoptosis is a mechanism underlying the chemopreventive and antiproliferative activities of DFMO. Thus, morphological changes detected in epithelial cells (Fig. 4, C–D), DNA fragmentation detected by TUNEL assay (Fig. 4, G–H), overexpression of bax (Fig. 6,B), a proapoptotic protein, and underexpression of bcl-2 (Fig. 6,D), an antiapoptotic protein, all of which are characteristic of apoptosis, are observed in esophagi from ZD/DFMO rats at week 15. On the contrary, proliferative esophagi from ZD/H2O animals at 0 h or week 15 only show sporadic occurrence of apoptotic cells (Fig. 4, A–B and E–F), accompanied by strong staining of bcl-2 (Fig. 6,C) and weak expression of bax (Fig. 6 A).

Because preneoplastic precursor lesions have been detected in ZD esophagus as early as 24 h after NMBA treatment, and tumor induction is rapid under the carcinogenic environment provided by uncontrolled cell proliferation (17), the results from this study suggest that effective cancer prevention by DFMO under the present experimental condition entails: (a) prompt induction of apoptosis to remove damaged cells and, thus, reverse esophageal cell proliferation; and (b) sustained inhibition of cell proliferation to annul the continued effect of dietary zinc deficiency. In this study, experiments to determine the onset of apoptosis after DFMO treatment have not been performed. However, it is possible that the reversal of cell proliferation brought about by apoptosis may occur rapidly or within hours after the application of the chemopreventive agent, a conclusion based on our recent results obtained with zinc replenishment in ZD rats (31).

Many studies have now demonstrated roles for polyamines in apoptosis, but the underlying mechanism for these effects is still unknown. Overaccumulation of polyamines may induce apoptosis in both oxidation-dependent (32, 33) and oxidation-independent processes (34, 35, 36). Spermine has been shown to trigger caspase-3 activation both in vivo(37) and in vitro as a result of enhanced release of mitochondrial cytochrome c(38), and polyamines are needed for the movement of plasma membrane phospholipids that accompanies apoptosis (39). In contrast, the ability of DFMO, which lowers overall polyamine levels, to induce apoptosis is clearly demonstrated in the current report and our previous studies (5) in the esophagus of ZD rats and in several other recent papers (30, 40) for other tissues. Thus, an increased AI was seen in a human gastric cancer model after exposure to DFMO (40), and DFMO increased the AI in rat colon adenomas induced by azoxymethane (30). The effects of alteration in polyamine levels on apoptosis may be biphasic with both elevated and reduced levels favoring cell death, but it is noteworthy that DFMO causes a major increase in the ratio of spermine to its precursors spermidine and putrescine. It is possible that this alteration has the same effect as gross elevation of polyamine content.

Many studies on experimental animals have confirmed the potential value of DFMO as a chemopreventive agent, and current clinical trials to examine whether these results are translatable to the clinic for the treatment of individuals at high risk from neoplastic disease should establish whether this drug is useful, provided that adequate protocols are followed (see Refs. 4, 7, 30) and references therein). Although it is clear that the effects of DFMO are related to the reduction in the ability to synthesize polyamines, a better understanding of the mechanism by which altered polyamines alter the development of neoplastic growth is needed both to optimize the conditions for the use of DFMO and to allow for the production of second generation agents with greater effectiveness and ease of use. The ZD rat esophageal cancer model provides a useful model system in which such mechanistic studies can be carried out.

The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

        
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Supported by Grant 97B115-REV and 99B045-REN from the American Institute for Cancer Research (to L. Y. Y. F.), and Grant GM-26290 from the National Institute of General Medical Sciences, NIH (to A. E. P.).

                
3

The abbreviations used are: ODC, ornithine decarboxylase; DFMO, α-difluoromethylornithine; ZD, zinc-deficient; NMBA, N-nitrosomethylbenzylamine; PCNA, proliferating cell nuclear antigen; LI, labeling index; TUNEL, terminal deoxynucleotidyl transferase-mediated nick end labeling; DAB, 3,3′-diaminobenzidine tetrahydrochloride; AI, apoptotic index.

Fig. 1.

Reversal of pre-established esophageal cell proliferation in ZD rats by DFMO. A, a proliferative esophagus from a ZD/H2O rat at 0 h showing numerous PCNA-positive nuclei in basal and suprabasal cell layers. B, a proliferative esophagus from a ZD/H2O rat at week 15 showing PCNA-positive nuclei in a focal hyperplastic upgrowth. C, an esophagus from a ZD/DFMO rat at week 15 showing a restored epithelium of two to three cells thick and greatly reduced number of PCNA-positive nuclei. Counterstaining with hematoxylin. Magnification, ×200.

Fig. 1.

Reversal of pre-established esophageal cell proliferation in ZD rats by DFMO. A, a proliferative esophagus from a ZD/H2O rat at 0 h showing numerous PCNA-positive nuclei in basal and suprabasal cell layers. B, a proliferative esophagus from a ZD/H2O rat at week 15 showing PCNA-positive nuclei in a focal hyperplastic upgrowth. C, an esophagus from a ZD/DFMO rat at week 15 showing a restored epithelium of two to three cells thick and greatly reduced number of PCNA-positive nuclei. Counterstaining with hematoxylin. Magnification, ×200.

Close modal
Fig. 2.

Cell proliferation index (PCNA-LI) in the esophagus of ZD rats after treatment with DFMO for 15 weeks. LI (percentage) is calculated by dividing the number of respective labeled cells by the total number of cells/cross-section of an esophagus. Number of animals (n) for statistical analysis are: n = 5 for ZD/H2O at 0 h; n = 9 for ZD/H2O at 15 week; and n = 20 for ZD/DFMO at week 15. S-phase: ZD/DFMO (week 15) is significantly different from ZD/H2O (week 15), P = 3.6 × 10−11; and from ZD/H2O (0 h), P = 0.001. S-phase and G1-S/G2: ZD/DFMO (week 15) is significantly different from ZD/H2O (week 15), P = 1.4 × 10−11; and from ZD/H2O (0 h), P = 3.6 × 10−7.

Fig. 2.

Cell proliferation index (PCNA-LI) in the esophagus of ZD rats after treatment with DFMO for 15 weeks. LI (percentage) is calculated by dividing the number of respective labeled cells by the total number of cells/cross-section of an esophagus. Number of animals (n) for statistical analysis are: n = 5 for ZD/H2O at 0 h; n = 9 for ZD/H2O at 15 week; and n = 20 for ZD/DFMO at week 15. S-phase: ZD/DFMO (week 15) is significantly different from ZD/H2O (week 15), P = 3.6 × 10−11; and from ZD/H2O (0 h), P = 0.001. S-phase and G1-S/G2: ZD/DFMO (week 15) is significantly different from ZD/H2O (week 15), P = 1.4 × 10−11; and from ZD/H2O (0 h), P = 3.6 × 10−7.

Close modal
Fig. 3.

Expression of Rb (left) and p16ink4a (right) in ZD/DFMO esophagi at week 15. A, ZD/H2O esophagus showing an increased expression of Rb in basal and suprabasal cell layers. B, restored esophageal epithelium from a ZD/DFMO rat showing expression of Rb mostly in suprabasal cells. C, ZD/H2O esophagus showing reduced or absent expression of p16ink4a in a focal hyperplastic lesion (arrow) and proliferative epithelia. D, restored esophageal epithelium from a ZD/DFMO rat displaying strong nuclear staining of p16ink4a in basal cell layers. Counterstaining with hematoxylin. Magnification, A and C, ×200; B and D, ×400.

Fig. 3.

Expression of Rb (left) and p16ink4a (right) in ZD/DFMO esophagi at week 15. A, ZD/H2O esophagus showing an increased expression of Rb in basal and suprabasal cell layers. B, restored esophageal epithelium from a ZD/DFMO rat showing expression of Rb mostly in suprabasal cells. C, ZD/H2O esophagus showing reduced or absent expression of p16ink4a in a focal hyperplastic lesion (arrow) and proliferative epithelia. D, restored esophageal epithelium from a ZD/DFMO rat displaying strong nuclear staining of p16ink4a in basal cell layers. Counterstaining with hematoxylin. Magnification, A and C, ×200; B and D, ×400.

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Fig. 4.

Induction of apoptosis by DFMO in the esophagus of ZD rats. Left (A–D), H&E-stained esophageal sections, apoptotic cells are indicated by arrows in D. Right (E–H), TUNEL assay, apoptotic cells are intensely stained by DAB with methyl green counterstaining. A and E, adjacent sections from a ZD/H2O rat at 0 h. B and F, adjacent sections from a ZD/H2O rat at week 15 after NMBA treatment showing esophageal papillomas. C, D, G, and H, sections from ZD/DFMO rats at week 15 showing numerous apoptotic cells in restored esophageal epithelia; D and H are higher magnifications of C and G. Magnification, A, B, E, and F, ×100; C and G, ×200; D and H, ×400.

Fig. 4.

Induction of apoptosis by DFMO in the esophagus of ZD rats. Left (A–D), H&E-stained esophageal sections, apoptotic cells are indicated by arrows in D. Right (E–H), TUNEL assay, apoptotic cells are intensely stained by DAB with methyl green counterstaining. A and E, adjacent sections from a ZD/H2O rat at 0 h. B and F, adjacent sections from a ZD/H2O rat at week 15 after NMBA treatment showing esophageal papillomas. C, D, G, and H, sections from ZD/DFMO rats at week 15 showing numerous apoptotic cells in restored esophageal epithelia; D and H are higher magnifications of C and G. Magnification, A, B, E, and F, ×100; C and G, ×200; D and H, ×400.

Close modal
Fig. 5.

AI (percentage) in the esophagus of ZD rats after treatment with DFMO for 15 weeks. AI is calculated by dividing the number of apoptotic cells by the total number of cells/cross-section of an esophagus. Number of animals (n) for statistical analysis are: n = 5 for ZD/H2O at 0 h; n = 9 for ZD/H2O at 15 week; and n = 20 for ZD/DFMO at week 15. ZD/DFMO (week 15) is significantly different from ZD/H2O (week 15), P = 2.0 × 10−9; and from ZD/H2O (0 h), P = 3.5 × 10−9.

Fig. 5.

AI (percentage) in the esophagus of ZD rats after treatment with DFMO for 15 weeks. AI is calculated by dividing the number of apoptotic cells by the total number of cells/cross-section of an esophagus. Number of animals (n) for statistical analysis are: n = 5 for ZD/H2O at 0 h; n = 9 for ZD/H2O at 15 week; and n = 20 for ZD/DFMO at week 15. ZD/DFMO (week 15) is significantly different from ZD/H2O (week 15), P = 2.0 × 10−9; and from ZD/H2O (0 h), P = 3.5 × 10−9.

Close modal
Fig. 6.

Expression of bax (left) and bcl-2 (right) in ZD/DFMO esophagi at week 15. A, weak cytoplasmic staining of bax in a ZD/H2O rat esophagus showing hyperplasia and a focal hyperplastic lesion (arrow). B, intense staining of bax in restored esophageal epithelium from a ZD/DFMO rat with increased rate of apoptosis (adjacent section; data not shown). C, strong cytoplasmic staining of bcl-2 in a ZD/H2O rat esophagus showing hyperplasia. D, weak staining of bcl-2 in restored esophageal epithelium from a ZD/DFMO rat. Counterstaining with hematoxylin. Magnification, ×400.

Fig. 6.

Expression of bax (left) and bcl-2 (right) in ZD/DFMO esophagi at week 15. A, weak cytoplasmic staining of bax in a ZD/H2O rat esophagus showing hyperplasia and a focal hyperplastic lesion (arrow). B, intense staining of bax in restored esophageal epithelium from a ZD/DFMO rat with increased rate of apoptosis (adjacent section; data not shown). C, strong cytoplasmic staining of bcl-2 in a ZD/H2O rat esophagus showing hyperplasia. D, weak staining of bcl-2 in restored esophageal epithelium from a ZD/DFMO rat. Counterstaining with hematoxylin. Magnification, ×400.

Close modal
Fig. 7.

Expression of bax and bcl-2 by immunoblotting analysis. A, bax: overall, stronger expression is seen in the four individual ZD/DFMO esophagi at week 14 (Lanes 1–4) relative to that in ZD/H2O esophagi at week 14 (Lanes 5–6) and 0 h (Lane 7). B, bcl-2: overall, weaker expression is seen in the five individual ZD/DFMO esophagi at week 14 (Lanes 1–5) relative to that in ZD/H2O esophagi at week 14 (Lanes 6–7) and 0 h (Lanes 8–9). Equal loading of protein (100 μg) was done in each lane.

Fig. 7.

Expression of bax and bcl-2 by immunoblotting analysis. A, bax: overall, stronger expression is seen in the four individual ZD/DFMO esophagi at week 14 (Lanes 1–4) relative to that in ZD/H2O esophagi at week 14 (Lanes 5–6) and 0 h (Lane 7). B, bcl-2: overall, weaker expression is seen in the five individual ZD/DFMO esophagi at week 14 (Lanes 1–5) relative to that in ZD/H2O esophagi at week 14 (Lanes 6–7) and 0 h (Lanes 8–9). Equal loading of protein (100 μg) was done in each lane.

Close modal
Table 1

Polyamine contents in esophagus of ZD rats at week 15 after continuous provision of 1% of DFMO in drinking water and the administration of a single dose of NMBA

GroupPolyamine contenta (nmol/mg protein)
PutrescinebSpermidinecSpermined
ZD/H21.90 ± 0.61 9.52 ± 2.06 1.45 ± 0.33 
ZD/DFMO 0.28 ± 0.10 3.46 ± 0.96 5.09 ± 1.26 
 (−85%)e (−64%) (+251%) 
GroupPolyamine contenta (nmol/mg protein)
PutrescinebSpermidinecSpermined
ZD/H21.90 ± 0.61 9.52 ± 2.06 1.45 ± 0.33 
ZD/DFMO 0.28 ± 0.10 3.46 ± 0.96 5.09 ± 1.26 
 (−85%)e (−64%) (+251%) 
a

Mean ± SD (n = 9 for group ZD/H2O; n = 20 for group ZD/DFMO). The body weights of ZD/H2O and ZD/DFMO rats were 263 ± 34 and 218 ± 31, respectively.

b

Putrescine, ZD/DFMO versus ZD/H2O, P = 6.8 × 10−5.

c

Spermidine, ZD/DFMO versus ZD/H2O, P = 1.2 × 10−5.

d

Spermine, ZD/DFMO versus ZD/H2O, P = 2.2 × 10−11.

e

Values in parentheses represent percentage of inhibition (−) or increase (+) from control group ZD/H2O at wk 15.

We thank Karl Smalley for help with statistical analysis of data. Dr. Peter N. Magee died in February 2000. This paper is dedicated in his memory. We are very grateful to have the opportunity to work with Dr. Magee, an outstanding scientist and former Editor-in-Chief of Cancer Research.

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