Abstract
The ongoing coronavirus disease 2019 (COVID-19) pandemic has left patients with current or past history of cancer facing disparate consequences at every stage of the cancer trajectory. This comprehensive review offers a landscape analysis of the current state of the literature on COVID-19 and cancer, including the immune response to COVID-19, risk factors for severe disease, and impact of anticancer therapies. We also review the latest data on treatment of COVID-19 and vaccination safety and efficacy in patients with cancer, as well as the impact of the pandemic on cancer care, including the urgent need for rapid evidence generation and real-world study designs.
Patients with cancer have faced severe consequences at every stage of the cancer journey due to the COVID-19 pandemic. This comprehensive review offers a landscape analysis of the current state of the field regarding COVID-19 and cancer. We cover the immune response, risk factors for severe disease, and implications for vaccination in patients with cancer, as well as the impact of the COVID-19 pandemic on cancer care delivery. Overall, this review provides an in-depth summary of the key issues facing patients with cancer during this unprecedented health crisis.
Introduction
The severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) virus has caused an ongoing global pandemic. At the time of writing, over 257 million people have developed the resulting illness, coronavirus disease 2019 (COVID-19), and at least 5.1 million people have died (https://coronavirus.jhu.edu/map.html). Early in the pandemic, it emerged that patients with certain risk factors or comorbidities, including cancer, were at heightened risk of severe outcomes (1–3). In addition to the increased risk of transmission, severity, and risk of death from COVID-19 among patients with cancer, providing cancer care amid this pandemic has proven to be an extraordinary and unprecedented challenge. Indeed, COVID-19 has affected every aspect of cancer care provision—from screening (4) and diagnosis to changes in cancer therapies and delays in essential procedures to lasting psychologic consequences brought on by isolation (5) and distress among both patients and caregivers (6).
These disparate repercussions on people with cancer have rippled deeply and globally. For example, early evidence points to a rise in metastatic cancer incidence due to a decrease in screening from health care avoidance or funneling of health care resources away from preventative care (7).
This review aims to offer a landscape analysis of the current state of the literature on COVID-19 and cancer. The first section provides a framework to understand the physiologic immune response to SARS-CoV-2 infection with an in-depth view at how this response is affected by immunosuppressed states, including cancer. The second section focuses on the spectrum of presentation of COVID-19 in patients with cancer, including post–acute sequelae of SARS-CoV-2 infection (PASC; aka “long COVID”), as well as the risk factors for severe disease among patients with either a current or a past diagnosis of cancer. The next section details the impact of cancer therapies on COVID-19, including therapies with both potential positive and negative effects on COVID-19 severity. We then describe the current best-practice guidelines, evidence, and advances in the treatment of COVID-19 in patients with cancer, including general COVID-19 treatment and the importance of palliative care. Next, we summarize the most recent evidence on COVID-19 vaccine efficacy and safety in patients with cancer, followed by an outline on the impact of COVID-19 on cancer care delivery. We conclude with a discussion around real-world data in the COVID-19 era, with a specific focus on research design and methodologic considerations.
COVID-19 Immune Response in Patients with Cancer
SARS-CoV-2 is an enveloped single-stranded RNA virus of the β-coronavirus family, the members of which include SARS-CoV and Middle East respiratory syndrome (MERS)coronavirus (8). At the start of the pandemic, epidemiologic studies identified risk factors associated with severe disease, notably advanced age and male sex (9). Further studies identified additional patient characteristics or underlying medical conditions also associated with poorer prognosis, including race and ethnicity, obesity, and active malignancy (3, 10–17). The early waves of the pandemic identified a “hyperinflammatory” phenotype particularly among some critically ill patients, similar to known cytokine release syndromes (CRS), prompting numerous clinical studies to target dysregulated inflammation (18–21). Thus, the demographic profile of the at-risk patient and the clinical syndrome of life-threatening disease were recognized early, although the mechanisms underlying these traits remain obscure. Since late 2020, the clinical complexity of COVID-19 has been compounded by the emergence of sets of mutations in the virus or variants of SARS-CoV-2 that can affect transmissibility and severity of COVID-19 (22).
The biologic basis for individual variability in clinical outcome has been partially clarified through immunologic investigations in vitro, in animal models, and in humans, enabling the construct of a two-step model of pathogenesis (Fig. 1; refs. 23, 24). Glycosylated spike proteins cover the surface of SARS-CoV-2 and attach to the host cell receptor angiotensin-converting enzyme 2 (ACE2; ref. 25). Infection of the upper respiratory tract's epithelial cells is mediated by the viral attachment to ACE2 (26–28). At this juncture, “step 1,” one of the critical determinants of the disease course is the innate type I IFN response (24). Animal models susceptible to, or rendered permissive to, SARS-CoV-2 infection demonstrate early and robust induction of type I IFN following infection of the respiratory mucosa (29, 30). However, SARS-CoV-2 targets specific host proteins to suppress, but not abolish, the type I IFN response. Residual type I IFN response is presumably adequate to clear the infection in most hosts (31–36). In a complementary series of investigations, preexisting neutralizing autoantibodies to type I IFN have been found in ∼15% of patients with severe COVID-19 (without genetic mutations), underscoring the importance of adequate type I IFN immunity at the outset in mitigating human infection (37–43). Thus, insufficient type I IFN at this juncture permits viral replication and propagation to the lungs and to extrapulmonary sites (44).
In “step 2,” viral replication occurs in the lower airways and alveoli 7 to 14 days following infection. This replication results in progressive recruitment and activation of leukocytes, with excessive production of various cytokines in an attempt to eradicate the virus. After primary exposure, adaptive immunity with development of plasmablasts and neutralizing antibodies, as well as virus-specific T cells, attempts to clear the infection. Yet when type I IFN responses are impaired, a high viral burden in the lungs overwhelms de novo cell-mediated immunity (CMI; refs. 18, 20, 28, 45–48). In those with intact type I IFN responses, adaptive immunodeficiency (e.g., from iatrogenic immunosuppression) may blunt this process. This results in prolonged viral shedding and replication. However, dysregulation of CMI may produce exuberant responses that are detrimental. Progression to life-threatening disease is marked by significant immunopathology, including epithelial lung damage, endothelial dysfunction, and CRS (19, 21, 47, 49). Multiple complex interactions between malignant cells, the coagulation cascade, COVID-19–induced proinflammatory cytokines, and stasis secondary to prolonged illness and hospitalization shift hemostatic balance to a procoagulant state associated with a higher incidence of arterial and venous thromboembolism (VTE) in patients with COVID-19 and active cancer.
Risk factors that define a high risk for severe COVID-19 include patients with past or active malignancy and patients who receive cytotoxic chemotherapy (21, 50, 51). In these patients, immune response is limited by the chronic immunosuppressed state, and one of the consequences of this is reduced plasmacytoid dendritic cells available to respond to infection (52). Furthermore, these patients are subject to lower levels of adaptive immunity and antibody production in the context of SARS-CoV-2 infection (53–55). This phenotype is associated with lymphopenias, neutropenia, and decreased type I and III IFN response (19, 28, 48, 56, 57). Consistent with the model currently supported by the data, these findings suggest that patients with cancer are unable to mount an appropriate immune response to clear infection. The above description provides a framework for understanding how immune responses can be aberrantly affected in patients with cancer depending on the viral variant, host factors, type of underlying malignancy, and impact of certain chemotherapeutic regimens on immunologic axes.
Recent studies have described some of the mechanisms behind the blunted immune response in patients with cancer (58). In a study of patients with cancer hospitalized with COVID-19, patients with depletion of CD4+ and CD8+ T cells exhibited worse COVID-19 outcomes, and patients with hematologic malignancies had lower B-cell immunity (59). A second study confirmed distinct immune signatures of patients with solid malignancy compared with patients with hematologic malignancy. B-cell cytopenia was overrepresented in patients with hematologic malignancies. Moreover, patients with hematologic malignancy who recovered from COVID-19 displayed lingering immunologic consequences with impaired adaptive lymphocytic and innate myelomonocytic parameters (60).
An important consequence of this blunted immune response is prolonged viral clearance in patients with cancer, which can result in prolonged illness (26). One study examined the nasopharyngeal swabs from over 1,000 patients with and without cancer to compare duration of viral shedding of SARS-CoV-2 by RT-PCR–based cycle threshold values and determined that an active malignancy conferred a longer shedding period associated with sustained presence of type I IFN (61). In a study of 20 immunocompromised patients with COVID-19, viable virus could be isolated for up to 63 days after symptom onset, whereas viral RNA was detectable for up to 78 days (62). In clinical practice, prolonged viral shedding, even if the viral particles are no longer viable, usually precludes continuation of cancer therapy, with potential deleterious outcome of cancer progression.
With this background, we now turn to the manifestations of SARS-CoV-2 infection in patients with cancer.
COVID-19 Presentation, Severity, and Resolution in Patients with Cancer
Increased Rate of SARS-CoV-2 Infection and Transmission in Patients with Cancer
Early reports indicated that patients with cancer have a higher risk of SARS-CoV-2 infection compared with cancer-free controls (2, 63, 63). Differences in age, sex, and comorbidities and increased reliance on the health care system have been postulated to account for differences in COVID-19 disease risk (15, 64, 65). A large electronic health record study of data from 360 hospitals, representing 20% of the U.S. population, found that patients with a cancer diagnosis within the past year were seven times more likely to develop COVID-19 than patients without cancer, even after adjusting for age, race, sex, comorbidities, transplant status, and nursing home stays (25). This increased risk may be due to immunocompromised state, frequent interactions with the health care system, and/or closer monitoring for infection among patients with cancer (21).
COVID-19 Presentation
Clinical presentation of SARS-CoV-2 infection in patients with cancer is similar to that in patients without cancer. Initial symptoms generally include fever, sore throat, fatigue, diarrhea, and anosmia (64). There is a wide spectrum of presentation of COVID-19, ranging from asymptomatic infection to respiratory failure. In addition to other multiorgan complications, both venous and arterial micro- and macrovascular thrombosis is a unique presentation in this infection (see “Anticoagulation” section; ref. 66). The most frequent symptoms in a report of over 900 patients with cancer were fever, cough, dyspnea, fatigue, and malaise (3). Low or high absolute lymphocyte count, high absolute neutrophil count, low platelet count, and abnormal creatinine, troponin, lactate dehydrogenase, and C-reactive protein levels were all associated with higher COVID-19 severity among hospitalized patients reported to the COVID-19 and Cancer Consortium (CCC19) registry (16). In addition to these laboratory values, the OnCOVID registry (16, 67) found that hypoalbuminemia, high ferritin, and elevated D-dimer were negatively associated with outcome. A recent study evaluated dynamic changes in albumin and lymphocytes (OnCOVID inflammatory score) and found that these were independently associated with severe COVID-19 (68, 69).
Clinical presentation in patients with cancer is further complicated by several cancer-specific factors. For example, there have been reports that patients with cancer may have increased prevalence of asymptomatic presentation due to reflex screening practices (70).
Hospitalization and Mortality Rates
In addition to increased susceptibility to SARS-CoV-2 infection, patients with cancer also have higher risks of COVID-19 hospitalization and mortality. For example, among 4,966 patients from the primarily U.S.-based CCC19 registry, 58% were hospitalized (n = 2,872) and 14% (n = 695) died (16). A European study of 890 patients found a mortality rate of 33% (67). A meta-analysis of 110 studies from 10 countries yielded a pooled in-hospital mortality rate among patients with cancer and COVID-19 of 14.1% (71). Important comparisons were conducted using data from 360 hospitals in the United States (71). Patients with cancer who developed COVID-19 were hospitalized 47.5% of the time and had 14.9% mortality, versus 24.3% hospitalization and 5.3% mortality among patients with COVID-19 who did not have cancer, and 12.4% hospitalization and 4.0% mortality among patients with cancer but without COVID-19 (72). As demonstrated by these differing mortality rates, it is important to note the potential influence of geographic heterogeneity. A large study that examined case fatality rates across the European Union versus United Kingdom showed that patients belonging to the UK group had higher case fatality rates, which remained significant after multivariable analysis adjusting for known negative COVID-19 prognostic factors (73).
Moreover, although the general population has seen improvements in COVID-19–related mortality over time, a large study conducted in Europe of more than 195,000 hospitalized patients suggested that mortality in the more than 15,000 patients with a history of cancer and more than 5,000 patients on active cancer treatment may be higher throughout and does not parallel the downward trends seen in patients with no history of cancer (74). However, a report from the European OnCOVID registry recently presented at the European Society for Medical Oncology (ESMO) Congress 2021 showed improvement in COVID-19 mortality over time (75).
A separate complicating factor is that the true rate of COVID-19 in patients with cancer remains incompletely quantified because the “full” denominator population is not known; for example, there is a propensity for many of these studies to evaluate the risk of death in patients admitted to the hospital, and the actual number of all patients with cancer infected with SARS-CoV-2 may not fully reflect the proportion of asymptomatic or minimally symptomatic cases (76).
Non–Cancer-Specific Clinical Factors Associated with COVID-19 Severity
Patients with cancer represent a heterogeneous population with significant within-group variability. It is important to identify factors associated with worse outcomes to target surveillance and intervention efforts for high-risk patients. Similar to findings from the general public, demographic characteristics associated with worse prognosis in patients with cancer with COVID-19 include advanced age and male sex (3, 16, 67, 77). Similarly, comorbidities such as cardiovascular, pulmonary, and renal disease as well as their contribution to a higher Klabunde Comorbidity Index have all been associated with higher COVID-19 severity among patients with cancer (16, 78). Moreover, smoking and chronic pulmonary disease have been associated with worse outcomes in patients with lung cancer and COVID-19, and increased severity seen in smokers was also found in the lung cancer–specific TERAVOLT study (79).
Cancer Characteristics and Impact on COVID-19 Severity
Impaired Eastern Cooperative Oncology Group performance status has been linked to higher morbidity and mortality among patients with cancer and COVID-19 (16, 78). Several studies have reported that patients with lung cancer or hematologic malignancies have worse outcomes than patients with other types of cancer (3, 16, 77, 80, 81). This is likely due to the reduced respiratory capacity and more severe degrees of immunosuppression associated with these malignancies and their associated therapies. Among U.S. veterans with cancer and COVID-19, male genital cancer and thyroid cancer were also associated with higher mortality (82). The literature on risks associated with other subtypes of cancer is still maturing. In addition to cancer type, cancer status is also important, as patients with advanced or progressive disease have been reported to have worse outcomes than patients who are in remission or who have stable disease (3). Similarly, patients with recently diagnosed cancer have worse outcomes compared with patients with less recent (>6 months) diagnoses; this may be a surrogate for cancer therapy and/or therapy-related immunodeficiency (1). For a discussion on risk related to specific anticancer therapies, see the “Anticancer Therapies and COVID-19” section.
Impact of Health Disparities
The COVID-19 pandemic has highlighted and exacerbated health disparities due to race and ethnicity (83). Black and Hispanic patients with cancer are more likely to become infected with SARS-CoV-2 and to have severe disease than non-Hispanic white patients (16, 72, 82). Early in the pandemic, Black patients with cancer were less likely to receive the experimental COVID-19 treatment remdesivir, likely due to differential access (84). Furthermore, Black and Hispanic patients were less likely to use or have access to telehealth, and Hispanic patients were more likely to have pandemic-related delays in cancer care compared with white patients (85). These disparities do not appear to have a biological basis but rather are symptoms of structural racism (86–89).
PASC
Similar to post–acute viral syndromes described in survivors of other coronavirus epidemics, there are increasing reports of long-term issues after recovery from acute COVID-19 (90–92). The PASC syndrome (colloquially, “long COVID”) is characterized by persistent and prolonged effects that extend beyond 4 weeks from the onset of symptoms; affected patients are sometimes referred to as “COVID long haulers.” Although the pathophysiology has not been completely established, it is hypothesized that this long-term syndrome may be due to a chronic inflammatory state, persistent viremia, and/or a general hypometabolic state (93–95). Risk factors for PASC in the general population include older age, self-reported poor health status, and preexisting comorbidities (91, 93). Based on these risk factors and pathophysiology, it is likely that patients with cancer will also have a higher risk of PASC. Although data in this field remain sparse, early evidence indicates that 15% of patients with cancer and COVID-19 have long-term sequelae, including respiratory symptoms and chronic fatigue, and that risk factors for PASC in patients with cancer include male sex, age 65 years or older, two or more comorbidities, history of smoking, prior hospitalization for COVID-19, complicated disease, and prior COVID-19 therapy (76, 96). The impact of PASC on patients with cancer is an area of ongoing research and discovery.
Taken together, this section highlights the complexity of interacting factors that increase the risk of severity of COVID-19 in patients with cancer. Next, we explore the added layer of anticancer therapies and their effects—both potentially negative and positive—on COVID-19.
Anticancer Therapies and COVID-19
The potential for exacerbation of COVID-19 severity from systemic anticancer therapy has remained a concern throughout the pandemic. This has stemmed from the fact that anticancer therapy could either suppress the host immune response (e.g., cytotoxic chemotherapy) or paradoxically exacerbate immune-mediated end-organ damage (e.g., immunotherapy). Overall, the data linking COVID-19 severity to active oncologic treatment remain mixed. Elucidating the relationship between COVID-19 outcomes and specific systemic therapies remains challenging due to several factors: the heterogeneity of systemic therapy regimens, timing of therapy relative to COVID-19 exposure, and multiple patient-specific confounders. With a wide variety of single-agent and combinatorial regimens in use, the number of patients receiving any given regimen who go on to develop COVID-19 is relatively small. This limits the analysis of specific treatments. Therefore, studies described below have largely focused on the effect of broad classes of systemic therapy, with immunotherapy and cytotoxic chemotherapy as the two most studied examples. Additional targeted agents such as growth factor inhibitors, hormone modulators, or agents that exploit gene mutations have not been as thoroughly investigated.
Immunotherapy
Efforts have focused on the impact of immune checkpoint inhibitors (ICI), with anti-CTLA4, anti–PD-1, and anti–PD-L1 as the most commonly prescribed and widely studied (97). A priori, one could have speculated divergently: whether ICIs might actually be protective against symptomatic COVID-19 (with enhanced protective immunity or more rapid viral clearance) or whether they might exacerbate infection once it is established. Both of these hypotheses stem from their mechanism of action, which is to remove inhibitory signals from cytotoxic T cells, thus enhancing T-cell function (98). ICIs have indeed been associated with worse outcome in some studies (99, 100), but other studies have shown no effect on either COVID-19 severity or the incidence of classic immune-related adverse events in patients who were infected (82, 101–105). A meta-analysis of 16 studies has similarly shown no effect of recent ICI therapy on disease outcomes (106). Another meta-analysis suggested a possible increased risk of hospitalization but not attributing severe disease or mortality with ICI therapy (97). These varying results may be explained by heterogeneity of the patient population included; ICIs are used in a broad array of cancers, some of which may have an underlying predisposition to severe COVID-19, such as lung cancer (2, 79, 101). In addition, many of the included studies have limited power due to the relatively low event rate of severe COVID-19 infection, which could miss a smaller but potentially clinically significant effect in certain patients. Amid these data, no large study has demonstrated a protective effect for immunotherapy.
An additional complex subgroup are those patients with COVID-19 who experience immune-related adverse events as a result of immune checkpoint blockade (107–109). These events may complicate the diagnosis of COVID-19 or could theoretically compound the effects of COVID-19 infection (e.g., T-cell–mediated injury triggered by viral inflammation exacerbated by blockade of T-cell regulators). The interplay of these three conditions (pneumonitis, lung cancer, and COVID-19) and combined management strategy remains unknown and is an active area of study (110).
Cytotoxic Chemotherapy
Cytotoxic chemotherapy has been implicated for increased risk of severe COVID-19, although the data supporting this suggestion are not universally conclusive. With intensely myelosuppressive regimens, there is a risk of impaired immune-mediated viral clearance leading to increased likelihood of severe consequences. Also, as with immunotherapy, there is a risk of chemotherapy-induced pneumonitis with certain agents (e.g., bleomycin, carmustine), compounding the risk of severe COVID-19 by reducing lung functional reserve. However, the evidence so far implicating chemotherapy as a class to increased COVID-19 severity remains mixed. The earliest study to report this was in the Chinese case series by Zhang and colleagues (111), which reported a negative association between any recent anticancer therapy and outcome, but the sample size of individual therapies, including chemotherapy, was small. Since then, there have been multiple studies showing that recent cytotoxic chemotherapy was detrimental (16, 79, 100, 105, 112). Notably, in a large cohort study of risk factors for severe COVID among a general population, recent receipt of chemotherapy was identified as a predictor of severe COVID-19, and the risk increased with degree of myelosuppression (113). Other studies have failed to find a difference in COVID-19 severity with chemotherapy use (82, 99, 102, 114), but it is unclear whether these studies were adequately powered. The OnCOVID study found that receipt of active anticancer therapy at the moment of COVID-19 diagnosis was associated with a lower risk of complicated disease; however, type of systemic anticancer therapy, including cytotoxic chemotherapy, was not associated with COVID-19 severity (67). Although chemotherapy is the most common treatment modality for cancer management, several factors could explain the divergent results. Chemotherapy as a category is even more heterogeneous than immunotherapy, covering a wide range of cancers and producing varied degrees and duration of myelosuppression and resulting functional impairment. Given this heterogeneity, conclusions may be particularly sensitive to the set of confounding variables adjusted for, which is inconsistent across studies. Moreover, severity of COVID-19 may be more sensitive to the timing of chemotherapy relative to SARS-CoV-2 exposure than immunotherapy, given the time-dependent nature of chemotherapy-induced myelosuppression (which is not consistently defined across studies). Thus, details of cycle length, numbers of cycles, intensity of regimen, and host responses to chemotherapy may abrogate a signal if one exists—unless specifically studied through appropriately powered subset analyses.
Hematologic Malignancy–Specific Therapies
A specific example concerning patients with hematologic malignancies in a subset analysis of CCC19 registry data has shown a concerningly high mortality rate for patients receiving rituximab, cyclophosphamide, doxorubicin, vincristine, and prednisone or DNA methyltransferase inhibitors (decitabine, azacitidine; ref. 16). Possible confounders include host factors, as hematologic malignancies have been associated with a higher mortality rate in the pandemic (81, 112, 115). In 318 allogeneic stem cell transplant recipients, primarily with underlying hematologic malignancies, development of COVID-19 within 12 months of transplantation was associated with a higher risk of mortality (compared with those without infection; ref. 116). Data with regard to impact of chimeric antigen receptor T-cell (CAR T) therapy in hematologic malignancies are limited. In a series of 57 patients treated with CAR T therapy (most of whom had B-cell neoplasms in complete remission), the authors reported an unadjusted mortality rate of 41%; however, timing of CAR T therapy did not affect the degree of COVID-19 severity (117).
Targeted Anticancer Therapies
The impact of other therapies remains largely unknown. Interpretation of studies investigating nonchemotherapy/immunotherapy agents grouped together, which alleviates the issue of small sample size, is complicated by the diverse mechanisms of action for these agents. There are very little data uncovering any effects of BRAF/MEK inhibitors, VEGF inhibitors, EGFR inhibitors, or antiestrogen therapy use with COVID-19 severity. However, there are no obvious mechanistic concerns for disease exacerbation for most of these therapies.
Localized Anticancer Therapies
With regard to localized or nonsystemic treatment, available data suggest that postoperative mortality rates from SARS-CoV-2 infection are high. An international, multicentric observational study of 1,128 patients who had surgery during the first viral wave with confirmed SARS-CoV-2 infection within 7 days before or 30 days after surgery demonstrated that 30-day mortality was 24%. Of these, 80% of deaths were due to respiratory complications. In adjusted analyses, in addition to age and sex, cancer-related surgery was independently associated with increased 30-day mortality (118). In a dedicated radiotherapy study of 350 patients who were infected with SARS-CoV-2 and received radiotherapy at a single center, 30-day mortality was 14% (119). In a multivariate analysis, history of acute renal injury, shorter time between radiotherapy and COVID-19 diagnosis, and higher mean dose of radiation to the heart were associated with worse outcomes. This finding requires replication in a multi-institutional setting.
Potential Protective Effect of Certain Anticancer Therapies
Although the focus for anticancer-directed systemic therapy has largely been on determining whether there is a detrimental effect, several therapies were hypothesized to play a preventative or ameliorative role. In particular, there were initial reports about a potentially beneficial effect from antiandrogen therapy against COVID-19 infection (120, 121), although subsequent studies have failed to reproduce this finding (122–125). Some preliminary evidence suggested a potential benefit from the now rarely used recombinant interferon in two (<80 patients) studies (126, 127). This finding has yet to be replicated in a larger setting. Furthermore, agents used for supportive care (e.g., steroids, tocilizumab) from cancer therapy toxicities may potentially mitigate COVID-19 severity, although any impact would depend on timing of administration relative to infection. A recent randomized controlled trial evaluating the JAK2 inhibitor ruxolitinib in patients with severe COVID-19 did not meet its primary outcome (128). A preclinical computational and in vitro study identified the tyrosine kinase inhibitor nilotinib as a potential COVID-19 therapeutic (129). However, overall, there is limited evidence that any systemic oncologic therapies are protective against COVID-19, although several phase II and III trials are ongoing (Table 1). In terms of potential locally directed protective therapies, several studies are examining the therapeutic potential of low-dose radiotherapy for the treatment of patients for COVID-19 (130). A preprint version of a trial evaluated low-dose whole-lung radiotherapy in 10 patients with COVID-19 who were hospitalized with matched controls. There was a trend for lower median time to clinical recovery as well as a shorter hospital stay (130). This approach remains to be validated as part of an ongoing randomized controlled trial (e.g., NCT04466683).
Drug . | Drug class . | Cancer indicationa . | Clinical trials . |
---|---|---|---|
Acalabrutinib | BTK inhibitor | CLL/SLL, mantle cell lymphoma | Phase III: NCT04647669 |
ATRA | Retinoid | Acute promyelocytic leukemia | Phase II: NCT04568096, NCT05077813 |
BCG | Nonspecific immunotherapy | Bladder cancer | Phase II: NCT02081326, NCT04659941 |
Phase III: NCT04327206, NCT04328441, NCT04350931, NCT04379336, NCT04384549, NCT04461379, NCT04475302, NCT04542330, NCT04648800 | |||
Bevacizumab | Anti-VEGF antibody | Breast cancer, cervical cancer, colorectal cancer, glioblastoma, HCC, NSCLC, ovarian cancer, RCC | Phase II: NCT04344782 |
Dasatinib | TKI | CML, Ph+ ALL | Phase II: NCT04830735 |
Decitabine | Hypomethylating agent | CMML, MDS | Phase II: NCT04482621 |
Duvelisib | PI3K inhibitor | CLL/SLL, follicular lymphoma | Phase II: NCT04372602, NCT04487886 |
Enzalutamide | ARI | Prostate cancer | Phase II: NCT04456049 |
Etoposide | Topoisomerase inhibitor | Testicular cancer, SCLC | Phase II: NCT04356690 |
Ibrutinib | BTK inhibitor | CLL/SLL, mantle cell lymphoma, marginal zone lymphoma, Waldenström macroglobulinemia | Phase II: NCT04439006, NCT04665115 |
Imatinib | TKI | CML, DFSP, GIST, MDS, Ph+ ALL, systemic mastocytosis | Phase II: NCT04346147, NCT04794088, NCT04953052 |
Phase III: NCT04394416, NCT04422678 | |||
Interferonb | Nonspecific immunotherapy | CML, follicular lymphoma, hairy cell leukemia, Kaposi sarcoma, melanoma | Phase II: NCT04379518, NCT04988217, NCT04480138, NCT04356495 |
Phase III: NCT04534725 | |||
Isotretinoin | Retinoid | Nonec | Phase II: NCT04730895, NCT04577378, NCT04578236, NCT05077813, NCT04389580 |
Phase III: NCT04353180 | |||
Masitinib | TKI | Noned | Phase II: NCT05047783 |
Melphalan | Alkylating agent | Multiple myeloma, ovarian cancer | Phase II: NCT04380376 |
Methotrexate | Antimetabolite | ALL, breast cancer, GTD, head and neck cancer, meningeal leukemia, mycosis fungoides, NHL, NSCLC, osteosarcoma, SCLC | Phase II: NCT04352465, NCT04610567 |
Nintedanib | TKI | Noned | Phase II: NCT04338802 |
Phase III: NCT04541680 | |||
Nivolumab | Anti–PD-1 antibody | Bladder cancer, colorectal cancer, esophageal cancer, gastric cancer, head and neck cancer, HCC, Hodgkin lymphoma, melanoma, mesothelioma, NSCLC, RCC | Phase II: NCT04343144, NCT04356508, NCT04413838 |
Pembrolizumab | Anti–PD-1 antibody | Bladder cancer, cervical cancer, colorectal cancer, cutaneous SCC, endometrial cancer, esophageal cancer, gastric cancer, head and neck cancer, HCC, Hodgkin lymphoma, melanoma, Merkel cell carcinoma, MSI-H or dMMR solid tumors, NSCLC, PMBCL, RCC, TMB-H solid tumors, TNBC | Phase II: NCT04335305 |
Ruxolitinib | JAK inhibitor | Myelofibrosis, polycythemia vera | Phase II: NCT04581954, NCT04348695, NCT04403243, NCT04414098 |
Phase III: NCT04424056 | |||
Selinexor | XPO1 inhibitor | DLBCL, multiple myeloma | Phase III: NCT04534725 |
Sirolimus | mTOR inhibitor | Nonec | Phase II: NCT04341675, NCT04461340 |
Tamoxifen | SERM | Breast cancer | Phase II: NCT04389580, NCT04568096 |
Thalidomide | Immunomodulator (IMiD) | Multiple myeloma | Phase II: NCT04273529, NCT04273581 |
Uproleselan | E-selectin antagonist | Noned | Phase II: NCT05057221 |
Drug . | Drug class . | Cancer indicationa . | Clinical trials . |
---|---|---|---|
Acalabrutinib | BTK inhibitor | CLL/SLL, mantle cell lymphoma | Phase III: NCT04647669 |
ATRA | Retinoid | Acute promyelocytic leukemia | Phase II: NCT04568096, NCT05077813 |
BCG | Nonspecific immunotherapy | Bladder cancer | Phase II: NCT02081326, NCT04659941 |
Phase III: NCT04327206, NCT04328441, NCT04350931, NCT04379336, NCT04384549, NCT04461379, NCT04475302, NCT04542330, NCT04648800 | |||
Bevacizumab | Anti-VEGF antibody | Breast cancer, cervical cancer, colorectal cancer, glioblastoma, HCC, NSCLC, ovarian cancer, RCC | Phase II: NCT04344782 |
Dasatinib | TKI | CML, Ph+ ALL | Phase II: NCT04830735 |
Decitabine | Hypomethylating agent | CMML, MDS | Phase II: NCT04482621 |
Duvelisib | PI3K inhibitor | CLL/SLL, follicular lymphoma | Phase II: NCT04372602, NCT04487886 |
Enzalutamide | ARI | Prostate cancer | Phase II: NCT04456049 |
Etoposide | Topoisomerase inhibitor | Testicular cancer, SCLC | Phase II: NCT04356690 |
Ibrutinib | BTK inhibitor | CLL/SLL, mantle cell lymphoma, marginal zone lymphoma, Waldenström macroglobulinemia | Phase II: NCT04439006, NCT04665115 |
Imatinib | TKI | CML, DFSP, GIST, MDS, Ph+ ALL, systemic mastocytosis | Phase II: NCT04346147, NCT04794088, NCT04953052 |
Phase III: NCT04394416, NCT04422678 | |||
Interferonb | Nonspecific immunotherapy | CML, follicular lymphoma, hairy cell leukemia, Kaposi sarcoma, melanoma | Phase II: NCT04379518, NCT04988217, NCT04480138, NCT04356495 |
Phase III: NCT04534725 | |||
Isotretinoin | Retinoid | Nonec | Phase II: NCT04730895, NCT04577378, NCT04578236, NCT05077813, NCT04389580 |
Phase III: NCT04353180 | |||
Masitinib | TKI | Noned | Phase II: NCT05047783 |
Melphalan | Alkylating agent | Multiple myeloma, ovarian cancer | Phase II: NCT04380376 |
Methotrexate | Antimetabolite | ALL, breast cancer, GTD, head and neck cancer, meningeal leukemia, mycosis fungoides, NHL, NSCLC, osteosarcoma, SCLC | Phase II: NCT04352465, NCT04610567 |
Nintedanib | TKI | Noned | Phase II: NCT04338802 |
Phase III: NCT04541680 | |||
Nivolumab | Anti–PD-1 antibody | Bladder cancer, colorectal cancer, esophageal cancer, gastric cancer, head and neck cancer, HCC, Hodgkin lymphoma, melanoma, mesothelioma, NSCLC, RCC | Phase II: NCT04343144, NCT04356508, NCT04413838 |
Pembrolizumab | Anti–PD-1 antibody | Bladder cancer, cervical cancer, colorectal cancer, cutaneous SCC, endometrial cancer, esophageal cancer, gastric cancer, head and neck cancer, HCC, Hodgkin lymphoma, melanoma, Merkel cell carcinoma, MSI-H or dMMR solid tumors, NSCLC, PMBCL, RCC, TMB-H solid tumors, TNBC | Phase II: NCT04335305 |
Ruxolitinib | JAK inhibitor | Myelofibrosis, polycythemia vera | Phase II: NCT04581954, NCT04348695, NCT04403243, NCT04414098 |
Phase III: NCT04424056 | |||
Selinexor | XPO1 inhibitor | DLBCL, multiple myeloma | Phase III: NCT04534725 |
Sirolimus | mTOR inhibitor | Nonec | Phase II: NCT04341675, NCT04461340 |
Tamoxifen | SERM | Breast cancer | Phase II: NCT04389580, NCT04568096 |
Thalidomide | Immunomodulator (IMiD) | Multiple myeloma | Phase II: NCT04273529, NCT04273581 |
Uproleselan | E-selectin antagonist | Noned | Phase II: NCT05057221 |
NOTE: Fifty-eight of 1,243 (5%) ongoing phase II or III trials registered on ClinicalTrials.gov, as of November 23, 2021, use one or more drugs with known anticancer effects, many of which have FDA cancer-specific indications. Corticosteroids (dexamethasone, prednisone, etc.) are not included in this list, nor are tofacitinib and baricitinib, which are Janus kinase inhibitors but do not have known anticancer activity. Drugs listed by code name only on ClinicalTrials.gov were also not further evaluated for inclusion in this table.
Abbreviations: ALL, acute lymphoblastic leukemia; ARI, androgen receptor inhibitor; ATRA, all-trans retinoic acid; BCG, Bacillus Calmette-Guérin; BTK, Bruton tyrosine kinase; CLL, chronic lymphocytic leukemia; CML, chronic myelogenous leukemia; CMML, chronic myelomonocytic leukemia; DFSP, dermatofibrosarcoma protuberans; DLBCL, diffuse large B-cell lymphoma; dMMR, mismatch repair deficient; GIST, gastrointestinal stromal tumor; GTD, gestational trophoblastic disease; HCC, hepatocellular carcinoma; JAK, Janus kinase; MDS, myelodysplastic syndrome; MSI-H, microsatellite instability–high; NHL, non-Hodgkin lymphoma; NSCLC, non–small cell lung cancer; Ph+ ALL, Philadelphia chromosome–positive acute lymphoblastic leukemia; PMBCL, primary mediastinal B-cell lymphoma; RCC, renal cell carcinoma; SCC, squamous cell carcinoma; SCLC, small cell lung cancer; SERM, selective estrogen receptor modulator; SLL, small lymphocytic lymphoma; TKI, tyrosine kinase inhibitor; TMB-H, tumor mutational burden–high; TNBC, triple-negative breast cancer; XPO1, exportin 1.
aFDA-approved indication. Many of these drugs have additional off-label uses, which are not reported here.
bIncludes α interferons, but not β or λ interferons, which do not have an established role in anticancer treatment.
cNo FDA-approved cancer indication; used off-label for some cancer conditions.
dNot yet FDA approved for any indication; has preliminary data or non-FDA approval for some cancer conditions.
In the next section, we provide a synthesis of the current best-practice evidence and advances in the treatment of COVID-19 in patients with cancer.
Treatment of COVID-19 in Patients with Cancer
The optimal management and therapeutic approach to COVID-19 in patients with cancer has not been fully defined, in part due to their near systematic exclusion from prospective clinical trials (131). Recommendations for the treatment of COVID-19 for patients with cancer have paralleled guidelines for the general population (132). Generally, guidelines for pharmacologic intervention have been dependent on the severity of symptoms requiring hospitalization, supplemental oxygen, noninvasive versus invasive ventilation, and intensive care unit (ICU)–level care. A summary of treatments is provided in Fig. 2.
General Management for Nonhospitalized Patients
For patients with mild symptoms not requiring hospitalization or supplemental oxygen, management relies on supportive care. Also, due to the increased risk of thrombosis in these patients (see “COVID-19 Presentation” section) and compounded in patients with active cancer, adequate mobilization is essential (66, 133–135).
Several neutralizing monoclonal antibodies have been developed and are under investigation for the treatment and prevention of COVID-19 (136). Most target the spike protein, limiting the ability of the virus to bind and fuse to the target host cell. Guidelines recommend the use of either casirivimab with imdevimab or sotrovimab to treat nonhospitalized patients with mild/moderate COVID-19 who are at high risk of clinical progression, including patients with cancer on active treatment (https://www.covid19treatmentguidelines.nih.gov/therapies/anti-sars-cov-2-antibody-products/anti-sars-cov-2-monoclonal-antibodies). Although specific studies in patients with cancer are limited, a retrospective, single-center cohort of 38 patients with COVID-19 treated with bamlanivimab or casirivimab/imdevimab demonstrated that hospitalization and mortality rates due to COVID-19 were low compared with previously described rates among patients with active cancer (137). Currently, bamlanivimab plus etesevimab is not recommended given decreased activity against variants of concern, including the delta variant, which has predominated globally. In addition, although guideline panels recommend against the use of convalescent plasma to treat all stages of COVID-19, prospective studies conducted in patients with cancer specifically have been lacking. The CCC19 evaluated the utility of inpatient convalescent plasma administration in patients with hematologic cancer (138). The observational study, which included 966 individuals, of whom 143 received convalescent plasma, demonstrated that convalescent plasma was associated with improved 30-day mortality. Prophylaxis of immunosuppressed patients with the oral antiviral molnupiravir (NCT04405739), ritonavir (NCT04960202), or repurposed medications such as fluvoxamine (NCT04405739), if confirmed effective in clinical trials, may be an alternative to monoclonal antibodies (139).
General Management for Hospitalized Patients
The approach for the treatment of COVID-19 in hospitalized patients with cancer is evolving, and most prospective trials have not studied cancer populations. Thus far, general clinical trial data support the use of remdesivir, dexamethasone, and tocilizumab or baricitinib (discovered during the pandemic using artificial intelligence–guided in silico experiments; ref. 140), with utilization dependent on the degree of respiratory support warranted. It is important to note that none of these trials evaluating these treatments reported the presence of cancer as a preexisting condition (https://www.covid19treatmentguidelines.nih.gov/management/clinical-management/hospitalized-adults–therapeutic-management/; refs. 57, 141–144). Specific to tocilizumab, there have been reports of its successful use in patients with cancer (145, 146), but concomitant immunotherapy poses a theoretical risk due to hyperactivation of the immune system causing a cytokine storm (147).
Finally, the COVID-19 pandemic has brought on a separate and dangerous pandemic related to the spread of false information (148). Several theoretically promising agents with repeatedly negative studies have unfortunately had persistent support on some social media sites despite the uniform lack of evidence of efficacy. A Cochrane meta-analysis of all randomized controlled trials evaluating the use of chloroquine or hydroxychloroquine in the treatment of COVID-19 found that neither was effective in reducing COVID-19 mortality or severity (149). In the same vein, there are no robust data to support the use of ivermectin, azithromycin, vitamin C, or zinc in the treatment of patients with COVID-19 (150–153).
Given that prospective studies of COVID-19–directed therapies have been limited in patients with cancer, CCC19 investigated the association of hydroxychloroquine, azithromycin, remdesivir, high-dose corticosteroids, and tocilizumab on 30-day all-cause mortality in patients with invasive cancer and COVID-19 (84). In this observational study of 2,186 patients, although there was no statistically significant difference in 30-day all-cause mortality with hydroxychloroquine alone, treatment with remdesivir indicated a potential benefit compared with positive controls. Hydroxychloroquine in combination (most usually with azithromycin) and high-dose corticosteroids alone or in combination were associated with inferior outcomes in this population; further study is necessary to determine why corticosteroids were not associated with benefit in these patients with cancer.
Anticoagulation
VTE affects 1% to 8% of all patients with cancer receiving antineoplastic therapy and is the second most common cause of death in outpatients receiving chemotherapy (154, 155). A study of 2,804 patients from CCC19 showed that 9.3% of hospitalized patients with cancer and COVID-19 had a VTE, which increased to 13.4% in 440 patients in the ICU. Apart from ICU admission, recent systemic therapy, active disease, and high-risk VTE cancer subtypes increased the risk of VTE in patients with cancer and COVID-19 (156). Prophylactic management recommendations for patients with cancer are hampered by underrepresentation in anticoagulation-based trials. Guidelines recommend low-molecular-weight heparin anticoagulation in outpatients with risk of VTE outweighing the risk of bleeding (157, 158) or in hospitalized patients with COVID-19. Consensus guidelines recommend initiating standard prophylactic dosing in all hospitalized patients who do not have contraindications for use (159, 160). Treatment of acute thrombosis in the context of COVID-19 and cancer should follow those of guidelines (161–164). IL6 has a potent prothrombotic property. Therefore, concurrent use of anticoagulation and cytokine-reducing agents such as steroids and tocilizumab may cause dual blockade of the IL6-induced microvascular thrombosis pathway; however, this needs further investigation in clinical trials (165). The International Committee on Thrombosis and Haemostasis guidelines recommend extended thromboprophylaxis for 2 to 6 weeks after discharge in hospitalized patients who meet high VTE risk criteria, such as patients with active cancer (159, 164).
Palliative Care
Studies have demonstrated that although early palliative care is an essential component of care coordination, it is underused in patients with cancer and COVID-19 (166). In a preliminary analysis by CCC19 on code status and utilization of palliative care, most (79%) hospitalized patients were full code at the time of admission. Palliative care was involved in only 14% of cases and was associated with a 44% transition in code status to DNR ± DNI (do not resuscitate ± do not intubate; ref. 167). As patients with COVID-19 can deteriorate rapidly, it is crucial to establish advanced care directives (168) and identify a health care proxy early in disease management (166, 169). Palliative care consultation in patients with cancer and COVID-19 has been shown to facilitate symptom control and improve discharge planning and therefore should be initiated early on (170). Video communication has emerged as a practical, accessible, and acceptable method of communication in the palliative care setting, especially with different visitor-restricting policies (166).
In summary, there are many treatment options for COVID-19, but the data for the subgroup of patients with cancer are nearly completely lacking from prospective studies. Dedicated trials in this population, or at the very least more consistent reporting of cancer as a comorbidity in the major prospective randomized controlled trials, is needed to enable informed decision-making. Next, we turn to the prevention of COVID-19 through vaccination.
Safety and Efficacy of COVID-19 Vaccination in Patients with Cancer
The development of highly efficacious COVID-19 vaccines within 1 year from the identification of SARS-CoV-2 is a remarkable feat of vaccine development (171, 172). The FDA-approved vaccines for COVID-19 have demonstrated safety and efficacy in the general population. Their use is credited to have prevented many COVID-19 deaths (173, 174). However, their efficacy and safety profiles were not established in patients with cancer because participants undergoing active anticancer therapy were excluded from the seminal vaccination trials (175–178). Nevertheless, patients with cancer were prioritized for the COVID-19 vaccine rollout because of higher case fatality rates or the mortality risks among SARS-CoV-2–infected patients with cancer. At the time of this rollout, no data existed for optimal dosing or interactions between active oncologic treatments and the ability of vaccination to induce protective immunity against COVID-19 in patients with cancer (179–181).
Since the initial FDA Emergency Use Authorization for the COVID-19 vaccines in fall 2020, the safety profile for patients with cancer appears similar to the general population (182–194). A summary of available data regarding vaccination effectiveness and safety in patients with cancer is provided in Table 2.
Cohort . | N . | Age, median (IQR), y . | Vaccine studied . | Safety . | Efficacy . | Reference . |
---|---|---|---|---|---|---|
Single center (London); solid cancers, 88.5% receiving anticancer therapy (36.2% parenteral chemotherapy and 15.3% immunotherapy) | 373 | 56 (19–65) | First dose of BNT162b2, mRNA-1273, or ChAdOx1 nCoV-19 | Mild reactogenicity (sore arm, tiredness, and headaches); no grade 4/5 or anaphylaxis | Not reported | 191 |
Three London hospitals; solid cancer, hematologic cancer | 151 | 73 (64.5–79.5) | One and two doses of BNT162b2 | Fewer adverse symptoms reported compared with healthy controls; no differences between patients with hematologic cancer and those with solid cancer | 38% seroconversion in solid cancer and 18% in hematologic cancer after one dose; second dose significantly increased seroconversion in solid cancer within 2 weeks at day 21 after the first dose; better overall T-cell response than antibody response | 182 |
Single center (Israel); cancer treated with ICI alone or in combination with chemotherapy | 170 | 72 (29–93) | BNT162b2 | Same as healthy controls, but patients with cancer had more common muscle pain; none required hospitalization; similar side effects in treatment groups | Not reported | 183 |
Single center (New York City) | 200 | 67 (27–90) | Two doses of the mRNA vaccines (BNT162b2 or mRNA-1273) or one dose of the adenoviral vaccine (AD26.COV2.S) | No adverse effects overall | Seroconversion; significantly lower rate in hematologic malignancies, particularly following immunosuppressive therapies (anti-CD20 therapies, stem cell transplantation) | 215 |
The Leukemia & Lymphoma Society National Registry; B cell–derived hematologic malignancies | 1,445 | 68 (16–110) | Two doses of the mRNA vaccines (mRNA-1273 or BNT162b2) | Not reported | Seroconversion; 75% of all patients with hematologic malignancies produced antibodies | 197 |
The Leukemia & Lymphoma Society National Registry; B cell–derived hematologic malignancies | 49 | 66 (31–80) | Heterologous and homologous booster of the mRNA vaccines (BNT162b2 or mRNA-1273) or adenoviral vaccine (AD26.COV2.S) | Not reported | Seroconversion; 55% patients with B-cell malignancies who failed to make anti-S antibodies after full SARS-CoV-2 vaccines seroconverted after booster vaccination | 202 |
The Leukemia & Lymphoma Society National Registry | 3,574 | Not given | At least one dose of COVID-19 vaccine (BNT162b2 or mRNA-1273, AD26.COV2.S, AZD) | 13% reported no adverse events; distribution similar compared to age-matched healthy individuals | Not reported | https://www.lls.org/news/covid-19-vaccine-safety-among-blood-cancer-patients |
One site (Pittsburgh); hematologic malignancies | 67 | 70 (62.5–73.5) | Two doses of either mRNA-1273 or BNT162b2 vaccine | Not reported | Seroconversion; 46% did not produce antibodies and were vaccine nonresponders | 296 |
Two sites (San Antonio, Geneva); solid and hematologic malignancies | 140 | 63 (55–69) | Two doses of mRNA vaccines (mRNA-1273 and BNT162b2) | Not reported | Seroconversion; 94% seroconverted after two vaccine doses. Significantly lower seroconversion rates and antibody titers in patients with hematologic malignancy than with solid tumors. Patients with anti-CD20 treatment 6 months prior did not develop antibodies. | 216 |
Single center (Italy); MM, MPM on active treatment | 92 | 70 (28–80) for MPM; 73 (47–78) for MM | Two doses of BNT162b2 mRNA vaccine | No serious adverse event | Seroconversion; lower titers in patients with MPM and MM, particularly those on anti-CD38–based treatment | 205 |
Single center (Israel); solid tumors undergoing active treatment | 102 | 66 (56–72) | Two doses of BNT162b2 mRNA vaccine | Not reported | Seroconversion; 90% were seropositive after the second vaccine dose; lower titers in patients with cancer, affected by chemotherapy plus immunotherapy | 235 |
Single center (France); solid tumors; under treatment or within 6 months after treatment | 13 | 17 (16–21) | BNT162b2 mRNA vaccine | Well tolerated; mild pain at the site of injection and fatigue were most frequent systemic symptoms | Seroconversion; 7 of 10 patients developed antibodies before second vaccine dose, and 9 of 10 patients developed antibodies 1 month after the second injection | 203 |
Two independent cohorts of hematologic and solid tumors on active therapy (8.6% were previously infected) | 595 | 67 (19–96) | BNT162b2, mRNA-1273, or AZD1222 COVID-19 vaccines | Not reported | Seroconversion; improved titers after second dose; lower levels in patients on treatment with B cell–targeting agents | 200 |
Multicenter (U.S. Veterans Health Administration); solid or hematologic malignancy | 58,304a | Not available | Any COVID-19 vaccine | Not reported | Laboratory-confirmed SARS-CoV-2 infection; 57% for chemotherapy within 3 months prior to first vaccination dose; 76% for endocrine therapy and 85% for those off systemic therapy for at least 6 months prior | 201 |
Lymphoplasmacytic single-patient case study; lymphoma | 1b | 59 | Two doses of the BNT162b2 mRNA vaccine; 1 dose of JNJ-78436735 | Mild malaise and headache | Seroconversion; no detectable antibodies after 2 doses of BNT162b2; low but detectable antibodies after heterologous booster | 243 |
Single center; solid tumors on treatment | 53 | 63.7 (standard deviation 9.14) | Two and 3 doses of the BNT162b2 mRNA vaccine | Not reported | Seroconversion and T-cell assay; all patients seroconverted but lower overall antibody and T-cell responses in patients with cancer | 192 |
Single center; CML on TKI | 16 | 45.6 (not reported) | First injection of BNT162b2 vaccine | Tolerable; localized inflammation in 56.3% and transient flu-like illness in 23.5% of patients | Seroconversion and T-cell response; 87.5% of the patients with CML had detectable antibodies and developed a neutralizing antibody response; 93.3% had T-cell response | 297 |
Hematologic malignancy patients, on treatment | 551 | 65 (22–97) | Two doses of the mRNA vaccines (BNT162b2 or mRNA-1273) | Not reported | Seroconversion; positive seroconversion rates (51.5% at 1 month and 68.9% at 3 months), lower antibody titers, and diminished neutralizing capacity (26.3% at 1 month and 43.6% at 3 months) | 204 |
MM | 320 | 68 (38–93) | Fully vaccinated (BNT162b2, mRNA-1273, and some unknown); 18.8% had COVID-19 prior to immunization | Not reported | Serology; 81.3% seroconverted after receiving the second vaccine dose; antibody levels highly variable; 15.8% did not have detectable levels | 198 |
Single center; youth and young adults with history of acute lymphoblastic leukemia and allergy to PEG-asparaginase | 32 | 16 (12–29) | BNT162b2, mRNA-1273 | No patients had signs or symptoms of allergic reaction | Not reported | 193 |
Single center; lymphoma | 67 | 71 (24–90) | BNT162b2, mRNA-1273 | Not reported | Seroconversion; patients with treatment-naive lymphoma induced IgG antibody response same as healthy controls, but patients on recent anti-CD20 therapy had subdetection seroconversion | 206 |
Chronic lymphocytic leukemia | 167 | 71.0 (63.0–76.0) | BNT162b2 | Mild local reactions (pain at the injection site, local erythema or swelling); no statistical difference between the first and second doses of the vaccine; more frequent systemic adverse events after the second dose; no differences in the rate of adverse events for patients on active treatment | Seroconversion; significantly reduced antibody response rate among patients (39.5%); after treatment (79.2%), in treatment-naive patients (55.2%), and in patients under treatment (16.0%); considerably low response in patients recently treated with BTK inhibitors (16%) or venetoclax ± anti-CD20 antibody (13.6%) | 187 |
Patients with myeloproliferative neoplasm receiving the JAK1 and JAK2 inhibitor (JAKi) ruxolitinib | 30 | 60.8 (36.9–80.3) | First injection BNT162b2 or mRNA-1273 | Not reported | Seroconversion; significantly lower in patients receiving ruxolitinib; compared with healthy controls, only 33.3%–38.8% patients seroconverted | 207 |
Israel nationwide; patients with hematologic neoplasms with some on therapy for an active disease | 32,516a | 70 (59–79) | Two doses of BNT162b2 mRNA vaccine | Not reported | Vaccinated patients with hematologic neoplasms, compared with vaccinated matched controls, had an increased risk of infections, symptomatic COVID-19, COVID-19–related hospitalizations, severe COVID-19, and COVID-19–related death | 208 |
MM | 44 | 65 (not available) | Two doses of mRNA vaccine (BNT162b2, mRNA-1273) | Not reported | B- and T-cell responses; patients with seronegative MM had lower B cells and total CD4+ T cells; only 40% had spike protein–reactive B cells; patients with seropositive MM had spike-reactive B cells and activated CD4+ cells the same as healthy controls | 209 |
CAPTURE (COVID-19 antiviral response in a pan-tumor immune monitoring study) | 357 | 59 (18–87) | Unvaccinated | Not applicable | Detected SARS-CoV-2–specific CD4+ T cells in 77 of 100 patients (77%) and CD8+ T cells in 49 of 100 patients (49%) | 298 |
SeroNet-CORALE; U.S.-wide cohort of adult patients with solid tumors or hematologic malignancies | 366 | 65 (56–73) | Two doses of mRNA vaccine (BNT162b2, mRNA-1273) | Not applicable | Antibody levels prior to vaccination, 2–12 weeks, and 16–28 weeks after second dose; lower antibody levels in cancer | 210 |
Single center (New York City); hematologic malignancy and solid tumor; 73% on active treatment | 88 | 69 (30–91) | Booster vaccination with mRNA vaccine (BNT162b2 or mRNA-1273) following previous 2 doses of BNT162b2 | Not reported | 56% of seronegative patients (hematologic malignancies) after previous full vaccination seroconverted after the booster vaccination; prior anti-CD20/BTK inhibitor therapy was associated with reduced seroconversion even after boosters; patients with prior COVID-19 infection had more robust vaccine responses | 211 |
Multicenter, the Netherlands [Vaccination Against COVID in Cancer (VOICE) trial] | 791 | 55–73Cohort A (n = 240): 62 (55–69)Cohort B (n = 131): 66 (59–73)Cohort C (n = 229): 60 (50–67)Cohort D (n = 143): 64 (57–70) | Two doses of mRNA-1273 | Fatigue was most prevalent solicited systemic adverse event; fatigue, fever, chills, headache, myalgia, joint pain, and nausea were higher up to 7 days after the second vaccination; serious adverse events included fever, diarrhea, and febrile neutropenia | Seroconversion and spike-specific T-cell response; most patients with solid tumor cancer developed adequate antibody response to mRNA-1273 vaccination while receiving chemotherapy, immunotherapy, or both; 2% of cohort did not develop antibody or T-cell response | 194 |
Patients in remission after receiving CD19 or anti-CD22– targeting CAR T-cell treatments (CAR T) | 12 | 53 (16–74) | Two doses of mRNA vaccines (BNT162b2 or mRNA-1273) | Not reported | Seroconversion and T-cell response; significantly lower RBD-IgG but comparable T-cell induction among the CAR T cohort compared with healthy controls; strong SARS-CoV-2–specific CD4 T-cell responses even after robust B-cell depletion by CAR T cells | 212 |
Israel; single center; patients with solid tumors on active therapy | 37 | 67 (43–88) | Booster vaccination with BNT162b2 after 2 doses of mRNA vaccine BNT162b2 | Not reported | Serology; most recipients had enhanced antibodies after third booster, including those with moderate or minimal response following the second vaccine dose | 299 |
Single site; patients with plasma cell neoplasms | 276 | 74 (62–80) | Two doses of the BNT162b2 or 1 dose of the AZD1222 vaccine | Not reported | Seroconversion; lower production of neutralizing antibodies in patients with MM compared with controls; independent of anti-CD38 or belantamab mafodotin and lymphopenia at the time of vaccination | 300 |
Cohort . | N . | Age, median (IQR), y . | Vaccine studied . | Safety . | Efficacy . | Reference . |
---|---|---|---|---|---|---|
Single center (London); solid cancers, 88.5% receiving anticancer therapy (36.2% parenteral chemotherapy and 15.3% immunotherapy) | 373 | 56 (19–65) | First dose of BNT162b2, mRNA-1273, or ChAdOx1 nCoV-19 | Mild reactogenicity (sore arm, tiredness, and headaches); no grade 4/5 or anaphylaxis | Not reported | 191 |
Three London hospitals; solid cancer, hematologic cancer | 151 | 73 (64.5–79.5) | One and two doses of BNT162b2 | Fewer adverse symptoms reported compared with healthy controls; no differences between patients with hematologic cancer and those with solid cancer | 38% seroconversion in solid cancer and 18% in hematologic cancer after one dose; second dose significantly increased seroconversion in solid cancer within 2 weeks at day 21 after the first dose; better overall T-cell response than antibody response | 182 |
Single center (Israel); cancer treated with ICI alone or in combination with chemotherapy | 170 | 72 (29–93) | BNT162b2 | Same as healthy controls, but patients with cancer had more common muscle pain; none required hospitalization; similar side effects in treatment groups | Not reported | 183 |
Single center (New York City) | 200 | 67 (27–90) | Two doses of the mRNA vaccines (BNT162b2 or mRNA-1273) or one dose of the adenoviral vaccine (AD26.COV2.S) | No adverse effects overall | Seroconversion; significantly lower rate in hematologic malignancies, particularly following immunosuppressive therapies (anti-CD20 therapies, stem cell transplantation) | 215 |
The Leukemia & Lymphoma Society National Registry; B cell–derived hematologic malignancies | 1,445 | 68 (16–110) | Two doses of the mRNA vaccines (mRNA-1273 or BNT162b2) | Not reported | Seroconversion; 75% of all patients with hematologic malignancies produced antibodies | 197 |
The Leukemia & Lymphoma Society National Registry; B cell–derived hematologic malignancies | 49 | 66 (31–80) | Heterologous and homologous booster of the mRNA vaccines (BNT162b2 or mRNA-1273) or adenoviral vaccine (AD26.COV2.S) | Not reported | Seroconversion; 55% patients with B-cell malignancies who failed to make anti-S antibodies after full SARS-CoV-2 vaccines seroconverted after booster vaccination | 202 |
The Leukemia & Lymphoma Society National Registry | 3,574 | Not given | At least one dose of COVID-19 vaccine (BNT162b2 or mRNA-1273, AD26.COV2.S, AZD) | 13% reported no adverse events; distribution similar compared to age-matched healthy individuals | Not reported | https://www.lls.org/news/covid-19-vaccine-safety-among-blood-cancer-patients |
One site (Pittsburgh); hematologic malignancies | 67 | 70 (62.5–73.5) | Two doses of either mRNA-1273 or BNT162b2 vaccine | Not reported | Seroconversion; 46% did not produce antibodies and were vaccine nonresponders | 296 |
Two sites (San Antonio, Geneva); solid and hematologic malignancies | 140 | 63 (55–69) | Two doses of mRNA vaccines (mRNA-1273 and BNT162b2) | Not reported | Seroconversion; 94% seroconverted after two vaccine doses. Significantly lower seroconversion rates and antibody titers in patients with hematologic malignancy than with solid tumors. Patients with anti-CD20 treatment 6 months prior did not develop antibodies. | 216 |
Single center (Italy); MM, MPM on active treatment | 92 | 70 (28–80) for MPM; 73 (47–78) for MM | Two doses of BNT162b2 mRNA vaccine | No serious adverse event | Seroconversion; lower titers in patients with MPM and MM, particularly those on anti-CD38–based treatment | 205 |
Single center (Israel); solid tumors undergoing active treatment | 102 | 66 (56–72) | Two doses of BNT162b2 mRNA vaccine | Not reported | Seroconversion; 90% were seropositive after the second vaccine dose; lower titers in patients with cancer, affected by chemotherapy plus immunotherapy | 235 |
Single center (France); solid tumors; under treatment or within 6 months after treatment | 13 | 17 (16–21) | BNT162b2 mRNA vaccine | Well tolerated; mild pain at the site of injection and fatigue were most frequent systemic symptoms | Seroconversion; 7 of 10 patients developed antibodies before second vaccine dose, and 9 of 10 patients developed antibodies 1 month after the second injection | 203 |
Two independent cohorts of hematologic and solid tumors on active therapy (8.6% were previously infected) | 595 | 67 (19–96) | BNT162b2, mRNA-1273, or AZD1222 COVID-19 vaccines | Not reported | Seroconversion; improved titers after second dose; lower levels in patients on treatment with B cell–targeting agents | 200 |
Multicenter (U.S. Veterans Health Administration); solid or hematologic malignancy | 58,304a | Not available | Any COVID-19 vaccine | Not reported | Laboratory-confirmed SARS-CoV-2 infection; 57% for chemotherapy within 3 months prior to first vaccination dose; 76% for endocrine therapy and 85% for those off systemic therapy for at least 6 months prior | 201 |
Lymphoplasmacytic single-patient case study; lymphoma | 1b | 59 | Two doses of the BNT162b2 mRNA vaccine; 1 dose of JNJ-78436735 | Mild malaise and headache | Seroconversion; no detectable antibodies after 2 doses of BNT162b2; low but detectable antibodies after heterologous booster | 243 |
Single center; solid tumors on treatment | 53 | 63.7 (standard deviation 9.14) | Two and 3 doses of the BNT162b2 mRNA vaccine | Not reported | Seroconversion and T-cell assay; all patients seroconverted but lower overall antibody and T-cell responses in patients with cancer | 192 |
Single center; CML on TKI | 16 | 45.6 (not reported) | First injection of BNT162b2 vaccine | Tolerable; localized inflammation in 56.3% and transient flu-like illness in 23.5% of patients | Seroconversion and T-cell response; 87.5% of the patients with CML had detectable antibodies and developed a neutralizing antibody response; 93.3% had T-cell response | 297 |
Hematologic malignancy patients, on treatment | 551 | 65 (22–97) | Two doses of the mRNA vaccines (BNT162b2 or mRNA-1273) | Not reported | Seroconversion; positive seroconversion rates (51.5% at 1 month and 68.9% at 3 months), lower antibody titers, and diminished neutralizing capacity (26.3% at 1 month and 43.6% at 3 months) | 204 |
MM | 320 | 68 (38–93) | Fully vaccinated (BNT162b2, mRNA-1273, and some unknown); 18.8% had COVID-19 prior to immunization | Not reported | Serology; 81.3% seroconverted after receiving the second vaccine dose; antibody levels highly variable; 15.8% did not have detectable levels | 198 |
Single center; youth and young adults with history of acute lymphoblastic leukemia and allergy to PEG-asparaginase | 32 | 16 (12–29) | BNT162b2, mRNA-1273 | No patients had signs or symptoms of allergic reaction | Not reported | 193 |
Single center; lymphoma | 67 | 71 (24–90) | BNT162b2, mRNA-1273 | Not reported | Seroconversion; patients with treatment-naive lymphoma induced IgG antibody response same as healthy controls, but patients on recent anti-CD20 therapy had subdetection seroconversion | 206 |
Chronic lymphocytic leukemia | 167 | 71.0 (63.0–76.0) | BNT162b2 | Mild local reactions (pain at the injection site, local erythema or swelling); no statistical difference between the first and second doses of the vaccine; more frequent systemic adverse events after the second dose; no differences in the rate of adverse events for patients on active treatment | Seroconversion; significantly reduced antibody response rate among patients (39.5%); after treatment (79.2%), in treatment-naive patients (55.2%), and in patients under treatment (16.0%); considerably low response in patients recently treated with BTK inhibitors (16%) or venetoclax ± anti-CD20 antibody (13.6%) | 187 |
Patients with myeloproliferative neoplasm receiving the JAK1 and JAK2 inhibitor (JAKi) ruxolitinib | 30 | 60.8 (36.9–80.3) | First injection BNT162b2 or mRNA-1273 | Not reported | Seroconversion; significantly lower in patients receiving ruxolitinib; compared with healthy controls, only 33.3%–38.8% patients seroconverted | 207 |
Israel nationwide; patients with hematologic neoplasms with some on therapy for an active disease | 32,516a | 70 (59–79) | Two doses of BNT162b2 mRNA vaccine | Not reported | Vaccinated patients with hematologic neoplasms, compared with vaccinated matched controls, had an increased risk of infections, symptomatic COVID-19, COVID-19–related hospitalizations, severe COVID-19, and COVID-19–related death | 208 |
MM | 44 | 65 (not available) | Two doses of mRNA vaccine (BNT162b2, mRNA-1273) | Not reported | B- and T-cell responses; patients with seronegative MM had lower B cells and total CD4+ T cells; only 40% had spike protein–reactive B cells; patients with seropositive MM had spike-reactive B cells and activated CD4+ cells the same as healthy controls | 209 |
CAPTURE (COVID-19 antiviral response in a pan-tumor immune monitoring study) | 357 | 59 (18–87) | Unvaccinated | Not applicable | Detected SARS-CoV-2–specific CD4+ T cells in 77 of 100 patients (77%) and CD8+ T cells in 49 of 100 patients (49%) | 298 |
SeroNet-CORALE; U.S.-wide cohort of adult patients with solid tumors or hematologic malignancies | 366 | 65 (56–73) | Two doses of mRNA vaccine (BNT162b2, mRNA-1273) | Not applicable | Antibody levels prior to vaccination, 2–12 weeks, and 16–28 weeks after second dose; lower antibody levels in cancer | 210 |
Single center (New York City); hematologic malignancy and solid tumor; 73% on active treatment | 88 | 69 (30–91) | Booster vaccination with mRNA vaccine (BNT162b2 or mRNA-1273) following previous 2 doses of BNT162b2 | Not reported | 56% of seronegative patients (hematologic malignancies) after previous full vaccination seroconverted after the booster vaccination; prior anti-CD20/BTK inhibitor therapy was associated with reduced seroconversion even after boosters; patients with prior COVID-19 infection had more robust vaccine responses | 211 |
Multicenter, the Netherlands [Vaccination Against COVID in Cancer (VOICE) trial] | 791 | 55–73Cohort A (n = 240): 62 (55–69)Cohort B (n = 131): 66 (59–73)Cohort C (n = 229): 60 (50–67)Cohort D (n = 143): 64 (57–70) | Two doses of mRNA-1273 | Fatigue was most prevalent solicited systemic adverse event; fatigue, fever, chills, headache, myalgia, joint pain, and nausea were higher up to 7 days after the second vaccination; serious adverse events included fever, diarrhea, and febrile neutropenia | Seroconversion and spike-specific T-cell response; most patients with solid tumor cancer developed adequate antibody response to mRNA-1273 vaccination while receiving chemotherapy, immunotherapy, or both; 2% of cohort did not develop antibody or T-cell response | 194 |
Patients in remission after receiving CD19 or anti-CD22– targeting CAR T-cell treatments (CAR T) | 12 | 53 (16–74) | Two doses of mRNA vaccines (BNT162b2 or mRNA-1273) | Not reported | Seroconversion and T-cell response; significantly lower RBD-IgG but comparable T-cell induction among the CAR T cohort compared with healthy controls; strong SARS-CoV-2–specific CD4 T-cell responses even after robust B-cell depletion by CAR T cells | 212 |
Israel; single center; patients with solid tumors on active therapy | 37 | 67 (43–88) | Booster vaccination with BNT162b2 after 2 doses of mRNA vaccine BNT162b2 | Not reported | Serology; most recipients had enhanced antibodies after third booster, including those with moderate or minimal response following the second vaccine dose | 299 |
Single site; patients with plasma cell neoplasms | 276 | 74 (62–80) | Two doses of the BNT162b2 or 1 dose of the AZD1222 vaccine | Not reported | Seroconversion; lower production of neutralizing antibodies in patients with MM compared with controls; independent of anti-CD38 or belantamab mafodotin and lymphopenia at the time of vaccination | 300 |
Abbreviations: BTK, Bruton tyrosine kinase; CML, chronic myeloid leukemia; IQR, interquartile range; JAK, Janus kinase; MM, multiple myeloma; MPM, myeloproliferative malignancies; TKI, tyrosine kinase inhibitor.
aElectronic health record extraction.
bSingle-patient case study.
Safety of COVID-19 Vaccination in Patients with Cancer
Safety data available from these studies come with the caveat that rare adverse events are unlikely to be captured at the scale of these smaller studies, and long-term adverse events have not been observed given the time frame of the vaccine rollout. Regardless, the data are reassuring against substantially increased risk consistent with safety data from other vaccination trials (195). Moreover, the mRNA vaccine platform was initially developed for checkpoint inhibitor–treated melanoma and was previously shown to be safe among patients with cancer (196).
Antibody Response/Seroconversion of COVID-19 Vaccination in Patients with Cancer
There is now accumulating evidence for vaccine effectiveness against COVID-19 in patients with cancer (58, 182, 184–187, 194, 197–212). In most patients with cancer, mRNA vaccination leads to seroconversion after the second dose, although antibody titers achieved tend to be inferior to noncancer controls (185–187, 198, 200, 207–210, 212). There is also emerging evidence that COVID-19 vaccines differ in antigenicity; for example, mRNA-1273 (Moderna) can generate higher median antibody titers than BNT162b2 (Pfizer and BioNTech; refs. 198, 204, 213). However, consistent with the observation that patients with hematologic malignancies mount limited immune responses to SARS-CoV-2 infection (214), seroconversion following COVID-19 vaccination tends to be lower in this group (190, 197–200, 215). Patients undergoing chemotherapy and anti-CD20 therapies show further reduction in seroconversion (185, 186, 190, 198, 199, 204, 215, 216).
B- and T-cell Vaccine Immunity and Neutralizing- Antibodies in Patients with Cancer
It is important to note that most studies so far have focused on postvaccine antibody titers to the viral spike protein (seroconversion) as the assessment of vaccine immunogenicity. Correlates of protection against COVID-19 are not yet fully established, but seroconversion is frequently being used as a convenient, measurable, and acceptable surrogate of immune protection from symptomatic SARS-CoV-2 infection (199, 217–221). However, antibody titer is an imperfect proxy for overall protection without other aspects of the immune response, such as T-cell response, being measured (59, 222, 223). Despite decline of specific IgG, long-lasting memory T cells reactive to the nucleocapsid proteins of SARS-CoV-2 can be found up to 17 years after the 2003 outbreak of SARS, suggesting long-lasting and cross-reactive T-cell immunity to this family of coronaviruses (224). Spike-reactive memory T cells, but not B cells or antibodies, can be found in many individuals even before SARS-CoV-2 exposure or vaccination (225–229). CD4+ T cells induce antibody response and maintain B-cell memory 6 months after SARS-CoV-2 infection (225).
In a study of patients with active solid and hematologic malignancies, one dose of BNT162b2 yielded a poor T-cell response, further strengthening the recommendation of an early (day 21) second dose of BNT162b2 vaccination in patients with cancer (182). In patients with solid cancers on active therapy, after vaccination with two doses of BNT162b2, a T-cell response was observed in most, including nearly half who mounted undetectable neutralizing antibody responses (192). In a separate study, 77% of patients with hematologic cancer had detectable SARS-CoV-2–specific T-cell responses after COVID-19 (59). In a study of 239 patients with hematologic malignancy, vaccination with two BNT162b2 inocula resulted in only 53% of the patients achieving effective T-cellular protection against COVID-19 (230).
Aside from T-cell immunity, neutralizing antibodies (antibodies that bind to cell-free virus and prevent it from infecting cells) have also emerged as a helpful surrogate for vaccine effectiveness. In a study of nearly 600 patients with cancer, examining protection against SARS-CoV-2 variants of concern, patients with hematologic malignancies were more likely to have undetectable neutralizing titers and had lower median titers than those with solid cancers against both variants and wild-type SARS-CoV-2. By comparison with individuals without cancer, patients with hematologic, but not solid, malignancies had reduced neutralizing antibody responses (58). Of note, patients with inherited agammaglobulinemia or rituximab-induced complete B-cell depletion have recovered from COVID-19 in the absence of neutralizing antibodies (222, 223). It can be assumed that CD8+ T cells can compensate to some degree for deficient humoral immunity against SARS-CoV-2 infection in some patients (192).
Risk Factors for Impaired Vaccine Response in Patients with Cancer
From the serology studies, type of malignancy and treatment agents have emerged as two major risk factors for inadequate vaccination response (231). Since preliminary studies have investigated small cohorts, data on the impact of specific malignancies or treatment regimens are limited. Patients with hematologic malignancies tend to mount inadequate vaccine response, congruent with evidence of decreased humoral response, exhausted T-cell phenotype, and prolonged viral shedding after COVID-19 (60). Studies of mixed solid tumor and hematologic cohorts have also independently identified hematologic malignancy as a risk factor for lower efficiency to seroconvert (182, 215, 216, 232). The risk for inadequate antibody response to vaccination may in part be due to the specific therapies used to treat hematologic malignancies—for example, the B cell–depleting agent rituximab is known to be particularly immunosuppressive (233). However, hematologic malignancy itself is likely to be an independent contributor in blunted vaccine effectiveness because antibody titers were lower in patients with chronic lymphocytic leukemia even in the absence of therapy (187, 234).
Data so far suggest that immunosuppressive therapies, such as cytotoxic chemotherapy, are a risk factor for reduced antibody response. Multiple studies have demonstrated that although antibody response is preserved in patients with solid malignancies on cytotoxic therapy, the antibody titers in these patients, on average, are reduced compared with age-matched controls (216, 235). Comparatively, ICI therapy and endocrine therapy do not appear to reduce immune response (215). Importantly, patients on rituximab-based combinations seem to be at the most risk for a reduced response. In a prospective cohort of 131 patients with mixed solid and hematologic malignancy, none of the 4 patients on anti-CD20 therapy developed an antibody response compared with 15 of 16 patients on endocrine therapy (215). A recent study of longitudinal anti-spike and anti-nucleoplasmid antibodies found that B cell–targeted therapies were associated with decreased peak and sustained antibody responses (210). In patients with leukemia, lymphoma, and multiple myeloma, treatment with Bruton tyrosine kinase inhibitors, venetoclax, phosphoinositide 3-kinase inhibitors, anti-CD19/CD20, and anti-CD38/B-cell maturation therapies all hindered vaccination responses (198, 204).
Breakthrough Infections, Booster Doses, and Remaining Questions
The above preliminary studies reveal immunologic patterns but do not fully guide how they translate to protection from infection. Immunocompromised patients make up a disproportionately higher (40%–44%) proportion of vaccinated people hospitalized with breakthrough COVID-19 infections despite making up about 3% of the U.S. adult population (236–238). Vaccinated patients with hematologic malignancies, particularly those on treatment, have a higher risk of severe COVID-19 outcomes than comparable vaccinated healthy people (208). This has prompted the Centers for Disease Control and Prevention to recommend an additional dose of an mRNA COVID-19 vaccine in moderately to severely immunocompromised people (https://www.cdc.gov/media/releases/2021/s0813-additional-mRNA-mrna-dose.html), and this may be especially important for patients with hematologic malignancies (202, 239). A phase I study in patients with solid tumors on active chemotherapy examined the role of a third immunization. At 1 week after a third immunization, 16 participants demonstrated a median threefold increase in neutralizing antibody responses, but no improvement was observed in T-cell responses (192). In a prospective National Registry study from the Leukemia & Lymphoma Society (NCT04794387), 55% of patients with B-cell malignancies who did not make anti-spike antibodies after full SARS-CoV-2 vaccines seroconverted after booster vaccination, and the immunogenicity of booster vaccination did not appear to be affected by disease type, vaccine type, homologous or heterologous vaccination pairing, or malignancy target therapies (202).
Studies have not yet extensively assessed the duration of vaccination effectiveness against COVID-19 from vaccination in patients with cancer relative to the general population. In a nationwide study of patients with cancer in the U.S. Veterans Health Administration, real-world effectiveness from vaccination against SARS-CoV-2 infection was investigated (201). In this retrospective matched cohort study of 58,304 patients with cancer, against the primary outcome of laboratory-confirmed SARS-CoV-2 infection, overall 14-day post–second-dose effectiveness, defined as 1 minus the risk ratio of SARS-CoV-2 infection for vaccinated individuals compared with unvaccinated controls, was 57% among the patients receiving chemotherapy versus 76% for those receiving endocrine therapy. Patients who had their last dose of systemic therapy at least 6 months prior to vaccination exhibited 85% vaccine effectiveness. In limited studies, patients with cancer or those receiving anti-CD20 treatment have been shown to be at higher risk of vaccine breakthrough infections compared with the general population (199, 238, 240). A more recent claims-based Israeli study examining breakthrough infections reported on 113 patients with hematologic malignancy who experienced COVID-19 infection after vaccination, of whom 70% had severe COVID-19 infection. Despite this high rate of severe infection, COVID-19–related mortality was 13%, which appears to be lower compared with mortality rates of patients with hematologic malignancies reported before vaccination rollout (241). Overall, however, data on protection from severe complications of COVID-19 remain limited, and future work on larger cohorts will be needed. The ultimate test of effectiveness of vaccination is protection against symptomatic and severe COVID-19, for which data are still emerging.
Multiple questions on the future of vaccination for patients with cancer remain unanswered. It is unclear how effective current vaccines will remain against future SARS-CoV-2 variants and what strategies will be most effective to protect a vulnerable patient population. Booster vaccination recommendations are still evolving, and preliminary evidence suggests that booster vaccinations are safe (242, 243) and potentially effective against new variants (244). A trial in adults with solid tumors showed that a third immunization with BNT162b2 boosted neutralizing antibody titers in most participants to a protective level, but the improvements were fairly modest, and circulating spike-specific T-cell frequencies did not change (192). Data are lacking on how effective booster vaccinations will be in the heterogeneous population of patients with cancer, whether “mix-and-match” approaches with in-class and across-class vaccines are effective (245), and how booster vaccinations should be optimally timed with anticancer therapy. These questions remain important directions for future studies.
In the final sections of this review, we turn to the effects of COVID-19 on the whole population with or at risk of cancer, followed by a discussion of the methodologic challenges of studying COVID-19 in patients with cancer.
The Impact of COVID-19 on Cancer Care Delivery
At the onset of the COVID-19 pandemic, inaccessible testing and personal protective equipment (PPE) shortages were widespread. Therefore, recommendations of adaptive care strategies (aimed at maintaining continuity and quality of cancer care while mitigating risk of infection transmission within the contingencies of the health care system) were made by expert panels (246, 247) and oncology societies (248–251). This resulted in widespread temporary suspensions of essential cancer services such as screening, diagnostic procedures, and treatments (4). The reorganization of cancer management had unintended consequences of significant decreases in cancer screening, cancer management visits, cancer surgeries, access to health care delivery, and cancer research (252). Frequent determinants for disruptions in cancer care were provider- or systems-based due to reduction in service availability with impact on treatment, diagnosis, or general health service (253). It is important to consider the patient perspective in the midst of all of these and other changes (Fig. 3).
Cancer Screening and Prevention
Due in part to the decreased capacity for non-COVID care and a decrease in primary care visits, both primary and secondary prevention of cancer were negatively affected (252, 254). In contrast to 2019, a cross-sectional study suggests that the diagnosis of cancer decreased by 46% overall in 2020. Examples range from a 25% drop in pancreatic cancer diagnoses to a 52% decrease for new breast cancer diagnoses early in the pandemic (255). Data from U.S. central cancer registries will further inform this observation but will not be available until 2022 at the earliest given the normal lag in registry reporting. During the pandemic, routine cancer screening rates have also declined. In the United Kingdom, screening declined across all studied cohorts, most notably breast cancer screening by 90% and colorectal cancer screening by 85% (256). In the United States, screenings for breast, colon, prostate, and lung cancers in older adults were lower by 85%, 75%, 74%, and 56%, respectively (257), and there were reduced cervical cancer screenings for women aged 21 to 65 years (258). Studies tracking observed versus expected cancer cases (259) and modeling studies (7, 260, 261) suggest a significant reservoir of undiagnosed cancer due to pandemic-related decreases in screening. Compared with prepandemic figures, a UK-based population modeling study estimates increased mortality and avoidable deaths ranging from 4% to 17%, depending on tumor type, due to pandemic-related diagnostic delays (7).
The impact of delayed diagnosis is disproportionately profound in vulnerable populations, which will result in widening disparities (258). Researchers in Canada and Scotland reported on the negative impact of the pandemic on all cancer screening programs and identified older age and low neighborhood income as factors associated with diagnostic delays (262, 263). DeGroff and colleagues (264) further reported decreases in screening and recovery among women from underrepresented minority populations. In another study, disparities seen at the onset of the pandemic remained persistent when screening resumed (265).
Cancer Therapy
Around the world and even within locales, there has been variability in individual treatment decision-making in an attempt to maintain evidence-based cancer care during the pandemic while ensuring patient safety. In addition to delays and cancellations of surgeries, modifications included the use of local or regional anesthesia in place of general anesthesia when feasible (266), change in surgical technique to decrease aerosol generation (267), and enhanced recovery protocols to decrease hospital stays (268). Within radiotherapy, multiple-dose/fractionation regimens often can have clinical parity for a particular disease entity, allowing for the consideration of truncated treatment times (269). In some cases, a modality change was recommended; for example, consensus panels often eschewed surgical therapies in favor of radiation or chemoradiation (246). Systemic regimens were altered with prolonged dosing intervals (270), with intravenous regimens being replaced by oral or subcutaneous agents (271), or the type of systemic therapy was chosen to decrease the likelihood of hematologic toxicity (272). In an example of an extreme modification, stem cell transplants in hematologic malignancies were replaced with radiotherapy (266). In the OnCOVID registry, among 466 patients who had recovered from COVID-19 who were on systemic anticancer therapy, 15% permanently discontinued therapy, and 38% resumed treatment with a dose or regimen adjustment; permanent treatment discontinuation was independently associated with an increased risk of death, whereas dose or regimen adjustments were not associated with worse outcome (76).
For patients with resectable cancer, a delay in surgery has the potential to increase the likelihood of advanced disease and decreased survival (7). Data from an observational modeling study examining the effect of COVID-19 on surgery delays and outcomes showed that delays by 3 to 6 months reduced life-years gained by surgery by 19% and 43%, respectively (273). Another study reported a 6% to 8% increase in the risk of death for every 4-week delay across surgical, systemic therapy, and radiotherapy indications for seven analyzed cancers (274). A large international prospective study of over 20,000 people awaiting surgery found that 10% of patients did not receive surgery for a COVID-19–related reason, with moderate and full lockdowns being associated with non-operation (275). The aggregate effects of these alterations to standard-of-care therapy will be the subject of ongoing study for several years and may lead to insights to guide practice in future pandemics. Early estimates of the 1-year impact of reduced supply and demand of cancer services by 40% resulted in 78% excess deaths in survivors of cancer (275).
Telehealth
Driven by the need to preserve PPE, minimize physical contact within health care facilities, and reduce potential exposure to infection, COVID-19 has propelled the use of telemedicine. There have been mixed reactions among patients to the telehealth experience, with an appreciation for the accessibility, ease, and convenience that it allows, against the challenges of available access to Internet/technology (276, 277).
The increased use of virtual consultation ushers in a new set of concerns, including maintenance of cybersecurity, confidentiality, delivery of medications, and documentation (278). The pivot to telemedicine (279) highlights challenges mediated by sociodemographic factors (280), potentially deepening the divide for disadvantaged and marginalized groups. In particular, despite increased telehealth visits during the pandemic, Black and Hispanic patients were less likely to have an increase in telehealth utilization (85). In addition to changes in direct patient contact, videoconferencing has been adopted by many centers for multidisciplinary tumor boards. This has the advantage of improved ease of attendance for participants but with mixed results in regard to efficiency because of potential audiovisual sharing difficulties and delays in supporting information such as pathology slides and imaging (4, 281). The rapid and successful deployment of virtual medicine has transformed cancer care and will likely become a permanent aspect of its delivery, although this outcome is highly dependent on regulatory decisions.
Access to Care, Social Isolation, and Rationing
Additional effects of the pandemic have been omnipresent and have affected all patients with cancer. These include the barriers of accessing in-person and telemedicine care during provider shortages and reassignments, cancellation of procedures due to health care system capacity issues, social isolation due to visitor limitations at health care facilities, and general avoidance of social outings. Preliminary research suggests that the “fear of COVID” is common in patients with cancer and can lead to debilitating anxiety (282). In a study of 1,000 patients with cancer carried out during the early and late pandemic, fear of COVID-19 was linked to psychologic distress and persisted throughout the pandemic among underresourced patients with cancer. The authors concluded that timely psychosocial support is critical to meet increased care needs experienced by patients with cancer during the COVID-19 pandemic. There has also been evidence of sporadic rationing of care. Early on in the pandemic, in exceptional circumstances, certain patients with cancer were not being offered potentially life-saving therapies such as extracorporeal membrane oxygenation (ECMO) or intubation (96).
Statistical and Research Design Considerations
Underlying all aspects of COVID-19 research—from disease characterization to potential treatment and vaccination evaluation to appropriate public health communication—is data generation. The abundance of data on COVID-19 has been very valuable. However, when muddled or inaccurate, data can be detrimental. Because of the urgency to answer public health questions amid a dearth of randomized trial data early in the pandemic, real-world data (RWD) have emerged as useful tools to understand and contextualize emerging situations. These provide an opportunity to rapidly characterize natural history including disease progression and risk factors, examine health equity, and evaluate treatments.
The rapid rise in use of RWD applied to COVID-19 is accompanied by the inherent challenges to the use of observational data that vary in their purpose, type, completeness, and granularity. Data quality is a salient—if not the greatest—challenge in the use of RWD for generating inference. Measures of data quality can include plausibility, reliability, conformance, completeness, accuracy, and reliability. Assessment of whether a data set is fit to answer a research question requires a high level of data familiarity. Furthermore, transparency and reproducibility in methods are integral to interpretation (https://www.strobe-statement.org/; refs. 283, 284).
Observational studies are subject to the potential for inherent confounding and bias in the absence of randomization, including selection bias, measured and unmeasured confounding, residual confounding, and collider bias. For example, collider bias can infer associations between two or more variables, which affect the likelihood of an individual being sampled, misrepresenting the true associations between these variables in the sample (285). In COVID-19 research designs, confounding by indication (e.g., evaluating ACE inhibitor and angiotensin receptor blocker treatment effects on COVID-19) and confounding by severity (e.g., differential nature of underlying comorbidities or more severe disease) are particularly relevant. Moreover, temporal and geographic biases can arise from the spatiotemporal patterns in the pandemic, public health mitigation strategies (e.g., masking), available treatments and authorizations, testing, and vaccine uptake. These time- and geographic-varying aspects have created measurement challenges in data capture—for example, inaccurate estimates of vaccine exposure or severity outcomes could lead to the potential for information bias, where the exposure may be misclassified due to incomplete capture.
Consistent definitions for data elements and outcomes, such as the ordinal World Health Organization clinical progression scale (286), could better facilitate replication and synthesis of results across studies and populations. Although advanced statistical methods are available that attempt to generate causal inference from observational data, these methods require additional, sometimes untestable, assumptions that must be considered in each individual context (287). At minimum, selection of appropriate comparators for both positive and negative controls is essential (288). Because the total eligible population for a convenience sample is not easily estimable, the definition of a denominator remains elusive, meaning that population inferences are challenging. For example, a commonly reported statistic is the percentage of inpatients with SARS-CoV-2 infection or those who are vaccinated versus unvaccinated. However, the more logical statistic for public health communication to explain risk perception would be the percentage of vaccinated people who are hospitalized. This illustrates a more general problem that is widespread in an incomplete data ecosystem. Because of these intricate methodologic considerations, RWD design and analysis require a collaborative, multidisciplinary approach to ensure appropriate data selection and analysis to provide the best possible evidence for patient and clinician decision-making. Attention to data quality assessment, protocol development, and a priori statistical analysis plans are necessary (289). RWD can contribute meaningfully to rapid categorization and understanding of broader patient populations than those included in trials, which is particularly important in evaluating COVID-19 treatment and vaccination effectiveness in patients with cancer. Although randomized controlled trials remain the gold standard, efforts during the COVID-19 pandemic have demonstrated the potential opportunity for registry-based studies, observational cohort studies, and pragmatic trials to improve care delivery and clinical research to provide for more inclusive improvement of patient health outcomes (290).
In addition to challenges related to RWD during this health crisis, several ethical concerns related to informed consent for participation in research have been highlighted. Although many institutions have adopted innovative methods such as electronic consent (e-consent), implementation has not always been seamless due to lack of personnel and infrastructure (especially in underserved communities), user-friendly interfaces, and availability of translators for individuals who do not speak English (291, 292). These hurdles have highlighted the need to improve technology and accessibility for e-consent, ensure the presence of translators, and simplify the e-consent process by reducing the lengths or number of forms required (293).
Conclusion
This landscape analysis provides the reader with the current state of knowledge along with many of the challenges faced in determining evidence for patients with COVID-19 and cancer. Overall, our collective understanding is remarkably advanced less than 2 years into a generational pandemic, but many gaps and unanswered questions remain. In comparison to the early years of the last generational pandemic (HIV/AIDS), the number of basic, translational, and clinical researchers tackling COVID-19 has been nothing short of remarkable. Many of these researchers pivoted from preexisting programs, and the effects on their unrelated cancer and infectious diseases research remain to be determined. International grassroots efforts have been catalyzed by social media in a way that would have been unimaginable before the Internet (290, 294, 295). The next chapter of the pandemic is yet to be written, but it is clear that much remains to be learned so that the direct and indirect effects of the pandemic on patients with cancer are mitigated to the fullest extent possible.
Authors' Disclosures
A. Elkrief reports other support from the Canadian Institute of Health Research, the Royal College of Physicians and Surgeons of Canada, and the Henry R. Shibata Award outside the submitted work. J.T. Wu reports an ongoing research collaboration with the Veterans Affairs Healthcare System. M.R. Shah reports other support from AbbVie outside the submitted work. A. Beeghly-Fadiel reports grants from NIH P30 CA068485 (CCC19) during the conduct of the study, as well as grants from NIH U24 MD010722 PMHDC Pilot Study and NIH U54 CA163072 MVTCP Pilot Study outside the submitted work. S.R. Jhawar reports grants from Varian Medical Systems outside the submitted work. D.B. Johnson reports personal fees from Bristol Myers Squibb, Catalyst, Iovance, Jannsen, Mallinckrodt, Merck, Mosaic, Novartis, Oncosec, Pfizer, and Targovax and grants from Incyte and Bristol Myers Squibb outside the submitted work. R.R. McKay reports serving as a consultant or advisor to Astellas, Medivation, AstraZeneca, Bayer, Bristol Myers Squibb, Calithera Biosciences, Caris, Dendreon, Exelixis, Janssen, Merck, Myovant, Novartis, Pfizer, Sanofi, Sorrento Therapeutics, Tempus, and Vividion Therapeutics and has received institutional research funding from Bayer, Pfizer, and Tempus. D.Y. Reuben reports personal fees from Castle Biosciences outside the submitted work. D.C. Vinh reports other support from Fonds de recherche du Québec Santé during the conduct of the study; personal fees from CSL Behring, Novartis Canada, UCB Biosciences GmbH, Avir Pharma, Takeda, and Qu Biologics outside the submitted work; and a patent for 40101099 pending and a patent for 44321620 pending. S. Mishra reports grants from the NCI, the International Association for the Study of Lung Cancer, and the American Association for Cancer Research (AACR) during the conduct of the study, as well as personal fees from National Geographic outside the submitted work. J.L. Warner reports personal fees from Westat, Roche, Flatiron Health, and Melax Tech, other support from HemOnc.org LLC, and grants from the NIH/NCI during the conduct of the study, as well as grants from the American Association for Cancer Research (AACR) outside the submitted work. No disclosures were reported by the other authors.
Acknowledgments
This work was supported by NCI grant P30 CA068485 (to A. Beeghly-Fadiel, B. French, S. Mishra, and J.L. Warner).