Abstract
Clinical responses to immunotherapy have been associated with augmentation of preexisting immune responses, manifested by heightened inflammation in the tumor microenvironment. However, many tumors have a noninflamed microenvironment, and response rates to immunotherapy in melanoma have been <50%. We approached this problem by utilizing immunotherapy (CTLA-4 blockade) combined with chemotherapy to induce local inflammation. In murine models of melanoma and prostate cancer, the combination of chemotherapy and CTLA-4 blockade induced a shift in the cellular composition of the tumor microenvironment, with infiltrating CD8+ and CD4+ T cells increasing the CD8/Foxp3 T-cell ratio. These changes were associated with improved survival of the mice. To translate these findings into a clinical setting, 26 patients with advanced melanoma were treated locally by isolated limb infusion with the nitrogen mustard alkylating agent melphalan followed by systemic administration of CTLA-4 blocking antibody (ipilimumab) in a phase II trial. This combination of local chemotherapy with systemic checkpoint blockade inhibitor resulted in a response rate of 85% at 3 months (62% complete and 23% partial response rate) and a 58% progression-free survival at 1 year. The clinical response was associated with increased T-cell infiltration, similar to that seen in the murine models. Together, our findings suggest that local chemotherapy combined with checkpoint blockade–based immunotherapy results in a durable response to cancer therapy. Cancer Immunol Res; 6(2); 189–200. ©2018 AACR.
Introduction
The treatment of cancer has been transformed by the therapeutic success of “checkpoint blockade,” first demonstrated using a neutralizing antibody against CTLA-4, a prototypic negative regulatory molecule that limits T-cell activation. This approach has produced durable antitumor responses in patients with melanoma, lung cancer, kidney cancer, and ovarian cancer (1, 2). Although some patients with melanoma appear to have been cured by checkpoint blockade with responses over 10 years in duration, the rate of complete responses to CTLA-4 blockade remains low, and the progression-free survival (PFS) is 2.8 months (1). Similarly, PD-1 blockade has a response rate of about 30%, and PFS is 6.9 months, with only 35% of patients progression-free at 1 year (3, 4). Combinations of CTLA-4 with PD-1 blockade have demonstrated improved response rates, yet the PFS is 11.5 months (5). Therefore, improved therapeutic strategies are still needed.
Previous work has demonstrated that certain chemotherapies require interaction with the innate and adaptive immune mechanisms for optimal response and may directly affect immune parameters. For example, the efficacy of anthracyclines and oxaliplatins partially relies on intact Toll-like receptor (TLR) signaling and signaling through SIR1α via calreticulin (6, 7). Furthermore, cyclophosphamide can partially deplete regulatory T cells (Treg) (8), whereas gemcitabine inhibits myeloid suppressor cells and enhances cross-presentation (9, 10). Melphalan, widely used for cancer chemotherapy, causes reactive oxygen species (ROS)–dependent apoptosis and enhances antigen presentation and release of the IL8 and CCL2 (11, 12). Thus, we sought to augment the therapeutic response to checkpoint blockade in melanoma by creating an in vivo “vaccine” through combination with a chemotherapy that would induce rapid cell death and local inflammatory responses at the site of the tumor.
Supporting this idea, preclinical studies have demonstrated that the effectiveness of CTLA-4 blockade is enhanced by low-dose gemcitabine in a mesothelioma model (13) and by low-dose melphalan in a myeloma model in mice (12). However, a clinical trial of a combination of chemotherapy (dacarbazine) with CTLA-4 blockade (ipilimumab) demonstrated response rates similar to those seen with CTLA-4 blockade alone (14). On the other hand, the combination of ipilimumab phased with two different schedules of chemotherapy for non–small cell lung cancer showed a PFS advantage over chemotherapy alone (15). Thus, the therapeutic utility of chemotherapy and immunotherapy combinations remains unclear.
Local delivery of chemotherapeutic agents into the tumor enables a high dose of chemotherapy without systemic side effects. In recurrent melanoma, local chemotherapy with melphalan has been used for over half a century for patients with in-transit disease, defined as metastatic disease presenting between the primary tumor and the nodal basin. This regional chemotherapy, melphalan, is delivered by isolated limb infusion (ILI) or isolated limb perfusion. Although this treatment has a response rate of 50% in prospective trials, ILI remains a palliative treatment, as disease recurs in most patients within a year of treatment. In multiple trials, the PFS after ILI is only 8 months (16, 17), and the 5-year survival is only 20% (18), as most patients die of systemic disease. It is interesting to note that the addition of TNFα to melphalan in Europe has resulted in increased number of patients that respond, but their time to progression has increased only modestly, to a median of 13 months (19).
This study analyzed the response to local chemotherapy with melphalan in a poorly immunogenic B16 murine model of melanoma. We found that CTLA-4 blockade synergized with melphalan in this model as well as with gemcitabine in the TRAMPC2 murine model of prostate cancer, TRAMPC2. This combination treatment resulted in a tumor environment enriched for effector CD4+ and CD8+ T cells. We translated this approach to the clinic in a phase II clinical trial for patients with recurrent melanoma, treating these patients with local melphalan chemotherapy via ILI and systemic CTLA-4 blockade. This therapeutic approach resulted in a dramatic clinical improvement, with the PFS and response rates superseding those seen with limb infusion or CTLA-4 blockade alone.
Materials and Methods
Cell lines and mice
The B16 cell line expressing ovalbumin was a gift from Michael Curran (MD Anderson Cancer Center, Houston, TX), and TRAMP C2 cells were obtained from N.M. Greenburg (Baylor College of Medicine, Houston, TX) and utilized as previously described (20). Each cell line was expanded once, and a bank of the cell line was kept in liquid nitrogen until needed for an experiment. Each experiment utilized a single aliquot from the bank. These cells were mycoplasma free but were not authenticated in the past year. C57/Bl6 mice, 6 to 8 weeks of age, were purchased from The Jackson Laboratory. Mice were bred and housed under protocols approved by the Institutional Animal Care and Use Committee (IACUC) at Sloan Kettering Cancer Center. All animal procedures were approved and performed in accordance with the guidelines of the IACUC.
For melanoma allograft experiments, tumor cells (10,000 B16OVA cells) were injected subcutaneously in the flank of the male C57BL/6 mice 8 to 10 weeks of age. Tumors were measured every 3 to 4 days using Vernier calipers (Fisher Scientific). When tumors became palpable, melphalan (Sigma) at low dosage (1.5 mg/kg) was injected into the tumor as a single dose (21). On the same day and 3, 6, and 9 days later, the mice received an intraperitoneal injection of mAb to mouse CTLA-4 (100 μg; clone 9H10; BioXCell) or hamster IgG isotype (100 μg; BioXCell).
For experiments with TRAMP mice, gemcitabine (Eli Lilly) at 120 mg/kg was injected intraperitoneally into mice every third day for five doses as previously described (22). Anti–mouse CTLA-4 was administered as described above. For CD8 depletion, monoclonal 2.43 (0.5 mg; BioXcell) was injected intraperitoneally 4 days prior to tumor injection and 4 and 14 days after tumor injection. 2.4G2, SPAS-1 H-2Db tetramer PE (used at 1.1 μg/mL) was obtained from the Memorial Sloan Kettering Cancer Center (MSKCC) core facility.
Phase II clinical trial
The phase II trial of systemic ipilimumab in combination with local melphalan for patients with in-transit melanoma was approved by the Institutional Review Board at MSKCC (clinicaltrials.gov; NCT01323517). This trial included patients with unresectable stage IIIB–IV melanoma with recurrent melanoma consisting of in-transit disease, defined as recurrence between the primary site and draining nodal basin, alone or in combination with distant disease. No patients had a prior limb infusion or perfusion, and the trial accrued patients from 2011 to 2015. Patients without history of previous immunotherapy treatment underwent an ILI as previously described (melphalan 7.5–10 mg per liter limb volume and dactinomycin 500 μg; ref. 23). Toxicity from limb infusion was measured by the Wieberdink toxicity scale (24). If the toxicity from limb infusion was ≤3, the patient was given systemic treatment with ipilimumab at 10 mg/kg × 4 doses, starting from days 7 to 21 after ILI. Patients without systemic toxicity and with evidence of clinical benefit were eligible for maintenance of ipilimumab (10 mg/kg every 3 months for the remaining time period of 2 years). The primary endpoint of the trial was PFS at 1 year. Secondary endpoints were response rates at 3 months, safety, and correlative immune studies. Response and progression were defined by the immune-related response criteria. Research biopsies and blood were taken just prior to limb infusion, after limb infusion (7–15 days), and 3 weeks after the last dose of ipilimumab. The trial was later amended to allow research blood draws with each dose of ipilimumab. Data were locked in May of 2016 to allow analysis as accrual slowed secondary to approval of systemic immunotherapies. Adverse events were graded by the Common Terminology Criteria for Adverse Events, version 4.
Analysis of tumor and blood samples
Human blood and tumor were processed in the Immune Monitoring Core at MSKCC. Whole blood from patients was drawn in Vacutainer or Cell Preparation Tubes containing sodium heparin (BD Vacutainer). Peripheral blood mononuclear cells (PBMC) were collected after Ficoll gradient separation. Fresh tumor samples were mechanically dissociated and frozen for the analyses. Two patients had the biopsies performed while on steroids for autoimmune complications. The samples were analyzed in two batches.
Immune cell phenotypes were analyzed by staining with CD3 Pacific Blue, ICOS PE-Cy7 (eBioscience), CD4 ECD (Beckman Coulter Inc.), CD25 APC-Cy7, CD8 PerCP (BD Bioscience), and Foxp3 APC antibodies (eBioscience). Cells were analyzed on an LSR II Fortessa flow cytometer (BD Biosciences). Analysis was accomplished with FlowJo (version 9.1; Treestar, Inc.). Isotype controls included the appropriate fluorochrome-conjugated mouse IgG1a or IgG2a (Dako). Cytokines in patient sera were analyzed by Meso Scale Discovery Th1/Th2 human 10-plex kit. The plates were measured on the MSD Sector Imager 2400 plate reader.
RNA extraction from tumors was performed using the RNeasy Tissue Kit (Qiagen) followed by quantification and QC with the Aglient 2100 Bioanalyzer. DNA extraction from PBMCs and tumors was performed using the DNeasy blood and Tissue Kit (Qiagen). Qualified samples were subjected to high throughput sequencing of the TCRβ chain CDR3 region using the ImmunoSEQ Assay (Adaptive Biotechnologies) as previously described (25–27).
Multiplex IHC was performed on paraffin-embedded tissue, which was stained for CD4, CD8, PD-L1, and CD68. For multiplexed immunofluorescence staining, the Opal protocol staining method (28) was used as reference with the following markers: CD4 (1:25, CM153BK; Biocare) with visualization using fluorescein AF-488 (1:50); CD8 (1:200, M7103; Dako) with visualization using AF-594 (1:50); CD68 (1:100, M0876; Dako) with visualization using AF-647; and PD-L1 (1:100, E1L3N; Cell Signaling Technology) with visualization using AF-555 (1:50). Nuclei were subsequently visualized with DAPI (1:2,000). All of the sections were mounted for histologic analysis using Vectashield Hardset 895 mounting media. A detailed methodology for multispectral analysis has been described (28). Each of the individually stained sections (CD4/AF-488, CD8/AF-594, CD68/AF-647, PD-L1/AF-555, and DAPI) was utilized to establish the spectral library of fluorophores required for multispectral analysis. The slides were scanned using the Vectra slide scanner (PerkinElmer) under fluorescent conditions. For each marker, the mean fluorescent intensity per case was then determined as a base point from which the positivity threshold and positivity calls could be established. Finally, a colocalization algorithm (Inform/PerkinElmer) was used to determine the percentage of PD-L1+ cells within each cellular subset (CD4+, CD8+, CD68+, and tumor cells). Five random areas on each sample were analyzed at ×20 magnification by a pathologist blinded to sample identity. MHC staining was performed using the mAb LGII-612.14, generated by Dr. Soldano Ferrone and as previously described (29).
Statistical analyses of T-cell receptor (TCR)-β sequencing results
Clonality was defined as 1- Peilou's evenness and was calculated on productive rearrangements by:
where pi is the proportional abundance of rearrangement i, and N is the total number of rearrangements. Clonality values range from 0 to 1 and describe the shape of the frequency distribution: clonality values approaching 0 indicate a very even distribution of frequencies, whereas values approaching 1 indicate an increasingly asymmetric distribution in which a few clones are present at high frequencies. Statistical analysis was performed in R version 3.2.
The fraction of T cells in formalin-fixed, paraffin-embedded tissue samples was calculated by normalizing TCR-β template counts to the total amount of DNA usable for TCR sequencing, where the amount of usable DNA was determined by PCR-amplification and sequencing of several housekeeping genes that are expected to be present in all nucleated cells (25–27, 30).
RNA was isolated from paraffin-embedded tissue from 38 available samples of pretreatment, post-limb infusion, and post-ipilimumab samples. Nine samples did not have enough RNA and were discarded, and the remaining 29 samples were run on the nanostring system (NanoString Technologies). Calculation of gene expression was performed with the nCounter technology, which allows for normalization of data in log-transformed data. Differences in expression were compared from three planned time points.
Statistical methods
In murine studies, differences between groups were examined by unpaired t test (Prism) and survival by the Kaplan–Meier analysis. ImmuneSEQ software (Adaptive Biotechnologies) was used to analyze TCR repertoire data. The nanostring data were analyzed with the nSOLVER program, which calculates differences in gene expression on a log2 scale, with t-statistic calculated in means of log-transformed data. The planned enrollment of the phase II clinical trial was 39 patients in a single-stage design. This cohort size gives 90% power to detect an improvement in 1-year PFS in patients with advanced stage melanoma from 30% to 50% at a significance level of 10%. Sixteen patients were needed to be progression-free at 1 year to demonstrate acceptable effectiveness. By May of 2016, accrual had slowed, and because we had at least 2-year follow-up on 96% of patients, we locked the data, and the trial has been closed to accrual. Survival was estimated by the Kaplan–Meier analysis.
Results
Chemotherapy and CTLA-4 blockade improve antitumor immunity in preclinical models
Melphalan treatment can induce the release of inflammatory cytokines and apoptosis (11). We therefore explored the effect of melphalan on a broader set of immunologic parameters. Melphalan treatment of B16 melanoma cells in vitro increased expression of MHC class I by 2.5-fold and PD-L1 (CD274) by 7-fold, but did not affect MHC class II expression (Fig. 1A). This provided additional evidence that melphalan may lead to changes of immunogenicity within the tumor that would allow responses to immunotherapy.
We next assessed the efficacy of local chemotherapy in combination with CTLA-4 blockade induced by an mAb. Mice were injected with B16 melanoma cells expressing OVA (B16OVA). Once tumors were established, the mice were treated with a single dose of intratumoral melphalan chemotherapy, alone or combined with CTLA-4 blockade. The combination of CTLA-4 blockade and melphalan improved survival (Fig. 1B). The median survival time for CTLA-4 blockade alone was 25 days and was not reached for the combination (P < 0.05). Survivors in the combination therapy group of one experiment (n = 4) were rechallenged with B16 tumor cells and given no further treatment; the B16 cells failed to grow tumors in 6 of 7 rechallenged mice, whereas all 5 of control mice grew tumors, suggesting that the single combination treatment generated long-term antitumor immunity.
Immune cell phenotypes in the spleen, lymph node, and tumors were analyzed on day 12 after initiation of CTLA-4 blockade, and the tumor samples were significantly different (Fig. 1C). Tumors in the combination treatment group had fewer Foxp3+ Tregs (Fig. 1D) and an increase in the CD8/Treg ratio. These findings were supported by results from systemic treatment with gemcitabine and CTLA-4 blockade in TRAMP2 mice, a model of prostate tumors (Supplementary Fig. S1), where the combination of chemotherapy and CTLA-4 blockade again improved survival and resulted in improved tumor-specific immunity. To investigate the role of IFN in the generation of antitumor immunity, we utilized IFNγ−/− mice. Although the combination of melphalan and CTLA-4 blockade improved the median survival over melphan alone, no mice were cured. This suggests the importance of host IFNγ in obtaining long-term antitumor immunity.
Clinical benefit of local chemotherapy combined with CTLA-4 blockade
Given the improved outcomes between local melphalan and CTLA-4 blockade observed in a mouse model, we conducted a phase II trial of ILI of melphalan and dactinomycin followed by CTLA-4 blockade in the form of systemic ipilimumab administration (Fig. 2A). The study cohort consisted of 26 patients with in-transit melanoma with or without systemic disease (stage IIIB–IV melanoma; Table 1; Fig. 2A). Tumors of the majority patients in this cohort were either “wild type,” defined as negative for NRAS, BRAF, and KIT mutations (35%), or carried an NRAS mutation (35%). Tumors in 15% of patients carried a BRAF V600E mutation. Previous treatment included surgery alone or in combination with adjuvant interferon. None of the patients had prior anti–CTLA-4 or anti–PD-1 therapy, and no patient underwent a lymph node dissection at time of infusion.
Characteristic . | Number (%) . |
---|---|
Gender | |
Female | 10 (38) |
Male | 16 (62) |
Stage | |
IIIB | 11 (42) |
IIIC | 12 (46) |
IV | 3 (12) |
Mutation status | |
BRAF V600E | 4 (15) |
NRAS | 9 (35) |
WT | 9 (35) |
Unknown | 4 (15) |
Melanoma subtype | |
Acral | 3 (12) |
Cutaneous | 19 (73) |
Unknown primary | 4 (15) |
High tumor burden | |
(>50 lesions or one >3 cm) | |
Yes | 7 (27) |
No | 19 (73) |
Characteristic . | Number (%) . |
---|---|
Gender | |
Female | 10 (38) |
Male | 16 (62) |
Stage | |
IIIB | 11 (42) |
IIIC | 12 (46) |
IV | 3 (12) |
Mutation status | |
BRAF V600E | 4 (15) |
NRAS | 9 (35) |
WT | 9 (35) |
Unknown | 4 (15) |
Melanoma subtype | |
Acral | 3 (12) |
Cutaneous | 19 (73) |
Unknown primary | 4 (15) |
High tumor burden | |
(>50 lesions or one >3 cm) | |
Yes | 7 (27) |
No | 19 (73) |
Ipilimumab (10 mg/kg) was administered at an average of 11 days after limb infusion. Fourteen patients (54%) received all 4 of the planned induction doses of ipilimumab; the average number of doses was 3.
Of the 26 patients, 22 (85%) had a response in the limb, with 16 complete responses (62%) and 6 partial responses (23%; Fig. 2B). At 1 year, 58% of patients were progression-free. With a median follow-up of survivors of 36 months, the median PFS and median survival were not reached (Fig. 2C). Of the patients who progressed in the first year, 55% relapsed in the extremity, and 44% recurred distally. Responses occurred outside of the treated limb, and both of the evaluable patients with stage IV disease had a complete response of at least 2-year duration; 1 patient had distant subcutaneous disease, and a posttreatment biopsy did not reveal any viable tumor. The response of the second patient with stage IV disease is shown in Fig. 2D. This patient had seven metastatic lesions in the leg, nodal metastasis, and lung metastasis. After combination therapy, all diseases have regressed in this patient, with a complete response of over 24-month duration.
Although numbers are small and therefore statistical significance cannot yet be gauged, when patients are categorized into “low” and “high” burden of disease based upon number and size of lesions, the low burden of disease had a higher response rate (16). Among the “high” burden group (n = 7), 57% had a complete response and 29% had partial response, whereas 14% had disease that progressed. In “low” tumor burden group (n = 17), 71% had a complete, and 29% had a partial response.
We observed no increase in limb toxicity, classified by the Wieberdink scale of limb toxicity, with the combination treatment, beyond that seen with limb infusion alone (Supplementary Table S1). Treatment-related adverse events are listed in Table 2. Non–immune-related events included the two deaths noted above with acute coronary syndrome and a pulmonary embolus; although these were not thought to be related to treatment, both were included in analysis of PFS. One patient (4%) had Escherichia coli sepsis from a urinary tract infection (grade 4), and another patient had grade 4 pneumonia, atrial fibrillation, and a retroperitoneal bleed. Immune-related adverse events included diarrhea in 74% of patients (grade 3 diarrhea in 12% of patients), colitis in 12%, and an additional pneumonia (grade 3) in 1 patient (4%). Four patients (15%) had long-term adrenal insufficiency.
. | Any . | Grade 3 or 4 . |
---|---|---|
Treatment-related adverse event | 10 (38%) | |
Any adverse event | 13 (50%) | |
Diarrhea | 16 (62%) | 3 (12%) |
Colitis | 3 (12%) | 3 (12%) |
Fatigue | 18 (70%) | 1 (4%) |
Pruritus | 17 (26%) | 2 (8%) |
Rash | 18 (70%) | 1 (4%) |
Nausea | 8 (31%) | 0 (0%) |
Anorexia | 11 (42%) | 2 (8%) |
Headache | 10 (38%) | 0 (0%) |
Arthralgia | 4 (15%) | 1 (4%) |
Myalgia | 9 (35%) | 1 (4%) |
Pneumonitis | 1 (4%) | 0 (0%) |
Elevated liver function test resulta | 16 (62%) | 1 (4%) |
Hypothyroidism | 5 (19%) | 0 (0%) |
Hypoadrenal | 7 (27%) | 2 (8%) |
Increased lipase | 3 (0%) | 0 (0%) |
. | Any . | Grade 3 or 4 . |
---|---|---|
Treatment-related adverse event | 10 (38%) | |
Any adverse event | 13 (50%) | |
Diarrhea | 16 (62%) | 3 (12%) |
Colitis | 3 (12%) | 3 (12%) |
Fatigue | 18 (70%) | 1 (4%) |
Pruritus | 17 (26%) | 2 (8%) |
Rash | 18 (70%) | 1 (4%) |
Nausea | 8 (31%) | 0 (0%) |
Anorexia | 11 (42%) | 2 (8%) |
Headache | 10 (38%) | 0 (0%) |
Arthralgia | 4 (15%) | 1 (4%) |
Myalgia | 9 (35%) | 1 (4%) |
Pneumonitis | 1 (4%) | 0 (0%) |
Elevated liver function test resulta | 16 (62%) | 1 (4%) |
Hypothyroidism | 5 (19%) | 0 (0%) |
Hypoadrenal | 7 (27%) | 2 (8%) |
Increased lipase | 3 (0%) | 0 (0%) |
aIncludes any increase in aspartate aminotransferase (AST) or alanine aminotransferase (ALT).
Combined ILI and ipilimumab increases inflammation
Gene expression of tumors after ILI was analyzed using NanoString and nCounter technology. This analysis revealed the upregulation of many genes related to innate and adaptive immunity and chemotaxis. For example, we observed a 12-fold increase in TREM1, an approximately 10-fold increase in CCL3L1 and CCL3, and an approximately 9-fold increase in TNFRSF10C mRNAs (Fig. 3; Table 3; Supplementary Data Table S2). In addition, mRNAs encoding several costimulatory ligands (CD80, CD86, and ICOS ligand) and costimulatory receptor ICOS increased significantly, as did the expression of a number of MHC class I and II genes (HLA-A, -B, -DPA1, -DPB1, -DRB3, -DMA, -DMB, and -DRA). After combination treatment with limb infusion and ipilimumab, gene expression analysis revealed increased expression of genes encoding cytotoxic T-cell–effector molecules including granzymes (GZMA, GZMH, and GZMK), IFNγ, and perforin (PRF1), as well as ICOS (Table 3). Circulating cytokines were detected in the serum from patients and demonstrated a significant increase in IL8 and IL6 after ILI, and a significant increase in IFNγ, IL17, and TNF after the ipilimumab treatment (Fig. 4A), in agreement with the gene expression analysis.
Gene . | Fold change . | P . |
---|---|---|
After limb infusion | ||
TREM1 | 12.49 | 0.023 |
CCL3L1 | 10.59 | 0.009 |
CCL3 | 10.36 | 0.013 |
TNFRSF10C | 9.27 | 0.004 |
CXCL3 | 8.9 | 0.042 |
TREM2 | 8.09 | 0.003 |
CXCR2 | 7.72 | 0.030 |
CCL18 | 7.59 | 0.046 |
MARCO | 7.43 | 0.002 |
CCL23 | 7.31 | 0.016 |
CXCL2 | 7.17 | 0.029 |
S100A12 | 7.05 | 0.047 |
SLC11A1 | 7.04 | 0.027 |
CXCL1 | 6.96 | 0.039 |
S100A8 | 6.9 | 0.038 |
LILRA5 | 5.7 | 0.025 |
C9 | 5.28 | 0.006 |
CCL4 | 5.03 | 0.027 |
PLAUR | 5.03 | 0.041 |
IRGM | 4.84 | 0.006 |
CCRL2 | 4.84 | 0.017 |
IL21R | 4.82 | 0.016 |
IL3RA | 4.79 | 0.001 |
CD70 | 4.77 | 0.010 |
ITGAX | 4.76 | 0.032 |
After limb infusion and ipilimumab | ||
CHIT1 | 17.27 | 0.001 |
CCL18 | 8.09 | 0.001 |
GZMA | 7.35 | 0.001 |
CXCR6 | 7.23 | 0.000 |
LY9 | 6.8 | 0.002 |
KLRC2 | 6.68 | 0.000 |
GZMH | 6.39 | 0.001 |
GZMK | 6.34 | 0.003 |
CCL26 | 6.25 | 0.004 |
CCL3 | 6.1 | 0.010 |
TREM2 | 6.01 | 0.003 |
CCL3L1 | 5.95 | 0.009 |
PDCD1 | 5.73 | 0.011 |
SH2D1A | 5.4 | 0.005 |
KLRK1 | 5.39 | 0.001 |
CD3G | 5.27 | 0.006 |
CD2 | 5.26 | 0.009 |
NCR1 | 4.97 | 0.001 |
IFNG | 4.9 | 0.011 |
KLRG1 | 4.89 | 0.005 |
IL18RAP | 4.88 | 0.006 |
CXCR3 | 4.88 | 0.019 |
CCL5 | 4.87 | 0.003 |
CD27 | 4.82 | 0.015 |
ICOS | 4.81 | 0.010 |
Gene . | Fold change . | P . |
---|---|---|
After limb infusion | ||
TREM1 | 12.49 | 0.023 |
CCL3L1 | 10.59 | 0.009 |
CCL3 | 10.36 | 0.013 |
TNFRSF10C | 9.27 | 0.004 |
CXCL3 | 8.9 | 0.042 |
TREM2 | 8.09 | 0.003 |
CXCR2 | 7.72 | 0.030 |
CCL18 | 7.59 | 0.046 |
MARCO | 7.43 | 0.002 |
CCL23 | 7.31 | 0.016 |
CXCL2 | 7.17 | 0.029 |
S100A12 | 7.05 | 0.047 |
SLC11A1 | 7.04 | 0.027 |
CXCL1 | 6.96 | 0.039 |
S100A8 | 6.9 | 0.038 |
LILRA5 | 5.7 | 0.025 |
C9 | 5.28 | 0.006 |
CCL4 | 5.03 | 0.027 |
PLAUR | 5.03 | 0.041 |
IRGM | 4.84 | 0.006 |
CCRL2 | 4.84 | 0.017 |
IL21R | 4.82 | 0.016 |
IL3RA | 4.79 | 0.001 |
CD70 | 4.77 | 0.010 |
ITGAX | 4.76 | 0.032 |
After limb infusion and ipilimumab | ||
CHIT1 | 17.27 | 0.001 |
CCL18 | 8.09 | 0.001 |
GZMA | 7.35 | 0.001 |
CXCR6 | 7.23 | 0.000 |
LY9 | 6.8 | 0.002 |
KLRC2 | 6.68 | 0.000 |
GZMH | 6.39 | 0.001 |
GZMK | 6.34 | 0.003 |
CCL26 | 6.25 | 0.004 |
CCL3 | 6.1 | 0.010 |
TREM2 | 6.01 | 0.003 |
CCL3L1 | 5.95 | 0.009 |
PDCD1 | 5.73 | 0.011 |
SH2D1A | 5.4 | 0.005 |
KLRK1 | 5.39 | 0.001 |
CD3G | 5.27 | 0.006 |
CD2 | 5.26 | 0.009 |
NCR1 | 4.97 | 0.001 |
IFNG | 4.9 | 0.011 |
KLRG1 | 4.89 | 0.005 |
IL18RAP | 4.88 | 0.006 |
CXCR3 | 4.88 | 0.019 |
CCL5 | 4.87 | 0.003 |
CD27 | 4.82 | 0.015 |
ICOS | 4.81 | 0.010 |
NOTE: Shown are the 25 genes with the greatest significant fold change.
Treatment is associated with activation of T cells and immune tumor infiltration
The observed immune activation and clinical response support the idea that the ILI induces an inflammatory tumor microenvironment, and that subsequent CTLA-4 blockade can mobilize cytotoxic effectors. To further investigate this idea, we examined immune cell phenotypes in patients' blood and tumor samples. Flow cytometric analysis of peripheral blood leukocytes demonstrated an increase in proliferating CD4+ and CD8+ T cells after the first ipilimumab treatment (Fig. 4B). CD4+ ICOS+ cells increased by 3.9-fold compared with pretreatment after the first dose (Fig. 4C). We observed no significant change in amount of negative regulators of immune cell activation (TIM3 and LAG3) on the PBMCs (Supplemental Fig. S3). We also analyzed the tumors, although the high response rate meant that many biopsies were too small to allow for flow cytometric analyses, and limited our statistical power. The CD8+/Treg ratio and the percentage of ICOS+CD4+ T cells were not significantly increased after combination treatment (Fig. 4D). Although the change in the immune phenotype was clear in the preclinical models, the small numbers of biopsies may have precluded a meaningful result. The amount of TIM3 or LAG3 on tumor cells did not change significantly.
The tumor microenvironment in the pretreatment and posttreatment biopsies was analyzed by standard hematoxylin and eosin (H&E) staining and multiplex IHC. As shown in Fig. 4E–G, the untreated tumors had few T cells (CD4+ and CD8+) and little expression of inhibitory ligands such as PD-L1. However, after treatment with limb infusion and ipilimumab, tumors showed increased infiltration with both CD4+ and CD8+ T cells and an increase in PD-L1 expression, consistent with an increase in inflammation in the tumor as seen in preclinical models.
T-cell receptor fraction is increased in tumors with combination treatment
To further quantify T cells in the tumor and peripheral blood, we performed high-throughput sequencing of the CDR3 variable region of TCRβ chains. In the tumors, the T-cell fraction, defined as the fraction of nucleated cells that corresponded to T cells, increased from pretreatment to post-limb infusion and CTLA-4 blockade (Fig. 5A), confirming the IHC results above. Frequencies of T cells before treatment were low in all patients and did not differ significantly between patients. Although the peripheral blood did not demonstrate much change after treatment, the frequency of T cells in the tumors increased among patients who achieved 1-year PFS, the primary endpoint of the trial (Fig. 5B), supporting the requirement for T cells in the durable response.
Discussion
Although immunotherapy is a treatment option for melanoma, many patients still do not respond to the treatment. In this study, we demonstrated that, in a mouse model of melanoma, combining local chemotherapy with CTLA-4 blockade enhanced the inflammatory environment within the tumor mass and improved survival. In a phase II trial for patients with advanced melanoma, we showed that ILI of melphalan and dactinomycin combined with systemic CTLA-4 blockade (ipilimumab) had high response rate, and responses were durable. The combination treatment induced a shift to an inflammatory microenvironment within the tumor and resulted in an influx of T cells.
In preclinical models, CTLA-4 blockade cures mice of immunogenic tumors, but curing less immunogenic tumors requires that CTLA-4 blockade be combined with other therapeutic modalities such as GM-CSF or Flt-3 ligand vaccine (31, 32). Consistent with these observations, we observed that CTLA-4 blockade alone had only a modest effect on the growth of the poorly immunogenic B16 melanoma and on survival of the host mice, but the combination of CTLA-4 blockade with local melphalan administration resulted in improved survival.
Our phase II clinical trial demonstrated an increased rate and durability of response with the combination of local chemotherapy and CTLA-4 blockade. The patients, who had stage IIB–IV disease, had a response rate of 85%. The 1-year PFS was 58%, and median survival was not reached at 36 months of median follow-up, which compares favorably to published series demonstrating a PFS of 8 months (16, 33), or 13 months with melphalan and TNFα (19). The PFS is also better than that seen with ipilimumab alone. The PFS for ipilimumab 3 mg/kg alone is 2.9 months, and although survival does appear to be better with 10 mg/kg of ipilimumab (34), PFS remains below what we saw with the combination therapy. The response rate to ipilimumab alone (10 mg/kg) in patients with unresectable stage III disease was <10% in all prospective randomized trials (35). Therefore, our trial, although small, showed durable increase in efficacy in response to the combination of treatments, and supports further investigation of local therapies to enhance antitumor responses.
The adverse events were primarily immune-related. The two on-treatment deaths (acute coronary syndrome and pulmonary embolus) occurred in patients with prior history of cardiac disease and obesity. These comorbidities are something to consider when screening patients for this aggressive treatment. Grade 3 or 4 immune-related adverse events were similar to those published for adjuvant ipilimumab at 10 mg/kg (36), except for an increase in endocrine dysfunction, the majority of which were grades 1 and 2.
As knowledge about the tumor microenvironment has expanded, so have the approaches to combinations of treatments with immunotherapy. For example, a trial of ipilimumab with GM-CSF demonstrated improved overall survival over ipilimumab alone, albeit without a difference in PFS, which was 3.1 months for both groups (37, 38). Preclinical work has demonstrated that local therapies such as radiotherapy or cryotherapy can enhance the effects of CTLA-4 blockade (20, 39). However, despite encouraging initial reports (40), a clinical trial of 22 patients failed to demonstrate synergy of radiotherapy with CTLA-4 blockade; only 18% of patients had a partial response (41). Although we await the results of larger trials of radiotherapy, other combinations are under investigation. T-VEC is a modified herpes virus that expresses GM-CSF, and early reports of a trial of 19 patients receiving intratumoral TVEC in combination with CTLA-4 blockade demonstrated a 50% response rate and a 22% complete response rate (42). An additional combination under investigation is an IDO inhibitor with CTLA-4 blockade. This combination has been effective in preclinical models, and early results of a clinical trial are promising (43, 44). The efficacy of limb infusion and ipilimumab, with a complete response rate of 62% and a 1-year PFS of 58%, validates the continued efforts to study this combination as another means to improve immunotherapy responses.
In our study, the tumors after treatment have CD8+ T cells and an increased number of conventional CD4+ T cells, which suggests that these cells have participated in an important role in tumor eradication. The accumulation of CD4+ T cells is accompanied by an increase in IFNγ in the patients' serum, suggesting a correlation between CD4+ T cells and IFNγ. The gene expression data also suggest that the tumors have an increase in MHC II at this time, which could be a target for cytolytic CD4+ T cells. Previous work has demonstrated the importance of CD4+ effector T cells in responses to CTLA-4 blockade (45). In addition, patients had an increase in ICOS and ICOSL gene expression and in CD4+ICOS+ T cells. This is consistent with previous work demonstrating the power of ICOS engagement in treatment with CTLA-4 blockade and in tumor eradication (45–48). Together, these results support the importance of CD4+ T cells in addition to the CD8+ T-cell response in the antitumor response generated by the combination of ILI and ipilimumab.
The tumor biopsies, although limited secondary to rapid responses which precluded a tumor biopsy, demonstrated tumor inflammation by flow cytometry, multiplex IHC, and TCR sequencing. Together, the study provides evidence that an antitumor response to immunotherapy combined with chemotherapy does not necessarily depend on the pretreatment tumor expressing inhibitory markers or being overtly inflamed. The starting inflammatory environments in patients in the study were similar. This contrasts with responses to immunotherapy alone, where responses have been associated with the presence of increased immune cells prior to treatment (49, 50). For example, response to PD1 blockade was associated with preexisting PD-L1 expression and CD8+ T cells in the tumors (51). In our study, the pretreatment tumors had few T cells and little PD-L1 expression, with no difference in pretreatment T cells between responding and nonresponding lesions. After treatment, however, the tumors had an influx of CD4+ cells and CD8+ cells, as well increased PD-L1 expression. This also contrasts with previous results with CTLA-4 blockade combined with radiotherapy, where increased PD-L1 expression was a marker of resistance (41). In our trial with local chemotherapy, PD-L1 expression increased during the antitumor response. We hypothesize that the difference is the context of PD-L1 expression, which in this study is occurring in the setting of inflammation of a tumor.
The future of immunotherapy lies in combinations that would allow responses in additional tumor subtypes. As discussed above, multiple strategies, including radiotherapy and local viral injections, are under investigation. This study provides evidence that local chemotherapy combined with CTLA-4 blockade provides a durable and rapid response in tumors that were not overtly inflamed. This suggests that local chemotherapy is an additional tool to augment the immune system against cancer. Given the success of systemic combination therapy for melanoma, particularly with combination of CTLA-4 and PD-1 blockade, there will be little role for limb infusion and CTLA-4 blockade as a first-line treatment. The limb infusion is more invasive, requires a hospitalization, and brings associated risks. The power of this treatment will be for patients in whom systemic immunotherapy alone has failed. Further studies will classify the results in this high-risk population, clarify the mechanism of this response, and clarify the capacity to expand this strategy to other tumor types.
In conclusion, this study provides evidence that local chemotherapy combined with CTLA-4 blockade provides a durable and rapid response. This suggests that local chemotherapy is an additional tool to augment the immune system against cancer. We believe that combinations represent the future of immunotherapy, as they are a means to obtain responses in additional tumor subtypes. As discussed above, multiple strategies, including radiotherapy and local viral injections, are under investigation. The challenges ahead include clarifying the mechanism of this response and expanding this strategy to other tumor types.
Disclosure of Potential Conflicts of Interest
C.E. Ariyan is a consultant/advisory board member of Bristol-Myers Squibb. M. Vignali is a project manager at Adaptive Biotechnologies. H. Robins is cofounder of and has ownership interest in Adaptive Biotechnologies. J.D. Wolchok reports receiving commercial research funding from and is a consultant/advisory board member for Bristol-Myers Squibb. No potential conflicts of interest were disclosed by the other authors.
Authors' Contributions
Conception and design: C.E. Ariyan, M.S. Brady, H. Robins, J.D. Wolchok, J. Allison
Development of methodology: C.E. Ariyan, M.S. Brady, J. Yuan, R.A. Lefkowitz
Acquisition of data (provided animals, acquired and managed patients, provided facilities, etc.): C.E. Ariyan, M.S. Brady, R.H. Siegelbaum, J. Hu, J. Rand, K.S. Panageas, M. Pulitzer, J. Yuan, P. Sharma, J.D. Wolchok, J. Allison, C. Fisher, R.A. Lefkowitz, T. Merghoub, A. Jungbluth
Analysis and interpretation of data (e.g., statistical analysis, biostatistics, computational analysis): C.E. Ariyan, M.S. Brady, J. Hu, J. Rand, K.S. Panageas, M. Pulitzer, M. Vignali, R. Emerson, J. Yuan, J. Blando, P. Sharma, J.D. Wolchok, J. Allison, C. Tipton, A. Jungbluth
Writing, review, and/or revision of the manuscript: C.E. Ariyan, M.S. Brady, D.M. Bello, K.S. Panageas, M. Pulitzer, M. Vignali, H. Robins, P. Sharma, A.Y. Rudensky, J.D. Wolchok, J. Allison, R.A. Lefkowitz
Administrative, technical, or material support (i.e., reporting or organizing data, constructing databases): C.E. Ariyan, A.Y. Rudensky, C. Fisher
Study supervision: C.E. Ariyan, M.S. Brady, A.Y. Rudensky, J. Allison
Acknowledgments
This study was supported by the Ellen and Gary Davis Foundation, Society of Surgical Oncology Clinical Investigator Award, Cycle for Survival, Cancer Center Support Grant P30 CA008748 from the National Institutes of Health (C.E. Ariyan and A.Y. Rudensky), Ludwig Center at MSKCC (A.Y. Rudensky), and Hilton-Ludwig Cancer Prevention Initiative Funding by the Conrad N. Hilton Foundation and Ludwig Cancer Research (A.Y. Rudensky). This study was also funded by Bristol-Myers Squibb by a research grant.
The authors would like to honor Dr. Lloyd Old who was an early and enthusiastic supporter of this project and clinical trial, and all the patients that participated in the clinical trial. We also thank Janet Novak of MSKCC for her editorial assistance.
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.